Axos Financial, Inc. - Common Stock (AX)

CUSIP: 05465C100

Q4 2020 13F Holders as of 31 Dec 2020

Type / Class
Equity / Common Stock
Shares outstanding
56,701,395
Total 13F shares
45,388,617
Share change
-210,548
Total reported value
$1,704,362,350
Put/Call ratio
25%
Price per share
$37.53
Number of holders
230
Value change
-$246,929
Number of buys
100
Number of sells
100

Security key

05465C100

Report period

Q4 2020

Institutions

230

Top holders

10

Ownership snapshot

Top shareholders of AX - Axos Financial, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
BlackRock Finance, Inc.
13D/G signal
Evidence rows
50
Latest as of
30 Sep 2020
13F Lead comparable stake: 14% Showing first 8 of 50 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
BlackRock Finance, Inc.
13F
Company
13F
14%
$187,049,000
8,024,508 shares
30 Sep 2020
VANGUARD GROUP INC
13F
Company
13F
9.1%
$119,715,000
5,135,755 shares
30 Sep 2020
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
4.4%
$57,999,000
2,488,171 shares
30 Sep 2020
Epoch Investment Partners, Inc.
13F
Company
13F
3.6%
$46,990,000
2,015,878 shares
30 Sep 2020
STATE STREET CORP
13F
Company
13F
3.3%
$43,293,000
1,857,257 shares
30 Sep 2020
AMERIPRISE FINANCIAL INC
13F
Company
13F
2.8%
$36,500,000
1,565,858 shares
30 Sep 2020
Robeco Institutional Asset Management B.V.
13F
Company
13F
2.4%
$31,469,000
1,350,000 shares
30 Sep 2020
WASATCH ADVISORS LP
13F
Company
13F
2.4%
$31,246,000
1,340,453 shares
30 Sep 2020
Show 42 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
RICE HALL JAMES & ASSOCIATES, LLC
13F
Company
13F
2.1%
$27,626,000
1,185,154 shares
30 Sep 2020
NORTHERN TRUST CORP
13F
Company
13F
2%
$26,516,000
1,137,570 shares
30 Sep 2020
GENEVA CAPITAL MANAGEMENT LLC
13F
Company
13F
1.7%
$22,736,000
975,409 shares
30 Sep 2020
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
1.4%
$18,383,000
788,651 shares
30 Sep 2020
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
13F
Company
13F
1.3%
$17,413,000
747,028 shares
30 Sep 2020
Bank of New York Mellon Corp
13F
Company
13F
1.3%
$16,702,000
716,547 shares
30 Sep 2020
NORGES BANK
13F
Company
13F
1.2%
$16,401,000
703,597 shares
30 Sep 2020
SHAKER INVESTMENTS LLC/OH
13F
Company
13F
1.1%
$14,965,000
642,019 shares
30 Sep 2020
DAVIS CAPITAL PARTNERS, LLC
13F
Company
13F
1%
$13,705,000
587,976 shares
30 Sep 2020
Pembroke Management, LTD
13F
Company
13F
1%
$13,460,000
577,432 shares
30 Sep 2020
Invesco Ltd.
13F
Company
13F
1%
$13,269,000
569,213 shares
30 Sep 2020
FRED ALGER MANAGEMENT, LLC
13F
Company
13F
0.95%
$12,562,000
538,909 shares
30 Sep 2020
Nuveen Asset Management, LLC
13F
Company
13F
0.92%
$12,178,000
522,463 shares
30 Sep 2020
PRUDENTIAL PLC
13F
Company
13F
0.79%
$10,436,000
447,700 shares
30 Sep 2020
STATE OF WISCONSIN INVESTMENT BOARD
13F
Company
13F
0.74%
$9,832,000
421,800 shares
30 Sep 2020
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
Company
13F
0.73%
$9,681,000
415,273 shares
30 Sep 2020
WELLS FARGO & COMPANY/MN
13F
Company
13F
0.69%
$9,087,000
389,853 shares
30 Sep 2020
PRINCIPAL FINANCIAL GROUP INC
13F
Company
13F
0.65%
$8,632,000
370,312 shares
30 Sep 2020
S&T BANK/PA
13F
Company
13F
0.63%
$8,328,000
357,247 shares
30 Sep 2020
WELLINGTON MANAGEMENT GROUP LLP
13F
Company
13F
0.61%
$8,093,000
347,202 shares
30 Sep 2020
MORGAN STANLEY
13F
Company
13F
0.54%
$7,202,000
308,974 shares
30 Sep 2020
ROYCE & ASSOCIATES LP
13F
Company
13F
0.54%
$7,127,000
305,736 shares
30 Sep 2020
TCW GROUP INC
13F
Company
13F
0.54%
$7,091,000
304,200 shares
30 Sep 2020
Stieven Capital Advisors, L.P.
13F
Company
13F
0.53%
$6,946,000
297,997 shares
30 Sep 2020
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.51%
$6,770,000
290,416 shares
30 Sep 2020
Foundry Partners, LLC
13F
Company
13F
0.5%
$6,584,000
282,455 shares
30 Sep 2020
BANK OF MONTREAL /CAN/
13F
Company
13F
0.46%
$6,600,000
258,406 shares
30 Sep 2020
KENNEDY CAPITAL MANAGEMENT LLC
13F
Company
13F
0.42%
$5,513,000
236,528 shares
30 Sep 2020
Baird Financial Group, Inc.
13F
Company
13F
0.39%
$5,127,000
219,961 shares
30 Sep 2020
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
0.38%
$4,984,000
213,827 shares
30 Sep 2020
PRUDENTIAL FINANCIAL INC
13F
Company
13F
0.36%
$4,779,000
204,994 shares
30 Sep 2020
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP
13F
Company
13F
0.32%
$4,291,000
184,084 shares
30 Sep 2020
Brandywine Global Investment Management, LLC
13F
Company
13F
0.32%
$4,276,000
183,402 shares
30 Sep 2020
JACOBS LEVY EQUITY MANAGEMENT, INC
13F
Company
13F
0.32%
$4,267,000
183,059 shares
30 Sep 2020
SCOUT INVESTMENTS, INC.
13F
Company
13F
0.31%
$4,073,000
174,721 shares
30 Sep 2020
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
0.3%
$4,019,000
172,400 shares
30 Sep 2020
Voss Capital, LP
13F
Company
13F
0.3%
$3,963,000
170,000 shares
30 Sep 2020
RHUMBLINE ADVISERS
13F
Company
13F
0.3%
$3,939,000
168,983 shares
30 Sep 2020
Legal & General Group Plc
13F
Company
13F
0.29%
$3,870,000
166,010 shares
30 Sep 2020
MAGNOLIA GROUP, LLC
13F
Company
13F
0.28%
$3,693,000
158,434 shares
30 Sep 2020
Ategra Capital Management, LLC
13F
Company
13F
0.27%
$3,518,062
150,925 shares
30 Sep 2020
JPMORGAN CHASE & CO
13F
Company
13F
0.26%
$3,505,000
149,627 shares
30 Sep 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
230
Shares
45,388,617
Rows loaded
230
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q4 2020 vs Q3 2020 Across Filers

Q3 2020 holders
199
Q4 2020 holders
230
Holder diff
31
Investor Q3 2020 Shares Q4 2020 Shares Share Diff Share Chg % Q3 2020 value Q4 2020 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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