BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 2,960,989
- Share change
- -13,740
- Total reported value
- $60,997,204
- Price per share
- $20.60
- Number of holders
- 29
- Value change
- +$87,974
- Number of buys
- 16
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BESSEMER GROUP INC |
13F
|
Company |
2%
|
400,224
|
$7,916,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2%
|
393,897
|
$7,791,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.9%
|
389,918
|
$7,713,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
1.8%
|
361,902
|
$7,158,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.97%
|
193,852
|
$3,834,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.94%
|
188,859
|
$3,736,000 | — | 30 Jun 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.74%
|
147,959
|
$2,927,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.43%
|
86,586
|
$1,713,000 | — | 30 Jun 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.4%
|
81,035
|
$1,603,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.22%
|
44,325
|
$877,000 | — | 30 Jun 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
0.21%
|
41,895
|
$829,000 | — | 30 Jun 2017 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.17%
|
33,723
|
$667,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.14%
|
28,181
|
$558,000 | — | 30 Jun 2017 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.11%
|
22,900
|
$453,000 | — | 30 Jun 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.11%
|
22,892
|
$453,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.11%
|
21,765
|
$431,000 | — | 30 Jun 2017 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
0.09%
|
18,650
|
$369,000 | — | 30 Jun 2017 | |
| MCRAE CAPITAL MANAGEMENT INC |
13F
|
Company |
0.07%
|
14,737
|
$291,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.07%
|
13,599
|
$269,000 | — | 30 Jun 2017 | |
| VICUS CAPITAL |
13F
|
Company |
0.06%
|
12,041
|
$238,000 | — | 30 Jun 2017 | |
| M&T BANK CORP |
13F
|
Company |
0.06%
|
12,000
|
$237,000 | — | 30 Jun 2017 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
10,476
|
$207,000 | — | 30 Jun 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.05%
|
10,250
|
$203,000 | — | 30 Jun 2017 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
0.05%
|
10,200
|
$202,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
6,282
|
$124,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.02%
|
3,908
|
$77,000 | — | 30 Jun 2017 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0.01%
|
2,850
|
$56,373 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0.01%
|
1,201
|
$24,000 | — | 30 Jun 2017 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.01%
|
1,060
|
$20,967 | — | 30 Jun 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
800
|
$16,000 | — | 30 Jun 2017 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0%
|
718
|
$14,225 | — | 30 Jun 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
525
|
$10,000 | — | 30 Jun 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
55
|
$1,000 | — | 30 Jun 2017 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q3 2017
As of 30 Sep 2017,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,960,989 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, Invesco Ltd., GUGGENHEIM CAPITAL LLC, TSP Capital Management Group, LLC, BESSEMER GROUP INC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, SIT INVESTMENT ASSOCIATES INC, FIRST TRUST ADVISORS LP, and UBS Group AG.
This page lists
29
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
34
Q3 2017 holders
29
Holder diff
-5
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.