Security key
059695106
BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV)
CUSIP: 059695106
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 5,827,059
- Total 13F shares
- 1,034,975
- Share change
- +36
- Total reported value
- $20,942,000
- Price per share
- $20.23
- Number of holders
- 30
- Value change
- -$7,243
- Number of buys
- 19
- Number of sells
- 8
Report period
Q4 2016
Institutions
30
Top holders
10
Reporting periods
Holder history for CUSIP 059695106
Recent filing periods:
Top shareholders of BCV - BANCROFT FUND LTD - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
4.9%
|
283,763
|
$5,959,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
2.9%
|
168,452
|
$3,537,000 | — | 30 Sep 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.4%
|
139,024
|
$2,920,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.9%
|
113,445
|
$2,383,000 | — | 30 Sep 2016 | |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
|
Company |
0.95%
|
55,400
|
$1,163,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.79%
|
46,012
|
$966,000 | — | 30 Sep 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.52%
|
30,526
|
$641,000 | — | 30 Sep 2016 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.52%
|
30,055
|
$631,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.51%
|
29,607
|
$622,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.34%
|
20,016
|
$413,000 | — | 30 Sep 2016 | |
| Capital Asset Advisory Services LLC |
13F
|
Company |
0.29%
|
17,177
|
$361,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.27%
|
15,994
|
$336,000 | — | 30 Sep 2016 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.23%
|
13,500
|
$284,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.22%
|
13,066
|
$275,000 | — | 30 Sep 2016 | |
| JNBA Financial Advisors |
13F
|
Company |
0.18%
|
10,703
|
$225,000 | — | 30 Sep 2016 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.18%
|
10,703
|
$225,000 | — | 30 Sep 2016 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.18%
|
10,439
|
$219,000 | — | 30 Sep 2016 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.18%
|
10,223
|
$215,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.09%
|
5,282
|
$111,000 | — | 30 Sep 2016 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.07%
|
4,076
|
$86,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.06%
|
3,618
|
$76,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
3,260
|
$68,000 | — | 30 Sep 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.03%
|
1,703
|
$36,000 | — | 30 Sep 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.02%
|
1,429
|
$30,000 | — | 30 Sep 2016 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.02%
|
1,080
|
$23,000 | — | 30 Sep 2016 | |
| WealthPLAN Partners, LLC |
13F
|
Company |
0%
|
253
|
$5,224 | — | 30 Sep 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
156
|
$4,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
101
|
$2,000 | — | 30 Sep 2016 |
Institutional Holders of BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV) as of Q4 2016
As of 31 Dec 2016,
BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV) was held by
30 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,034,975 shares.
The largest 10 holders included
UBS Group AG, MORGAN STANLEY, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, GABELLI & Co INVESTMENT ADVISERS, INC., WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, LADENBURG THALMANN FINANCIAL SERVICES INC., LPL Financial LLC, and OPPENHEIMER & CO INC.
This page lists
30
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
28
Q4 2016 holders
30
Holder diff
2
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.