BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 2,947,174
- Share change
- +259,296
- Total reported value
- $56,674,596
- Price per share
- $19.23
- Number of holders
- 29
- Value change
- +$5,160,383
- Number of buys
- 16
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BESSEMER GROUP INC |
13F
|
Company |
2.3%
|
464,122
|
$8,647,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.5%
|
299,098
|
$5,572,000 | — | 30 Sep 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
1.3%
|
254,999
|
$4,751,000 | — | 30 Sep 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.3%
|
254,019
|
$4,732,000 | — | 30 Sep 2016 | |
| Kovitz Investment Group Partners, LLC |
13F
|
Company |
1.1%
|
229,962
|
$4,284,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
1.1%
|
218,521
|
$4,071,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.99%
|
197,976
|
$3,688,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.61%
|
121,452
|
$2,263,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.51%
|
101,633
|
$1,893,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.2%
|
39,790
|
$741,000 | — | 30 Sep 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.15%
|
30,728
|
$572,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.11%
|
21,115
|
$393,000 | — | 30 Sep 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.09%
|
18,442
|
$344,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.07%
|
13,738
|
$254,000 | — | 30 Sep 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
11,400
|
$212,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.06%
|
11,094
|
$207,000 | — | 30 Sep 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.05%
|
10,800
|
$201,000 | — | 30 Sep 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.05%
|
10,519
|
$196,000 | — | 30 Sep 2016 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
10,476
|
$195,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.05%
|
9,264
|
$173,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
7,008
|
$131,000 | — | 30 Sep 2016 | |
| Integrated Wealth Management |
13F
|
Company |
0.02%
|
4,000
|
$75,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
3,156
|
$59,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
1,201
|
$22,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
1,126
|
$21,000 | — | 30 Sep 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
800
|
$15,000 | — | 30 Sep 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
600
|
$11,000 | — | 30 Sep 2016 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
330
|
$6,148 | — | 30 Sep 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
285
|
$5,000 | — | 30 Sep 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
250
|
$4,000 | — | 30 Sep 2016 | |
| Acrospire Investment Management LLC |
13F
|
Company |
0%
|
100
|
$2,000 | — | 30 Sep 2016 | |
| Hedeker Wealth, LLC |
13F
|
Company |
0%
|
24
|
$1,340 | — | 30 Sep 2016 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q4 2016
As of 31 Dec 2016,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,947,174 shares.
The largest 10 holders included
BESSEMER GROUP INC, Laurion Capital Management LP, TSP Capital Management Group, LLC, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, Invesco Ltd., RIVERNORTH CAPITAL MANAGEMENT, LLC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, and SIT INVESTMENT ASSOCIATES INC.
This page lists
29
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
32
Q4 2016 holders
29
Holder diff
-3
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.