Security key
059695106
BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV)
CUSIP: 059695106
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 5,827,059
- Total 13F shares
- 1,464,641
- Share change
- +47,086
- Total reported value
- $44,138,000
- Price per share
- $30.14
- Number of holders
- 32
- Value change
- +$1,773,187
- Number of buys
- 12
- Number of sells
- 13
Report period
Q4 2020
Institutions
32
Top holders
10
BCV full security history
Newer quarter: Q1 2021
Previous quarter: Q3 2020
BANCROFT FUND LTD SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 059695106
Recent filing periods:
Top shareholders of BCV - BANCROFT FUND LTD - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
8.3%
|
483,189
|
$12,007,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.7%
|
155,385
|
$3,861,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
2.6%
|
152,217
|
$3,783,000 | — | 30 Sep 2020 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.4%
|
82,524
|
$2,051,000 | — | 30 Sep 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.2%
|
67,834
|
$1,686,000 | — | 30 Sep 2020 | |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
|
Company |
1.1%
|
63,300
|
$1,573,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.93%
|
54,065
|
$1,343,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.82%
|
47,570
|
$1,182,000 | — | 30 Sep 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.81%
|
47,084
|
$1,170,000 | — | 30 Sep 2020 | |
| Cetera Advisors LLC |
13F
|
Company |
0.66%
|
38,351
|
$953,000 | — | 30 Sep 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.49%
|
28,331
|
$704,000 | — | 30 Sep 2020 | |
| Curi Capital, LLC |
13F
|
Company |
0.48%
|
28,245
|
$702,000 | — | 30 Sep 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.43%
|
24,924
|
$619,000 | — | 30 Sep 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.29%
|
16,628
|
$413,000 | — | 30 Sep 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.27%
|
15,884
|
$395,000 | — | 30 Sep 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.24%
|
14,253
|
$354,000 | — | 30 Sep 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.24%
|
13,746
|
$342,000 | — | 30 Sep 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.22%
|
12,713
|
$316,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.19%
|
11,145
|
$277,000 | — | 30 Sep 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.19%
|
11,106
|
$276,000 | — | 30 Sep 2020 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.18%
|
10,299
|
$256,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.15%
|
8,486
|
$210,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
0.12%
|
6,859
|
$171,000 | — | 30 Sep 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.07%
|
4,337
|
$108,000 | — | 30 Sep 2020 | |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) |
13F
|
Company |
0.05%
|
3,016
|
$75,000 | — | 30 Sep 2020 | |
| Ancora Advisors LLC |
13F
|
Company |
0.03%
|
1,750
|
$43,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
1,193
|
$30,000 | — | 30 Sep 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
711
|
$17,000 | — | 30 Sep 2020 | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
701
|
$17,000 | — | 30 Sep 2020 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0.01%
|
468
|
$12,000 | — | 30 Sep 2020 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0%
|
96
|
$2,000 | — | 30 Sep 2020 |
Institutional Holders of BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV) as of Q4 2020
As of 31 Dec 2020,
BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,464,641 shares.
The largest 10 holders included
Advisors Asset Management, Inc., MORGAN STANLEY, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, WELLS FARGO & COMPANY/MN, COHEN & STEERS, INC., GABELLI & Co INVESTMENT ADVISERS, INC., RAYMOND JAMES & ASSOCIATES, ROYAL BANK OF CANADA, GUGGENHEIM CAPITAL LLC, and Invesco Ltd..
This page lists
32
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
31
Q4 2020 holders
32
Holder diff
1
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.