BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 2,685,028
- Share change
- +2,685,004
- Total reported value
- $50,020,488
- Price per share
- $18.63
- Number of holders
- 32
- Value change
- +$50,019,148
- Number of buys
- 31
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
549,240
|
$9,809,000 | — | 30 Jun 2016 | |
| BESSEMER GROUP INC |
13F
|
Company |
—
class O/S missing
|
446,147
|
$7,968,000 | — | 30 Jun 2016 | |
| TSP Capital Management Group, LLC |
13F
|
Company |
—
class O/S missing
|
342,350
|
$6,114,000 | — | 30 Jun 2016 | |
| Kovitz Investment Group Partners, LLC |
13F
|
Company |
—
class O/S missing
|
231,582
|
$4,136,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
209,560
|
$3,742,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
208,489
|
$3,724,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
183,731
|
$3,282,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
178,441
|
$3,187,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
119,241
|
$2,130,000 | — | 30 Jun 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
96,788
|
$1,729,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
75,319
|
$1,345,000 | — | 30 Jun 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
38,644
|
$690,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
37,700
|
$673,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
33,277
|
$600,000 | — | 30 Jun 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
32,799
|
$586,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
22,793
|
$407,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
13,340
|
$236,000 | — | 30 Jun 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
12,521
|
$224,000 | — | 30 Jun 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
12,400
|
$221,000 | — | 30 Jun 2016 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
—
class O/S missing
|
11,035
|
$197,000 | — | 30 Jun 2016 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
10,476
|
$187,000 | — | 30 Jun 2016 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
10,100
|
$180,386 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
9,238
|
$165,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
7,268
|
$130,000 | — | 30 Jun 2016 | |
| Integrated Wealth Management |
13F
|
Company |
—
class O/S missing
|
4,000
|
$71,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
3,200
|
$57,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
2,870
|
$51,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
1,201
|
$21,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
1,126
|
$20,000 | — | 30 Jun 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
800
|
$14,000 | — | 30 Jun 2016 | |
| WASHINGTON TRUST BANK |
13F
|
Company |
—
class O/S missing
|
406
|
$7,000 | — | 30 Jun 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
213
|
$4,000 | — | 30 Jun 2016 | |
| Acrospire Investment Management LLC |
13F
|
Company |
—
class O/S missing
|
100
|
$2,000 | — | 30 Jun 2016 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q3 2016
As of 30 Sep 2016,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,685,028 shares.
The largest 10 holders included
BESSEMER GROUP INC, TSP Capital Management Group, LLC, GUGGENHEIM CAPITAL LLC, Laurion Capital Management LP, RIVERNORTH CAPITAL MANAGEMENT, LLC, Kovitz Investment Group Partners, LLC, Invesco Ltd., WELLS FARGO & COMPANY/MN, MORGAN STANLEY, and UBS Group AG.
This page lists
32
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
0
Q3 2016 holders
32
Holder diff
32
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.