BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 3,213,448
- Share change
- +105,391
- Total reported value
- $59,965,579
- Price per share
- $18.66
- Number of holders
- 35
- Value change
- +$1,841,594
- Number of buys
- 20
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
2.5%
|
492,524
|
$9,545,000 | — | 31 Dec 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.1%
|
420,986
|
$8,159,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.9%
|
384,836
|
$7,458,000 | — | 31 Dec 2017 | |
| TSP Capital Management Group, LLC |
13F
|
Company |
1.5%
|
295,056
|
$5,718,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
268,095
|
$5,195,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1%
|
201,309
|
$3,901,000 | — | 31 Dec 2017 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.92%
|
184,658
|
$3,579,000 | — | 31 Dec 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.55%
|
110,623
|
$2,144,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
0.51%
|
101,722
|
$1,971,000 | — | 31 Dec 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.45%
|
89,598
|
$1,736,000 | — | 31 Dec 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
0.33%
|
65,908
|
$1,277,000 | — | 31 Dec 2017 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.31%
|
62,015
|
$1,201,000 | — | 31 Dec 2017 | |
| American Financial Network Advisory Services LLC |
13F
|
Company |
0.28%
|
56,337
|
$1,092,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.23%
|
46,314
|
$898,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.21%
|
42,712
|
$827,000 | — | 31 Dec 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.21%
|
42,550
|
$825,000 | — | 31 Dec 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.14%
|
28,816
|
$558,000 | — | 31 Dec 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.14%
|
27,423
|
$531,000 | — | 31 Dec 2017 | |
| OTA Financial Group L.P. |
13F
|
Company |
0.1%
|
20,357
|
$394,000 | — | 31 Dec 2017 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.1%
|
19,728
|
$382,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
19,636
|
$381,000 | — | 31 Dec 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.1%
|
19,403
|
$376,000 | — | 31 Dec 2017 | |
| Weiss Asset Management LP |
13F
|
Company |
0.09%
|
18,560
|
$360,000 | — | 31 Dec 2017 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.09%
|
17,672
|
$342,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.08%
|
16,343
|
$317,000 | — | 31 Dec 2017 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.07%
|
13,769
|
$267,000 | — | 31 Dec 2017 | |
| MCRAE CAPITAL MANAGEMENT INC |
13F
|
Company |
0.06%
|
12,954
|
$251,000 | — | 31 Dec 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.06%
|
12,446
|
$241,000 | — | 31 Dec 2017 | |
| VICUS CAPITAL |
13F
|
Company |
0.06%
|
12,400
|
$240,000 | — | 31 Dec 2017 | |
| Ford Financial Group, LLC |
13F
|
Company |
0.06%
|
11,950
|
$231,000 | — | 31 Dec 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.05%
|
10,650
|
$206,000 | — | 31 Dec 2017 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
0.05%
|
10,323
|
$200,000 | — | 31 Dec 2017 | |
| WEBSTER BANK, N. A. |
13F
|
Company |
0.05%
|
10,104
|
$196,000 | — | 31 Dec 2017 | |
| CALTON & ASSOCIATES, INC. |
13F
|
Company |
0.03%
|
6,107
|
$117,000 | — | 31 Dec 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.02%
|
3,408
|
$66,000 | — | 31 Dec 2017 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
2,922
|
$56,000 | — | 31 Dec 2017 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0.01%
|
2,850
|
$55,233 | — | 31 Dec 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
800
|
$16,000 | — | 31 Dec 2017 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
530
|
$10,272 | — | 31 Dec 2017 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q1 2018
As of 31 Mar 2018,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,213,448 shares.
The largest 10 holders included
Invesco Ltd., GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, TSP Capital Management Group, LLC, MORGAN STANLEY, Laurion Capital Management LP, BESSEMER GROUP INC, BANK OF AMERICA CORP /DE/, FIRST TRUST ADVISORS LP, and SIT INVESTMENT ASSOCIATES INC.
This page lists
35
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
39
Q1 2018 holders
35
Holder diff
-4
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.