SEC ownership of BANCROFT FUND LTD

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000009521.

Comparable stake leader

AMERIPRISE FINANCIAL INC

Disclosed value leader

Saba Capital Management, L.P.

Comparable rows

41/43

Latest evidence

31 Mar 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
41 of 43
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
AMERIPRISE FINANCIAL INC
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
31 Mar 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0000009521
Issuer location
Morristown, NJ

Ownership snapshot

Top shareholders of BANCROFT FUND LTD (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
AMERIPRISE FINANCIAL INC
Disclosed value leader
Saba Capital Management, ...
Comparable rows
41/43
Latest evidence
31 Mar 2026
13D/G 13F 3/4/5 Lead comparable stake: 5.3% 2 rows are not safely comparable across share classes. 13D/G row: AMERIPRISE FINANCIAL INC Showing 1-8 of 43 holder rows.

Quick read

AMERIPRISE FINANCIAL INC leads the comparable SEC ownership view at 5.3%.

41 of 43 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens AMERIPRISE FINANCIAL INC's linked filing trail.
Comparable ownership Top 5
AMERIPRISE FINANCIAL INC 5.3%
Saba Capital Management, L.P. 4.9%
Mario J. Gabelli 2.7%
Anthonie C. Vanekris 0.02%
James A. Dinsmore 0.02%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 43 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
AMERIPRISE FINANCIAL INC
13D/G 13F
Company
5.3%
$6,716,772
306,950 shares
$0 30 Sep 2025
Saba Capital Management, L.P.
13D/G 13F
Company
4.9%
$6,871,594
287,274 shares
-$1,639,979 17 Mar 2026
Mario J. Gabelli
3/4/5
Director, Control Person of Adviser
2.7%
$3,467,053
156,700 shares
-$52,358 05 Jan 2026
Anthonie C. Vanekris
3/4/5
Director
0.02%
$23,524
1,000 shares
-$27,057 16 Oct 2025
James A. Dinsmore
3/4/5
President, Director
0.02%
$21,285
990 shares
+$4,730 17 Dec 2025
SIT INVESTMENT ASSOCIATES INC
13F
Company
13F
4.4%
$5,496,000
255,169 shares
31 Mar 2026
MORGAN STANLEY
13F
Company
13F
2.5%
$3,192,301
148,204 shares
31 Mar 2026
Pathstone Holdings, LLC
13F
Company
13F
2.5%
$3,132,385
145,422 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$74,685.

Buys
$4,730
Insiders: 1
Sells
$79,415
Insiders: 2
Net
-$74,685
Shares: -3,230
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 220 Shares: 3,450
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 1,300 $0 $28,932 -$28,932
6-9 220 2,150 $4,730 $50,484 -$45,754
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-6 of 6 reporting-owner rows connected to BANCROFT FUND LTD. Open a relationship link for the CIK-to-CIK filing trail.

Rows
6
Largest Forms 3/4/5 holder
Mario J. Gabelli
Net 12M change
-$74,685
Latest report
05 Jan 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Mario J. Gabelli Director, Control Person of Adviser $3,467,053 -$52,358 -1.5% Mixed 05 Jan 2026
Anthonie C. Vanekris Director $23,524 -$27,057 -53% Filing P/S 16 Oct 2025
James A. Dinsmore President, Director $21,285 +$4,730 +29% Filing P/S 17 Dec 2025
Agnes Mullady Director $2,311 Mixed 17 Feb 2022
John C. Ball Treasurer $251 Filing P/S 22 Feb 2024
Christina A. Peeney Director Mixed 15 Nov 2023

Recent insider transactions for BANCROFT FUND LTD

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Mario J. Gabelli BCV Common Shares Sale -4.81% $28,932 $22.26 -1,300 25,700 05 Jan 2026 Associated Capital Group, Inc.
James A. Dinsmore BCV Common Shares Purchase 28.6% $4,730 $21.50 220 990 17 Dec 2025 Direct
Mario J. Gabelli BCV Common Shares Sale -3.57% $23,426 $23.43 -1,000 27,000 20 Oct 2025 Associated Capital Group, Inc.
Anthonie C. Vanekris BCV Common Shares Sale -44.4% $9,406 $23.52 -400 500 16 Oct 2025 Trust account for son
Anthonie C. Vanekris BCV Common Shares Sale -60% $17,651 $23.53 -750 500 16 Oct 2025 Trust account for daughter
* marks a reported price that did not pass the local price check.
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