Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH)
CUSIP: 05156V102
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / Common Shares, no par value
- Shares outstanding
- 132,929,348
- Total 13F shares
- 21,500,016
- Share change
- +204,156
- Total reported value
- $144,548,400
- Put/Call ratio
- 107%
- Price per share
- $6.64
- Number of holders
- 62
- Value change
- +$1,928,619
- Number of buys
- 20
- Number of sells
- 25
Quarterly Holders Quick Answers
What is CUSIP 05156V102?
CUSIP 05156V102 identifies AUPH - Aurinia Pharmaceuticals Inc. - Common Shares, no par value in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 05156V102:
Top shareholders of AUPH - Aurinia Pharmaceuticals Inc. - Common Shares, no par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NEA Management Company, LLC |
13F
|
Company |
3.6%
|
4,808,483
|
$27,072,000 | — | 30 Jun 2018 | |
| FMR LLC |
13F
|
Company |
3.4%
|
4,585,309
|
$25,816,000 | — | 30 Jun 2018 | |
| Polar Capital LLP |
13F
|
Company |
2%
|
2,600,200
|
$14,639,000 | — | 30 Jun 2018 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
1.4%
|
1,834,325
|
$10,327,000 | — | 30 Jun 2018 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
1.3%
|
1,733,200
|
$9,758,000 | — | 30 Jun 2018 | |
| Vivo Capital, LLC |
13F
|
Company |
0.91%
|
1,213,290
|
$6,831,000 | — | 30 Jun 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.74%
|
980,339
|
$5,520,000 | — | 30 Jun 2018 | |
| Abingworth LLP |
13F
|
Company |
0.3%
|
400,434
|
$2,250,000 | — | 30 Jun 2018 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
0.01%
|
11,100
|
$2,000,000 | — | 30 Jun 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.23%
|
299,992
|
$1,689,000 | — | 30 Jun 2018 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
0.17%
|
230,000
|
$1,295,000 | — | 30 Jun 2018 | |
| IRONWOOD INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.16%
|
218,568
|
$1,231,000 | — | 30 Jun 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.16%
|
210,521
|
$1,185,000 | — | 30 Jun 2018 | |
| Alyeska Investment Group, L.P. |
13F
|
Company |
0.14%
|
188,709
|
$1,062,000 | — | 30 Jun 2018 | |
| Creative Planning |
13F
|
Company |
0.13%
|
171,200
|
$964,000 | — | 30 Jun 2018 | |
| Kazazian Asset Management, LLC |
13F
|
Company |
0.13%
|
170,356
|
$959,000 | — | 30 Jun 2018 | |
| ORBIMED ADVISORS LLC |
13F
|
Company |
0.13%
|
167,419
|
$943,000 | — | 30 Jun 2018 | |
| S.c.a. Candriam |
13F
|
Individual |
0.12%
|
157,500
|
$887,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
120,435
|
$678,000 | — | 30 Jun 2018 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.09%
|
115,472
|
$650,000 | — | 30 Jun 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.08%
|
100,930
|
$568,000 | — | 30 Jun 2018 | |
| Swiss National Bank |
13F
|
Company |
0.07%
|
92,400
|
$530,000 | — | 30 Jun 2018 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.06%
|
79,790
|
$449,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.06%
|
76,139
|
$429,000 | — | 30 Jun 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
64,985
|
$365,000 | — | 30 Jun 2018 | |
| Man Group plc |
13F
|
Company |
0.04%
|
58,500
|
$329,000 | — | 30 Jun 2018 | |
| A.R.T. Advisors, LLC |
13F
|
Company |
0.04%
|
55,595
|
$312,000 | — | 30 Jun 2018 | |
| Cutler Capital Management, LLC |
13F
|
Company |
0.04%
|
55,000
|
$310,000 | — | 30 Jun 2018 | |
| Stanley-Laman Group, Ltd. |
13F
|
Company |
0.04%
|
48,994
|
$276,000 | — | 30 Jun 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.03%
|
41,818
|
$236,000 | — | 30 Jun 2018 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.03%
|
36,768
|
$207,000 | — | 30 Jun 2018 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
36,000
|
$203,000 | — | 30 Jun 2018 | |
| ProShare Advisors LLC |
13F
|
Company |
0.03%
|
35,384
|
$199,000 | — | 30 Jun 2018 | |
| DRW Securities, LLC |
13F
|
Company |
0.02%
|
31,300
|
$176,000 | — | 30 Jun 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
29,406
|
$166,000 | — | 30 Jun 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.02%
|
27,200
|
$153,000 | — | 30 Jun 2018 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.02%
|
25,900
|
$146,000 | — | 30 Jun 2018 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.02%
|
22,878
|
$128,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
19,260
|
$108,000 | — | 30 Jun 2018 | |
| Virtu Financial LLC |
13F
|
Company |
0.01%
|
17,511
|
$99,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
16,954
|
$95,000 | — | 30 Jun 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.01%
|
14,771
|
$83,000 | — | 30 Jun 2018 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
12,200
|
$69,000 | — | 30 Jun 2018 | |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
|
Company |
0.01%
|
10,000
|
$56,000 | — | 30 Jun 2018 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0%
|
6,500
|
$37,000 | — | 30 Jun 2018 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
0.01%
|
6,730
|
$36,000 | — | 30 Jun 2018 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0%
|
5,699
|
$33,000 | — | 30 Jun 2018 | |
| SHELL ASSET MANAGEMENT CO |
13F
|
Company |
0%
|
5,200
|
$30,000 | — | 30 Jun 2018 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0%
|
5,259
|
$28,408 | — | 30 Jun 2018 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0%
|
4,590
|
$26,000 | — | 30 Jun 2018 |
Institutional Holders of Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH) as of Q3 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.