BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)

CUSIP: 06760L100

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class
Equity / Common
Shares outstanding
20,065,249
Total 13F shares
2,850,289
Share change
-360,219
Total reported value
$55,239,233
Price per share
$19.38
Number of holders
37
Value change
-$6,483,007
Number of buys
21
Number of sells
14

Quarterly Holders Quick Answers

What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.

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Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Invesco Ltd.
13F
Company
2.7%
542,749
$10,193,000 30 Jun 2018
13F
GUGGENHEIM CAPITAL LLC
13F
Company
1.7%
344,777
$6,473,000 30 Jun 2018
13F
TSP Capital Management Group, LLC
13F
Company
1.7%
334,806
$6,288,000 30 Jun 2018
13F
Laurion Capital Management LP
13F
Company
1.6%
311,915
$5,858,000 30 Jun 2018
13F
WELLS FARGO & COMPANY/MN
13F
Company
1.5%
301,266
$5,658,000 30 Jun 2018
13F
MORGAN STANLEY
13F
Company
1.3%
261,297
$4,907,000 30 Jun 2018
13F
BANK OF AMERICA CORP /DE/
13F
Company
1.1%
210,804
$3,959,000 30 Jun 2018
13F
BESSEMER GROUP INC
13F
Company
0.76%
152,658
$2,867,000 30 Jun 2018
13F
FIRST TRUST ADVISORS LP
13F
Company
0.63%
125,856
$2,364,000 30 Jun 2018
13F
SIT INVESTMENT ASSOCIATES INC
13F
Company
0.49%
98,905
$1,857,000 30 Jun 2018
13F
UBS Group AG
13F
Company
0.37%
73,818
$1,386,000 30 Jun 2018
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.32%
64,557
$1,212,000 30 Jun 2018
13F
BB&T SECURITIES, LLC
13F
Company
0.28%
56,340
$1,058,000 30 Jun 2018
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0.21%
42,250
$789,000 30 Jun 2018
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
0.19%
37,903
$712,000 30 Jun 2018
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
0.18%
35,851
$673,000 30 Jun 2018
13F
WEDBUSH SECURITIES INC
13F
Company
0.16%
31,417
$590,000 30 Jun 2018
13F
Ford Financial Group, LLC
13F
Company
0.14%
27,657
$518,000 30 Jun 2018
13F
ROYAL BANK OF CANADA
13F
Company
0.11%
21,384
$402,000 30 Jun 2018
13F
SeaCrest Wealth Management, LLC
13F
Company
0.1%
20,600
$387,000 30 Jun 2018
13F
VICUS CAPITAL
13F
Company
0.1%
20,327
$382,000 30 Jun 2018
13F
Janney Montgomery Scott LLC
13F
Company
0.08%
16,802
$316,000 30 Jun 2018
13F
Advisor Group, Inc.
13F
Company
0.07%
13,556
$254,000 30 Jun 2018
13F
WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV
13F
Company
0.07%
13,436
$252,000 30 Jun 2018
13F
M&T BANK CORP
13F
Company
0.06%
13,000
$244,000 30 Jun 2018
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
0.04%
7,818
$147,000 30 Jun 2018
13F
IFP Advisors, Inc
13F
Company
0.02%
3,408
$64,000 30 Jun 2018
13F
Glen Eagle Advisors, LLC
13F
Company
0.01%
2,850
$53,523 30 Jun 2018
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
0%
1,000
$19,000 30 Jun 2018
13F
North Star Investment Management Corp.
13F
Company
0%
800
$15,000 30 Jun 2018
13F
Winslow, Evans & Crocker, Inc.
13F
Company
0%
576
$12,000 30 Jun 2018
13F
FNY Investment Advisers, LLC
13F
Company
0%
225
$4,000 30 Jun 2018
13F
American Financial Network Advisory Services LLC
13F
Company
0%
11
$401 30 Jun 2018
13F

Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q3 2018

As of 30 Sep 2018, BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by 37 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,850,289 shares. The largest 10 holders included Invesco Ltd., GUGGENHEIM CAPITAL LLC, TSP Capital Management Group, LLC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, FIRST TRUST ADVISORS LP, LADENBURG THALMANN FINANCIAL SERVICES INC., UBS Group AG, and RAYMOND JAMES & ASSOCIATES. This page lists 37 institutional shareholders reporting positions in this security for the Q3 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2018 vs Q2 2018 Across Filers

Q2 2018 holders
32
Q3 2018 holders
37
Holder diff
5
Investor Q2 2018 Shares Q3 2018 Shares Share Diff Share Chg % Q2 2018 Value $ Q3 2018 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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