What does CUSIP 05465C100 represent in this 13F holders report?

CUSIP 05465C100 is the security identifier for AX - Axos Financial, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held AX - Axos Financial, Inc. - Common Stock in Q3 2020?

199 institutional investors reported AX - Axos Financial, Inc. - Common Stock for Q3 2020. Use the holders table for investor-level position and value details.

Axos Financial, Inc. - Common Stock (AX)

CUSIP: 05465C100

Q3 2020 13F Holders as of 30 Sep 2020

Type / Class: Equity / Common Stock
Shares outstanding: 56,701,395
Total 13F shares: 45,287,668
Share change: +147,264
Total reported value: $1,056,415,436
Put/Call ratio: 48%
Price per share: $23.31
Number of holders: 199
Value change: +$4,021,078
Number of buys: 80
Number of sells: 106

Security key

05465C100

Report period

Q3 2020

Institutions

199

Top holders

AX full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2020 Previous quarter: Q2 2020 Axos Financial, Inc. SEC filings Axos Financial, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 05465C100

Newer quarter: Q4 2020 Previous quarter: Q2 2020

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of AX - Axos Financial, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

BlackRock Finance, Inc.

13D/G signal

—

Evidence rows

Latest as of

30 Jun 2020

13F Lead comparable stake: 15% Showing first 8 of 50 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
BlackRock Finance, Inc.	13F Company 13F	15%	$183,735,000 8,321,332 shares	—	30 Jun 2020
VANGUARD GROUP INC	13F Company 13F	9.5%	$118,605,000 5,371,612 shares	—	30 Jun 2020
DIMENSIONAL FUND ADVISORS LP	13F Company 13F	4.4%	$54,989,000 2,490,586 shares	—	30 Jun 2020
Epoch Investment Partners, Inc.	13F Company 13F	3.6%	$45,519,000 2,061,513 shares	—	30 Jun 2020
STATE STREET CORP	13F Company 13F	3.6%	$44,470,000 2,014,026 shares	—	30 Jun 2020
AMERIPRISE FINANCIAL INC	13F Company 13F	2.8%	$35,196,000 1,594,050 shares	—	30 Jun 2020
NORTHERN TRUST CORP	13F Company 13F	2.1%	$25,751,000 1,166,221 shares	—	30 Jun 2020
RICE HALL JAMES & ASSOCIATES, LLC	13F Company 13F	2%	$24,480,000 1,108,677 shares	—	30 Jun 2020

