BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 3,164,394
- Share change
- +165,620
- Total reported value
- $61,319,505
- Price per share
- $19.38
- Number of holders
- 39
- Value change
- +$3,170,255
- Number of buys
- 23
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.4%
|
473,007
|
$9,744,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
2.1%
|
430,062
|
$8,859,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2%
|
410,818
|
$8,464,000 | — | 30 Sep 2017 | |
| TSP Capital Management Group, LLC |
13F
|
Company |
1.7%
|
343,836
|
$7,083,000 | — | 30 Sep 2017 | |
| BESSEMER GROUP INC |
13F
|
Company |
1.1%
|
228,658
|
$4,710,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.1%
|
211,246
|
$4,352,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
210,995
|
$4,346,000 | — | 30 Sep 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.67%
|
133,486
|
$2,750,000 | — | 30 Sep 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.53%
|
106,129
|
$2,186,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0.46%
|
92,412
|
$1,904,000 | — | 30 Sep 2017 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.28%
|
56,343
|
$1,160,000 | — | 30 Sep 2017 | |
| American Financial Network Advisory Services LLC |
13F
|
Company |
0.25%
|
49,814
|
$1,026,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.23%
|
45,403
|
$936,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.22%
|
43,889
|
$904,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.11%
|
21,407
|
$441,000 | — | 30 Sep 2017 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
0.09%
|
18,650
|
$384,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.08%
|
15,241
|
$314,000 | — | 30 Sep 2017 | |
| MCRAE CAPITAL MANAGEMENT INC |
13F
|
Company |
0.07%
|
14,737
|
$304,000 | — | 30 Sep 2017 | |
| VICUS CAPITAL |
13F
|
Company |
0.06%
|
12,319
|
$254,000 | — | 30 Sep 2017 | |
| M&T BANK CORP |
13F
|
Company |
0.06%
|
12,000
|
$247,000 | — | 30 Sep 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.06%
|
11,250
|
$232,000 | — | 30 Sep 2017 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
0.05%
|
10,271
|
$212,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.02%
|
3,908
|
$81,000 | — | 30 Sep 2017 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0.01%
|
2,850
|
$58,710 | — | 30 Sep 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
800
|
$16,000 | — | 30 Sep 2017 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
656
|
$13,494 | — | 30 Sep 2017 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0%
|
481
|
$10,000 | — | 30 Sep 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
264
|
$5,000 | — | 30 Sep 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
57
|
$1,000 | — | 30 Sep 2017 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q4 2017
As of 31 Dec 2017,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,164,394 shares.
The largest 10 holders included
Invesco Ltd., GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, TSP Capital Management Group, LLC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, BESSEMER GROUP INC, FIRST TRUST ADVISORS LP, UBS Group AG, and SIT INVESTMENT ASSOCIATES INC.
This page lists
39
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
29
Q4 2017 holders
39
Holder diff
10
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.