Security key
06760L100
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q1 2019 13F Holders as of 31 Mar 2019
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 2,715,369
- Share change
- -600,010
- Total reported value
- $49,143,272
- Price per share
- $18.10
- Number of holders
- 33
- Value change
- -$8,887,936
- Number of buys
- 15
- Number of sells
- 25
Report period
Q1 2019
Institutions
33
Top holders
10
BGH full security history
Newer quarter: Q2 2019
Previous quarter: Q4 2018
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 06760L100
Recent filing periods:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
2.6%
|
527,146
|
$8,408,000 | — | 31 Dec 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.6%
|
322,805
|
$5,149,000 | — | 31 Dec 2018 | |
| TSP Capital Management Group, LLC |
13F
|
Company |
1.6%
|
311,366
|
$4,966,000 | — | 31 Dec 2018 | |
| MORGAN STANLEY |
13F
|
Company |
1.5%
|
307,310
|
$4,902,000 | — | 31 Dec 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.5%
|
295,079
|
$4,707,000 | — | 31 Dec 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.1%
|
212,106
|
$3,383,000 | — | 31 Dec 2018 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.75%
|
149,931
|
$2,391,000 | — | 31 Dec 2018 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.72%
|
144,624
|
$2,289,000 | — | 31 Dec 2018 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.6%
|
120,496
|
$1,922,000 | — | 31 Dec 2018 | |
| Curi Capital, LLC |
13F
|
Company |
0.58%
|
116,522
|
$1,859,000 | — | 31 Dec 2018 | |
| UBS Group AG |
13F
|
Company |
0.36%
|
71,643
|
$1,143,000 | — | 31 Dec 2018 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.34%
|
68,222
|
$1,088,000 | — | 31 Dec 2018 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.32%
|
64,744
|
$1,032,000 | — | 31 Dec 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.26%
|
51,749
|
$825,000 | — | 31 Dec 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.26%
|
51,305
|
$818,000 | — | 31 Dec 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.22%
|
44,559
|
$710,000 | — | 31 Dec 2018 | |
| Weiss Asset Management LP |
13F
|
Company |
0.2%
|
39,596
|
$632,000 | — | 31 Dec 2018 | |
| Ford Financial Group, LLC |
13F
|
Company |
0.2%
|
39,282
|
$626,000 | — | 31 Dec 2018 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.2%
|
39,275
|
$626,000 | — | 31 Dec 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.19%
|
37,428
|
$597,000 | — | 31 Dec 2018 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.16%
|
31,513
|
$503,000 | — | 31 Dec 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.11%
|
22,686
|
$361,000 | — | 31 Dec 2018 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.11%
|
22,400
|
$357,000 | — | 31 Dec 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
20,805
|
$332,000 | — | 31 Dec 2018 | |
| American Financial Network Advisory Services LLC |
13F
|
Company |
0.1%
|
19,900
|
$320,000 | — | 31 Dec 2018 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.1%
|
19,341
|
$308,000 | — | 31 Dec 2018 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.09%
|
18,497
|
$295,000 | — | 31 Dec 2018 | |
| VICUS CAPITAL |
13F
|
Company |
0.09%
|
18,127
|
$289,000 | — | 31 Dec 2018 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
0.09%
|
18,094
|
$288,000 | — | 31 Dec 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.09%
|
17,634
|
$281,000 | — | 31 Dec 2018 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
0.09%
|
17,574
|
$280,000 | — | 31 Dec 2018 | |
| M&T BANK CORP |
13F
|
Company |
0.07%
|
14,500
|
$231,000 | — | 31 Dec 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.06%
|
12,262
|
$196,000 | — | 31 Dec 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.06%
|
12,167
|
$194,000 | — | 31 Dec 2018 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
0.05%
|
11,000
|
$175,000 | — | 31 Dec 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.04%
|
8,200
|
$131,000 | — | 31 Dec 2018 | |
| Cresset Asset Management, LLC |
13F
|
Company |
0.03%
|
5,850
|
$94,000 | — | 31 Dec 2018 | |
| CWM, LLC |
13F
|
Company |
0.02%
|
3,534
|
$56,000 | — | 31 Dec 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
2,924
|
$46,000 | — | 31 Dec 2018 | |
| Ameritas Investment Company, LLC |
13F
|
Company |
0.01%
|
2,436
|
$39,000 | — | 31 Dec 2018 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0.01%
|
2,000
|
$31,900 | — | 31 Dec 2018 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
1,092
|
$17,000 | — | 31 Dec 2018 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
800
|
$13,000 | — | 31 Dec 2018 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
450
|
$8,000 | — | 31 Dec 2018 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0%
|
225
|
$3,000 | — | 31 Dec 2018 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
160
|
$3,000 | — | 31 Dec 2018 | |
| Rehmann Capital Advisory Group |
13F
|
Company |
0%
|
4
|
$63 | — | 31 Dec 2018 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
20,175
|
$322,000 | — | 31 Dec 2018 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q1 2019
As of 31 Mar 2019,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,715,369 shares.
The largest 10 holders included
Invesco Ltd., WELLS FARGO & COMPANY/MN, TSP Capital Management Group, LLC, GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, FIRST TRUST ADVISORS LP, RAYMOND JAMES & ASSOCIATES, UBS Group AG, and SIT INVESTMENT ASSOCIATES INC.
This page lists
33
institutional shareholders reporting positions in this security
for the Q1 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2019 vs Q4 2018 Across Filers
Q4 2018 holders
47
Q1 2019 holders
33
Holder diff
-14
| Investor | Q4 2018 Shares | Q1 2019 Shares | Share Diff | Share Chg % | Q4 2018 Value $ | Q1 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.