BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 2,850,289
- Share change
- -360,219
- Total reported value
- $55,239,233
- Price per share
- $19.38
- Number of holders
- 37
- Value change
- -$6,483,007
- Number of buys
- 21
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
2.7%
|
542,749
|
$10,193,000 | — | 30 Jun 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.7%
|
344,777
|
$6,473,000 | — | 30 Jun 2018 | |
| TSP Capital Management Group, LLC |
13F
|
Company |
1.7%
|
334,806
|
$6,288,000 | — | 30 Jun 2018 | |
| Laurion Capital Management LP |
13F
|
Company |
1.6%
|
311,915
|
$5,858,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.5%
|
301,266
|
$5,658,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
261,297
|
$4,907,000 | — | 30 Jun 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.1%
|
210,804
|
$3,959,000 | — | 30 Jun 2018 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.76%
|
152,658
|
$2,867,000 | — | 30 Jun 2018 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.63%
|
125,856
|
$2,364,000 | — | 30 Jun 2018 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.49%
|
98,905
|
$1,857,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
0.37%
|
73,818
|
$1,386,000 | — | 30 Jun 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.32%
|
64,557
|
$1,212,000 | — | 30 Jun 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.28%
|
56,340
|
$1,058,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.21%
|
42,250
|
$789,000 | — | 30 Jun 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.19%
|
37,903
|
$712,000 | — | 30 Jun 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.18%
|
35,851
|
$673,000 | — | 30 Jun 2018 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.16%
|
31,417
|
$590,000 | — | 30 Jun 2018 | |
| Ford Financial Group, LLC |
13F
|
Company |
0.14%
|
27,657
|
$518,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.11%
|
21,384
|
$402,000 | — | 30 Jun 2018 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.1%
|
20,600
|
$387,000 | — | 30 Jun 2018 | |
| VICUS CAPITAL |
13F
|
Company |
0.1%
|
20,327
|
$382,000 | — | 30 Jun 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.08%
|
16,802
|
$316,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.07%
|
13,556
|
$254,000 | — | 30 Jun 2018 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
0.07%
|
13,436
|
$252,000 | — | 30 Jun 2018 | |
| M&T BANK CORP |
13F
|
Company |
0.06%
|
13,000
|
$244,000 | — | 30 Jun 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.04%
|
7,818
|
$147,000 | — | 30 Jun 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.02%
|
3,408
|
$64,000 | — | 30 Jun 2018 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0.01%
|
2,850
|
$53,523 | — | 30 Jun 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
1,000
|
$19,000 | — | 30 Jun 2018 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
800
|
$15,000 | — | 30 Jun 2018 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
576
|
$12,000 | — | 30 Jun 2018 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0%
|
225
|
$4,000 | — | 30 Jun 2018 | |
| American Financial Network Advisory Services LLC |
13F
|
Company |
0%
|
11
|
$401 | — | 30 Jun 2018 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q3 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.