Security key
059695106
BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV)
CUSIP: 059695106
Q3 2016 13F Holders as of 30 Sep 2016
- Security type / class
- Equity / Common Shares, $0.001 par value
- Total 13F shares
- 1,039,063
- Total 13F value
- $21,816,224
- Share change
- -471,810
- SEC-reported price per share
- $21.01
- Number of holders
- 28
- Value change
- -$9,390,116
- Number of buys
- 15
- Number of sells
- 15
- Shares outstanding
- 5,827,059
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2016
Institutions
28
Top holders
10
BCV full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2016
Previous quarter: Q2 2016
BANCROFT FUND LTD SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 059695106
Recent filing periods:
Ownership snapshot
Top reported holders of BCV - BANCROFT FUND LTD - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
UBS Group AG
Disclosed value leader
UBS Group AG
Comparable rows
15/15
Latest evidence
30 Jun 2016
13F
Lead comparable stake: 4.9%
Showing 1-6 of 15 holder rows.
Quick read
UBS Group AG leads the comparable SEC ownership view at 4.9%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens UBS Group AG's linked filing trail.
Comparable ownership
Top 5
UBS Group AG
4.9%
Saba Capital Management, L.P.
4.1%
MORGAN STANLEY
2.7%
Advisors Asset Management, Inc.
2.7%
GUGGENHEIM CAPITAL LLC
2%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| UBS Group AG |
13F
Company
|
4.9%
|
$5,327,000
284,693 shares
|
— | 30 Jun 2016 |
| Saba Capital Management, L.P. |
13F
Company
|
4.1%
|
$4,464,000
238,599 shares
|
— | 30 Jun 2016 |
| MORGAN STANLEY |
13F
Company
|
2.7%
|
$2,988,000
159,663 shares
|
— | 30 Jun 2016 |
| Advisors Asset Management, Inc. |
13F
Company
|
2.7%
|
$2,902,000
155,130 shares
|
— | 30 Jun 2016 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
2%
|
$2,132,000
113,962 shares
|
— | 30 Jun 2016 |
| Matisse Capital |
13F
Company
|
1.4%
|
$1,575,000
84,196 shares
|
— | 30 Jun 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
28
Shares
1,039,063
Rows available
28
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
29
Q3 2016 holders
28
Holder diff
-1
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 value | Q3 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend