BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 3,319,363
- Share change
- +441,988
- Total reported value
- $52,924,963
- Price per share
- $15.95
- Number of holders
- 47
- Value change
- +$5,839,721
- Number of buys
- 24
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
2.8%
|
568,019
|
$11,008,000 | — | 30 Sep 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.8%
|
357,887
|
$6,936,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.5%
|
309,993
|
$6,007,000 | — | 30 Sep 2018 | |
| MORGAN STANLEY |
13F
|
Company |
1.4%
|
274,137
|
$5,313,000 | — | 30 Sep 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1%
|
209,426
|
$4,059,000 | — | 30 Sep 2018 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.65%
|
130,332
|
$2,526,000 | — | 30 Sep 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.39%
|
79,093
|
$1,533,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
0.33%
|
65,954
|
$1,278,000 | — | 30 Sep 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.32%
|
63,748
|
$1,235,000 | — | 30 Sep 2018 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.24%
|
48,084
|
$932,000 | — | 30 Sep 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.23%
|
45,234
|
$876,000 | — | 30 Sep 2018 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.2%
|
40,019
|
$776,000 | — | 30 Sep 2018 | |
| Ford Financial Group, LLC |
13F
|
Company |
0.19%
|
38,830
|
$752,000 | — | 30 Sep 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.19%
|
37,903
|
$735,000 | — | 30 Sep 2018 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.16%
|
32,313
|
$626,000 | — | 30 Sep 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.14%
|
27,594
|
$535,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.12%
|
23,263
|
$451,000 | — | 30 Sep 2018 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.1%
|
20,297
|
$393,000 | — | 30 Sep 2018 | |
| American Financial Network Advisory Services LLC |
13F
|
Company |
0.1%
|
19,900
|
$389,000 | — | 30 Sep 2018 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
0.09%
|
18,037
|
$349,000 | — | 30 Sep 2018 | |
| VICUS CAPITAL |
13F
|
Company |
0.09%
|
17,764
|
$344,000 | — | 30 Sep 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.08%
|
16,802
|
$326,000 | — | 30 Sep 2018 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
0.07%
|
13,493
|
$261,000 | — | 30 Sep 2018 | |
| M&T BANK CORP |
13F
|
Company |
0.06%
|
13,000
|
$252,000 | — | 30 Sep 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.06%
|
12,076
|
$234,000 | — | 30 Sep 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
10,122
|
$194,000 | — | 30 Sep 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.04%
|
8,002
|
$155,000 | — | 30 Sep 2018 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
0.02%
|
3,600
|
$70,000 | — | 30 Sep 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
2,924
|
$57,000 | — | 30 Sep 2018 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0.01%
|
2,850
|
$55,233 | — | 30 Sep 2018 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,825
|
$35,000 | — | 30 Sep 2018 | |
| ENTERPRISE FINANCIAL SERVICES CORP |
13F
|
Company |
0.01%
|
1,752
|
$34,000 | — | 30 Sep 2018 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
800
|
$16,000 | — | 30 Sep 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0%
|
785
|
$15,000 | — | 30 Sep 2018 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
450
|
$10,000 | — | 30 Sep 2018 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0%
|
225
|
$4,000 | — | 30 Sep 2018 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q4 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.