Security key
059695106
BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV)
CUSIP: 059695106
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 5,827,059
- Total 13F shares
- 1,502,315
- Share change
- -135,031
- Total reported value
- $29,236,000
- Price per share
- $19.46
- Number of holders
- 29
- Value change
- -$2,891,223
- Number of buys
- 11
- Number of sells
- 14
Report period
Q1 2020
Institutions
29
Top holders
10
BCV full security history
Newer quarter: Q2 2020
Previous quarter: Q4 2019
BANCROFT FUND LTD SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 059695106
Recent filing periods:
Top shareholders of BCV - BANCROFT FUND LTD - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
8.2%
|
478,556
|
$12,488,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
3.4%
|
200,261
|
$5,226,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
2.9%
|
169,712
|
$4,429,000 | — | 31 Dec 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.8%
|
162,217
|
$4,234,000 | — | 31 Dec 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
2.4%
|
138,593
|
$3,617,000 | — | 31 Dec 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
1.8%
|
106,082
|
$2,774,000 | — | 31 Dec 2019 | |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
|
Company |
1.1%
|
63,300
|
$1,652,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.99%
|
57,724
|
$1,506,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.74%
|
43,026
|
$1,123,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.51%
|
29,556
|
$771,000 | — | 31 Dec 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.49%
|
28,523
|
$744,000 | — | 31 Dec 2019 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.43%
|
25,081
|
$654,000 | — | 31 Dec 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.39%
|
22,482
|
$587,000 | — | 31 Dec 2019 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.35%
|
20,157
|
$526,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.28%
|
16,565
|
$433,000 | — | 31 Dec 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.23%
|
13,527
|
$352,000 | — | 31 Dec 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.21%
|
12,520
|
$326,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.19%
|
11,145
|
$291,000 | — | 31 Dec 2019 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.18%
|
10,746
|
$280,000 | — | 31 Dec 2019 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.16%
|
9,381
|
$245,000 | — | 31 Dec 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.15%
|
8,699
|
$227,000 | — | 31 Dec 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.14%
|
8,440
|
$220,000 | — | 31 Dec 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.06%
|
3,219
|
$84,000 | — | 31 Dec 2019 | |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) |
13F
|
Company |
0.05%
|
3,016
|
$79,000 | — | 31 Dec 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.02%
|
1,273
|
$33,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
866
|
$23,000 | — | 31 Dec 2019 | |
| Ancora Advisors LLC |
13F
|
Company |
0.01%
|
750
|
$20,000 | — | 31 Dec 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
703
|
$18,000 | — | 31 Dec 2019 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0.01%
|
468
|
$12,000 | — | 31 Dec 2019 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0%
|
96
|
$2,000 | — | 31 Dec 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
35
|
$1,000 | — | 31 Dec 2019 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
23
|
$1,000 | — | 31 Dec 2019 |
Institutional Holders of BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV) as of Q1 2020
As of 31 Mar 2020,
BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,502,315 shares.
The largest 10 holders included
Advisors Asset Management, Inc., MORGAN STANLEY, Cetera Advisors LLC, Guggenheim Capital LLC, WELLS FARGO & COMPANY/MN, COHEN & STEERS, INC., GABELLI & Co INVESTMENT ADVISERS, INC., RAYMOND JAMES & ASSOCIATES, ROYAL BANK OF CANADA, and Invesco Ltd..
This page lists
29
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
32
Q1 2020 holders
29
Holder diff
-3
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.