Axsome Therapeutics, Inc. - Common Stock (AXSM)

CUSIP: 05464T104

Q2 2018 13F Holders as of 30 Jun 2018

Type / Class
Equity / Common Stock
Shares outstanding
48,932,355
Total 13F shares
4,098,087
Share change
-131,172
Total reported value
$13,112,972
Put/Call ratio
288%
Price per share
$3.20
Number of holders
34
Value change
-$296,661
Number of buys
13
Number of sells
11

Quarterly Holders Quick Answers

What is CUSIP 05464T104?
CUSIP 05464T104 identifies AXSM - Axsome Therapeutics, Inc. - Common Stock in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of AXSM - Axsome Therapeutics, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
FMR LLC
13F
Company
2%
981,950
$2,406,000 31 Mar 2018
13F
ROYCE & ASSOCIATES LP
13F
Company
2%
956,000
$2,342,000 31 Mar 2018
13F
VANGUARD GROUP INC
13F
Company
1.1%
533,679
$1,307,000 31 Mar 2018
13F
STIFEL FINANCIAL CORP
13F
Company
0.83%
404,145
$990,000 31 Mar 2018
13F
Sio Capital Management, LLC
13F
Company
0.4%
193,290
$474,000 31 Mar 2018
13F
JPMORGAN CHASE & CO
13F
Company
0.37%
180,258
$442,000 31 Mar 2018
13F
Opus Point Partners Management, LLC
13F
Company
0.27%
133,500
$327,000 31 Mar 2018
13F
ALETHEA CAPITAL MANAGEMENT, LLC
13F
Company
0.24%
116,500
$285,000 31 Mar 2018
13F
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
0.19%
94,205
$230,000 31 Mar 2018
13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
Company
0.18%
88,000
$216,000 31 Mar 2018
13F
SABBY MANAGEMENT, LLC
13F
Company
0.17%
81,159
$199,000 31 Mar 2018
13F
A.R.T. Advisors, LLC
13F
Company
0.12%
59,282
$145,000 31 Mar 2018
13F
BlackRock Finance, Inc.
13F
Company
0.1%
46,659
$115,000 31 Mar 2018
13F
Mariner, LLC
13F
Company
0.08%
41,525
$102,000 31 Mar 2018
13F
GROUP ONE TRADING LLC
13F
Company
0.08%
39,084
$96,000 31 Mar 2018
13F
BARCLAYS PLC
13F
Company
0.07%
35,600
$87,000 31 Mar 2018
13F
NORTHERN TRUST CORP
13F
Company
0.06%
30,453
$75,000 31 Mar 2018
13F
Walleye Trading LLC
13F
Company
0.06%
28,323
$69,000 31 Mar 2018
13F
Dynamic Technology Lab Private Ltd
13F
Company
0.05%
26,478
$65,000 31 Mar 2018
13F
TWO SIGMA SECURITIES, LLC
13F
Company
0.04%
20,126
$49,000 31 Mar 2018
13F
SHANDA ASSET MANAGEMENT HOLDINGS Ltd
13F
Company
0.04%
19,958
$49,000 31 Mar 2018
13F
BALDWIN WEALTH PARTNERS LLC/MA
13F
Company
0.04%
19,551
$48,000 31 Mar 2018
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
0.04%
17,318
$42,000 31 Mar 2018
13F
FORBES J M & CO LLP
13F
Company
0.03%
15,066
$37,000 31 Mar 2018
13F
PVG ASSET MANAGEMENT CORP
13F
Company
0.03%
14,240
$34,888 31 Mar 2018
13F
BALYASNY ASSET MANAGEMENT L.P.
13F
Company
0.03%
14,050
$34,000 31 Mar 2018
13F
MORGAN STANLEY
13F
Company
0.02%
9,010
$22,000 31 Mar 2018
13F
Intellectus Partners, LLC
13F
Company
0.02%
9,000
$22,000 31 Mar 2018
13F
Sandy Spring Bank
13F
Company
0.02%
8,755
$21,000 31 Mar 2018
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0.01%
4,976
$12,000 31 Mar 2018
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.01%
4,200
$10,000 31 Mar 2018
13F
REILLY FINANCIAL ADVISORS, LLC
13F
Company
0.01%
4,000
$10,000 31 Mar 2018
13F
Tower Research Capital LLC (TRC)
13F
Company
0.01%
2,697
$7,000 31 Mar 2018
13F
MEEDER ASSET MANAGEMENT INC
13F
Company
0%
1,195
$3,000 31 Mar 2018
13F
BNP PARIBAS FINANCIAL MARKETS
13F
Company
0%
3
$7 31 Mar 2018
13F

Institutional Holders of Axsome Therapeutics, Inc. - Common Stock (AXSM) as of Q2 2018

As of 30 Jun 2018, Axsome Therapeutics, Inc. - Common Stock (AXSM) was held by 34 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,098,087 shares. The largest 10 holders included FMR LLC, ROYCE & ASSOCIATES LP, VANGUARD GROUP INC, STIFEL FINANCIAL CORP, Alethea Capital Management, LLC, Sio Capital Management, LLC, Opus Point Partners Management, LLC, GEODE CAPITAL MANAGEMENT, LLC, BRIDGEWAY CAPITAL MANAGEMENT INC, and JPMORGAN CHASE & CO. This page lists 34 institutional shareholders reporting positions in this security for the Q2 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2018 vs Q1 2018 Across Filers

Q1 2018 holders
35
Q2 2018 holders
34
Holder diff
-1
Investor Q1 2018 Shares Q2 2018 Shares Share Diff Share Chg % Q1 2018 Value $ Q2 2018 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.