Security key
05465C100
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 56,701,395
- Total 13F shares
- 44,811,456
- Share change
- -539,006
- Total reported value
- $2,106,237,495
- Put/Call ratio
- 34%
- Price per share
- $47.01
- Number of holders
- 231
- Value change
- -$17,367,840
- Number of buys
- 79
- Number of sells
- 128
Report period
Q1 2021
Institutions
231
Top holders
10
AX full security history
Newer quarter: Q2 2021
Previous quarter: Q4 2020
Axos Financial, Inc. SEC filings
Axos Financial, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 05465C100
Recent filing periods:
Top shareholders of AX - Axos Financial, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
15%
|
8,405,887
|
$315,471,000 | — | 31 Dec 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
9%
|
5,125,164
|
$192,348,000 | — | 31 Dec 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
4.3%
|
2,438,254
|
$91,507,000 | — | 31 Dec 2020 | |
| STATE STREET CORP |
13F
|
Company |
3.3%
|
1,887,194
|
$70,826,000 | — | 31 Dec 2020 | |
| Epoch Investment Partners, Inc. |
13F
|
Company |
3.3%
|
1,857,922
|
$69,728,000 | — | 31 Dec 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
2.8%
|
1,595,665
|
$59,883,000 | — | 31 Dec 2020 | |
| Robeco Institutional Asset Management B.V. |
13F
|
Company |
2.4%
|
1,375,000
|
$51,604,000 | — | 31 Dec 2020 | |
| WASATCH ADVISORS LP |
13F
|
Company |
2.3%
|
1,331,591
|
$49,975,000 | — | 31 Dec 2020 | |
| RICE HALL JAMES & ASSOCIATES, LLC |
13F
|
Company |
2%
|
1,157,012
|
$43,423,000 | — | 31 Dec 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.9%
|
1,099,616
|
$41,269,000 | — | 31 Dec 2020 | |
| GENEVA CAPITAL MANAGEMENT LLC |
13F
|
Company |
1.8%
|
1,005,407
|
$37,733,000 | — | 31 Dec 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.4%
|
806,477
|
$30,267,000 | — | 31 Dec 2020 | |
| NORGES BANK |
13F
|
Company |
1.3%
|
712,466
|
$26,739,000 | — | 31 Dec 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
1.2%
|
700,095
|
$26,275,000 | — | 31 Dec 2020 | |
| DAVIS CAPITAL PARTNERS, LLC |
13F
|
Company |
1.2%
|
675,676
|
$25,358,000 | — | 31 Dec 2020 | |
| Invesco Ltd. |
13F
|
Company |
1.1%
|
604,453
|
$22,685,000 | — | 31 Dec 2020 | |
| SHAKER INVESTMENTS LLC/OH |
13F
|
Company |
1%
|
572,896
|
$21,501,000 | — | 31 Dec 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.99%
|
562,281
|
$21,102,000 | — | 31 Dec 2020 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.91%
|
516,169
|
$19,372,000 | — | 31 Dec 2020 | |
| Pembroke Management, LTD |
13F
|
Company |
0.83%
|
469,698
|
$17,628,000 | — | 31 Dec 2020 | |
| FRED ALGER MANAGEMENT, LLC |
13F
|
Company |
0.81%
|
459,016
|
$17,227,000 | — | 31 Dec 2020 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.76%
|
430,174
|
$16,145,000 | — | 31 Dec 2020 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.72%
|
406,632
|
$15,261,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.66%
|
376,713
|
$14,139,000 | — | 31 Dec 2020 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
0.66%
|
375,100
|
$14,078,000 | — | 31 Dec 2020 | |
| Orchard Capital Management, LLC |
13F
|
Company |
0.64%
|
361,712
|
$13,575,000 | — | 31 Dec 2020 | |
| S&T BANK/PA |
13F
|
Company |
0.62%
|
350,798
|
$13,165,000 | — | 31 Dec 2020 | |
| PRUDENTIAL PLC |
13F
|
Company |
0.61%
|
343,525
|
$12,892,000 | — | 31 Dec 2020 | |
| Foundry Partners, LLC |
13F
|
Company |
0.57%
|
321,275
|
$12,057,000 | — | 31 Dec 2020 | |
| FMR LLC |
13F
|
Company |
0.56%
|
315,674
|
$11,847,000 | — | 31 Dec 2020 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
0.54%
|
308,784
|
$11,589,000 | — | 31 Dec 2020 | |
| TCW GROUP INC |
13F
|
Company |
0.54%
|
304,200
|
$11,417,000 | — | 31 Dec 2020 | |
| Stieven Capital Advisors, L.P. |
13F
|
Company |
0.53%
|
298,597
|
$11,206,000 | — | 31 Dec 2020 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.51%
|
289,610
|
$10,869,000 | — | 31 Dec 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.48%
|
274,242
|
$11,554,000 | — | 31 Dec 2020 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
0.42%
|
236,635
|
$8,881,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.4%
|
227,110
|
$8,524,000 | — | 31 Dec 2020 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
0.39%
|
221,261
|
$8,304,000 | — | 31 Dec 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.38%
|
216,853
|
$8,138,000 | — | 31 Dec 2020 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.38%
|
215,650
|
$8,093,000 | — | 31 Dec 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
0.33%
|
185,602
|
$6,966,000 | — | 31 Dec 2020 | |
| Brandywine Global Investment Management, LLC |
13F
|
Company |
0.32%
|
182,777
|
$6,860,000 | — | 31 Dec 2020 | |
| SCOUT INVESTMENTS, INC. |
13F
|
Company |
0.32%
|
179,721
|
$6,745,000 | — | 31 Dec 2020 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.32%
|
178,805
|
$6,711,000 | — | 31 Dec 2020 | |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.31%
|
177,838
|
$6,674,000 | — | 31 Dec 2020 | |
| Legal & General Group Plc |
13F
|
Company |
0.29%
|
165,294
|
$6,203,000 | — | 31 Dec 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.26%
|
144,755
|
$5,433,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.25%
|
140,850
|
$5,287,000 | — | 31 Dec 2020 | |
| CONNORS INVESTOR SERVICES INC |
13F
|
Company |
0.25%
|
140,586
|
$5,276,000 | — | 31 Dec 2020 | |
| Voss Capital, LP |
13F
|
Company |
0.24%
|
135,000
|
$5,066,000 | — | 31 Dec 2020 |
Institutional Holders of Axos Financial, Inc. - Common Stock (AX) as of Q1 2021
As of 31 Mar 2021,
Axos Financial, Inc. - Common Stock (AX) was held by
231 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
44,811,456 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, DIMENSIONAL FUND ADVISORS LP, STATE STREET CORP, AMERIPRISE FINANCIAL INC, WASATCH ADVISORS INC, Robeco Institutional Asset Management B.V., Epoch Investment Partners, Inc., RICE HALL JAMES & ASSOCIATES, LLC, and GENEVA CAPITAL MANAGEMENT LLC.
This page lists
231
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
230
Q1 2021 holders
231
Holder diff
1
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.