BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 3,260,924
- Share change
- +303,925
- Total reported value
- $64,495,341
- Price per share
- $19.78
- Number of holders
- 32
- Value change
- +$6,131,589
- Number of buys
- 19
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BESSEMER GROUP INC |
13F
|
Company |
2.4%
|
474,122
|
$9,117,000 | — | 31 Dec 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
2.2%
|
440,292
|
$8,467,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.6%
|
326,323
|
$6,275,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.4%
|
283,144
|
$5,445,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
1.1%
|
228,481
|
$4,394,000 | — | 31 Dec 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1%
|
204,618
|
$3,935,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.83%
|
166,769
|
$3,207,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.77%
|
155,462
|
$2,990,000 | — | 31 Dec 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.5%
|
99,815
|
$1,919,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0.41%
|
82,730
|
$1,591,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.18%
|
36,650
|
$705,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.12%
|
24,242
|
$466,000 | — | 31 Dec 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.07%
|
14,985
|
$288,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.06%
|
12,641
|
$243,000 | — | 31 Dec 2016 | |
| VICUS CAPITAL |
13F
|
Company |
0.06%
|
12,196
|
$235,000 | — | 31 Dec 2016 | |
| M&T BANK CORP |
13F
|
Company |
0.06%
|
12,000
|
$231,000 | — | 31 Dec 2016 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
10,476
|
$201,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.04%
|
7,360
|
$142,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
5,508
|
$106,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
4,557
|
$88,000 | — | 31 Dec 2016 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0.01%
|
2,850
|
$54,806 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
1,201
|
$23,000 | — | 31 Dec 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
1,126
|
$22,000 | — | 31 Dec 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
800
|
$15,000 | — | 31 Dec 2016 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
406
|
$7,790 | — | 31 Dec 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
320
|
$6,000 | — | 31 Dec 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
250
|
$4,000 | — | 31 Dec 2016 | |
| Acrospire Investment Management LLC |
13F
|
Company |
0%
|
200
|
$4,000 | — | 31 Dec 2016 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q1 2017
As of 31 Mar 2017,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,260,924 shares.
The largest 10 holders included
BESSEMER GROUP INC, Laurion Capital Management LP, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, TSP Capital Management Group, LLC, Invesco Ltd., Kovitz Investment Group Partners, LLC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, and SIT INVESTMENT ASSOCIATES INC.
This page lists
32
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
29
Q1 2017 holders
32
Holder diff
3
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.