Axsome Therapeutics, Inc. - Common Stock (AXSM)
CUSIP: 05464T104
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 48,932,355
- Total 13F shares
- 19,030,753
- Share change
- -2,717,051
- Total reported value
- $625,717,799
- Put/Call ratio
- 113%
- Price per share
- $32.96
- Number of holders
- 165
- Value change
- -$187,658,523
- Number of buys
- 97
- Number of sells
- 73
Quarterly Holders Quick Answers
What is CUSIP 05464T104?
CUSIP 05464T104 identifies AXSM - Axsome Therapeutics, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 05464T104:
Top shareholders of AXSM - Axsome Therapeutics, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC |
13F
|
Company |
5.3%
|
2,614,145
|
$176,350,000 | — | 30 Jun 2021 | |
| IRIDIAN ASSET MANAGEMENT LLC/CT |
13F
|
Company |
4.7%
|
2,315,263
|
$156,188,000 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
4.3%
|
2,120,754
|
$143,067,000 | — | 30 Jun 2021 | |
| RA CAPITAL MANAGEMENT, L.P. |
13F
|
Company |
3.4%
|
1,655,447
|
$111,676,000 | — | 30 Jun 2021 | |
| RTW INVESTMENTS, LP |
13F
|
Company |
3.3%
|
1,616,497
|
$109,049,000 | — | 30 Jun 2021 | |
| ALETHEA CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.1%
|
1,010,945
|
$68,198,000 | — | 30 Jun 2021 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
1.5%
|
748,247
|
$50,477,000 | — | 30 Jun 2021 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
1.3%
|
658,334
|
$44,412,000 | — | 30 Jun 2021 | |
| STATE STREET CORP |
13F
|
Company |
1.3%
|
639,757
|
$43,158,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
1.2%
|
569,805
|
$38,439,000 | — | 30 Jun 2021 | |
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
1.1%
|
553,908
|
$37,367,000 | — | 30 Jun 2021 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
1.1%
|
539,057
|
$36,365,000 | — | 30 Jun 2021 | |
| PICTET ASSET MANAGEMENT LTD |
13F
|
Company |
1%
|
494,782
|
$33,378,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.99%
|
483,250
|
$32,600,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.83%
|
406,935
|
$27,452,000 | — | 30 Jun 2021 | |
| HHLR ADVISORS, LTD. |
13F
|
Company |
0.74%
|
360,000
|
$24,286,000 | — | 30 Jun 2021 | |
| Bellevue Group AG |
13F
|
Company |
0.72%
|
352,021
|
$23,747,000 | — | 30 Jun 2021 | |
| FMR LLC |
13F
|
Company |
0.72%
|
350,535
|
$23,647,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.65%
|
317,445
|
$21,414,000 | — | 30 Jun 2021 | |
| Fairmount Funds Management LLC |
13F
|
Company |
0.64%
|
312,598
|
$21,088,000 | — | 30 Jun 2021 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.61%
|
297,594
|
$20,076,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.59%
|
290,130
|
$19,571,000 | — | 30 Jun 2021 | |
| WMS Partners, LLC |
13F
|
Company |
0.51%
|
250,000
|
$16,865,000 | — | 30 Jun 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.44%
|
216,839
|
$14,628,000 | — | 30 Jun 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.38%
|
186,095
|
$12,554,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.34%
|
164,383
|
$11,089,000 | — | 30 Jun 2021 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.3%
|
146,180
|
$9,859,000 | — | 30 Jun 2021 | |
| PEREGRINE CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.28%
|
138,935
|
$9,373,000 | — | 30 Jun 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.28%
|
138,299
|
$9,329,000 | — | 30 Jun 2021 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
0.26%
|
129,303
|
$8,723,000 | — | 30 Jun 2021 | |
| S.c.a. Candriam |
13F
|
Individual |
0.24%
|
118,602
|
$8,001,000 | — | 30 Jun 2021 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.21%
|
102,711
|
$6,929,000 | — | 30 Jun 2021 | |
| CWM, LLC |
13F
|
Company |
0.19%
|
91,417
|
$6,167,000 | — | 30 Jun 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.16%
|
76,227
|
$5,142,000 | — | 30 Jun 2021 | |
| WCM INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
73,598
|
$4,965,000 | — | 30 Jun 2021 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.14%
|
69,231
|
$4,670,000 | — | 30 Jun 2021 | |
| MORGAN JESS S & CO INC |
13F
|
Company |
0.14%
|
67,835
|
$4,576,000 | — | 30 Jun 2021 | |
| NORGES BANK |
13F
|
Company |
0.13%
|
62,223
|
$4,198,000 | — | 30 Jun 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.12%
|
59,117
|
$3,988,000 | — | 30 Jun 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0.11%
|
53,717
|
$3,624,000 | — | 30 Jun 2021 | |
| Swiss National Bank |
13F
|
Company |
0.11%
|
53,500
|
$3,609,000 | — | 30 Jun 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.1%
|
48,500
|
$3,272,000 | — | 30 Jun 2021 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.09%
|
46,198
|
$3,117,000 | — | 30 Jun 2021 | |
| MOODY ALDRICH PARTNERS LLC |
13F
|
Company |
0.09%
|
43,980
|
$2,967,000 | — | 30 Jun 2021 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.09%
|
43,507
|
$2,935,000 | — | 30 Jun 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.09%
|
42,028
|
$2,835,000 | — | 30 Jun 2021 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.08%
|
40,800
|
$2,752,000 | — | 30 Jun 2021 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
0.08%
|
39,500
|
$2,665,000 | — | 30 Jun 2021 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.08%
|
38,306
|
$2,584,000 | — | 30 Jun 2021 | |
| OAK RIDGE INVESTMENTS LLC |
13F
|
Company |
0.07%
|
36,467
|
$2,460,000 | — | 30 Jun 2021 |
Institutional Holders of Axsome Therapeutics, Inc. - Common Stock (AXSM) as of Q3 2021
As of 30 Sep 2021,
Axsome Therapeutics, Inc. - Common Stock (AXSM) was held by
165 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
19,030,753 shares.
The largest 10 holders included
VANGUARD GROUP INC, BlackRock Inc., RTW INVESTMENTS, LP, IRIDIAN ASSET MANAGEMENT LLC/CT, ALETHEA CAPITAL MANAGEMENT, LLC, STATE STREET CORP, Bellevue Group AG, BAKER BROS. ADVISORS LP, GEODE CAPITAL MANAGEMENT, LLC, and Nuveen Asset Management, LLC.
This page lists
165
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
172
Q3 2021 holders
165
Holder diff
-7
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.