Show 42 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Robeco Institutional Asset Management B.V.	13F Company 13F	1.8%	$22,632,000 1,025,000 shares	—	30 Jun 2020
GENEVA CAPITAL MANAGEMENT LLC	13F Company 13F	1.7%	$21,011,000 951,583 shares	—	30 Jun 2020
WASATCH ADVISORS LP	13F Company 13F	1.7%	$20,920,000 947,457 shares	—	30 Jun 2020
Invesco Ltd.	13F Company 13F	1.5%	$19,374,000 877,443 shares	—	30 Jun 2020
GEODE CAPITAL MANAGEMENT, LLC	13F Company 13F	1.4%	$17,210,000 779,482 shares	—	30 Jun 2020
Bank of New York Mellon Corp	13F Company 13F	1.3%	$16,530,000 748,666 shares	—	30 Jun 2020
BASSWOOD CAPITAL MANAGEMENT, L.L.C.	13F Company 13F	1.2%	$15,638,000 708,245 shares	—	30 Jun 2020
NORGES BANK	13F Company 13F	1.2%	$14,563,000 659,565 shares	—	30 Jun 2020
SHAKER INVESTMENTS LLC/OH	13F Company 13F	1.1%	$14,278,000 646,671 shares	—	30 Jun 2020
Pembroke Management, LTD	13F Company 13F	1.1%	$13,818,000 625,829 shares	—	30 Jun 2020
Nuveen Asset Management, LLC	13F Company 13F	0.92%	$11,474,000 519,620 shares	—	30 Jun 2020
PRUDENTIAL PLC	13F Company 13F	0.82%	$10,325,000 467,600 shares	—	30 Jun 2020
STATE OF WISCONSIN INVESTMENT BOARD	13F Company 13F	0.74%	$9,313,000 421,800 shares	—	30 Jun 2020
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F Company 13F	0.72%	$8,955,000 405,539 shares	—	30 Jun 2020
PRINCIPAL FINANCIAL GROUP INC	13F Company 13F	0.68%	$8,559,000 387,644 shares	—	30 Jun 2020
WELLS FARGO & COMPANY/MN	13F Company 13F	0.68%	$8,494,000 384,719 shares	—	30 Jun 2020
MORGAN STANLEY	13F Company 13F	0.58%	$7,247,000 328,253 shares	—	30 Jun 2020
ROYCE & ASSOCIATES LP	13F Company 13F	0.57%	$7,148,000 323,713 shares	—	30 Jun 2020
S&T BANK/PA	13F Company 13F	0.57%	$7,100,000 321,557 shares	—	30 Jun 2020
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	13F Company 13F	0.56%	$6,950,000 314,787 shares	—	30 Jun 2020
WELLINGTON MANAGEMENT GROUP LLP	13F Company 13F	0.54%	$6,702,000 303,521 shares	—	30 Jun 2020
Stieven Capital Advisors, L.P.	13F Company 13F	0.52%	$6,567,000 297,397 shares	—	30 Jun 2020
FRED ALGER MANAGEMENT, LLC	13F Company 13F	0.52%	$6,474,000 293,199 shares	—	30 Jun 2020
GOLDMAN SACHS GROUP INC	13F Company 13F	0.5%	$6,307,000 285,641 shares	—	30 Jun 2020
Foundry Partners, LLC	13F Company 13F	0.5%	$6,305,000 285,574 shares	—	30 Jun 2020
TCW GROUP INC	13F Company 13F	0.5%	$6,275,000 284,200 shares	—	30 Jun 2020
BANK OF MONTREAL /CAN/	13F Company 13F	0.44%	$4,877,000 249,479 shares	—	30 Jun 2020
FORMULA GROWTH LTD	13F Company 13F	0.43%	$5,352,000 242,375 shares	—	30 Jun 2020
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F Company 13F	0.43%	$5,339,000 241,816 shares	—	30 Jun 2020
KENNEDY CAPITAL MANAGEMENT LLC	13F Company 13F	0.42%	$5,224,000 236,590 shares	—	30 Jun 2020
Baird Financial Group, Inc.	13F Company 13F	0.39%	$4,885,000 221,239 shares	—	30 Jun 2020
PRUDENTIAL FINANCIAL INC	13F Company 13F	0.37%	$4,636,000 209,971 shares	—	30 Jun 2020
DAVIS CAPITAL PARTNERS, LLC	13F Company 13F	0.35%	$4,381,000 198,428 shares	—	30 Jun 2020
D. E. Shaw & Co., Inc.	13F Company 13F	0.34%	$4,276,000 193,671 shares	—	30 Jun 2020
RHUMBLINE ADVISERS	13F Company 13F	0.33%	$4,126,000 186,847 shares	—	30 Jun 2020
SCOUT INVESTMENTS, INC.	13F Company 13F	0.32%	$3,963,000 179,504 shares	—	30 Jun 2020
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F Company 13F	0.31%	$3,917,000 177,388 shares	—	30 Jun 2020
Legal & General Group Plc	13F Company 13F	0.29%	$3,679,000 166,628 shares	—	30 Jun 2020
DEUTSCHE BANK AG\	13F Company 13F	0.29%	$3,660,000 165,787 shares	—	30 Jun 2020
ROYAL BANK OF CANADA	13F Company 13F	0.26%	$3,228,000 146,175 shares	—	30 Jun 2020
CONNORS INVESTOR SERVICES INC	13F Company 13F	0.24%	$3,034,000 137,404 shares	—	30 Jun 2020
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F Company 13F	0.23%	$2,862,000 129,601 shares	—	30 Jun 2020

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

199

45,287,668

Rows loaded

199

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders

213

Q3 2020 holders

199

Holder diff

-14

Investor	Q2 2020 Shares	Q3 2020 Shares	Share Diff	Share Chg %	Q2 2020 value	Q3 2020 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend