Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH)
CUSIP: 05156V102
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / Common Shares, no par value
- Shares outstanding
- 132,929,348
- Total 13F shares
- 22,212,575
- Share change
- +705,959
- Total reported value
- $151,471,995
- Put/Call ratio
- 229%
- Price per share
- $6.82
- Number of holders
- 59
- Value change
- +$3,053,577
- Number of buys
- 20
- Number of sells
- 28
Quarterly Holders Quick Answers
What is CUSIP 05156V102?
CUSIP 05156V102 identifies AUPH - Aurinia Pharmaceuticals Inc. - Common Shares, no par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 05156V102:
Top shareholders of AUPH - Aurinia Pharmaceuticals Inc. - Common Shares, no par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NEA Management Company, LLC |
13F
|
Company |
3.6%
|
4,808,483
|
$31,928,000 | — | 30 Sep 2018 | |
| FMR LLC |
13F
|
Company |
3.5%
|
4,680,959
|
$31,082,000 | — | 30 Sep 2018 | |
| Polar Capital LLP |
13F
|
Company |
2.1%
|
2,811,516
|
$18,668,000 | — | 30 Sep 2018 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
1.4%
|
1,838,500
|
$12,208,000 | — | 30 Sep 2018 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
1.3%
|
1,743,340
|
$11,576,000 | — | 30 Sep 2018 | |
| Vivo Capital, LLC |
13F
|
Company |
0.91%
|
1,213,290
|
$8,056,000 | — | 30 Sep 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.74%
|
982,885
|
$6,526,000 | — | 30 Sep 2018 | |
| Abingworth LLP |
13F
|
Company |
0.3%
|
400,434
|
$2,655,000 | — | 30 Sep 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.28%
|
369,352
|
$2,452,000 | — | 30 Sep 2018 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
0.26%
|
342,500
|
$2,274,000 | — | 30 Sep 2018 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
0.01%
|
12,840
|
$2,000,000 | — | 30 Sep 2018 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.2%
|
263,871
|
$1,752,000 | — | 30 Sep 2018 | |
| IRONWOOD INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.16%
|
212,865
|
$1,413,000 | — | 30 Sep 2018 | |
| Kazazian Asset Management, LLC |
13F
|
Company |
0.13%
|
170,356
|
$1,131,000 | — | 30 Sep 2018 | |
| S.c.a. Candriam |
13F
|
Individual |
0.12%
|
157,500
|
$1,046,000 | — | 30 Sep 2018 | |
| Creative Planning |
13F
|
Company |
0.11%
|
152,200
|
$1,011,000 | — | 30 Sep 2018 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.1%
|
136,185
|
$904,000 | — | 30 Sep 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.1%
|
129,779
|
$862,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
0.1%
|
128,970
|
$857,000 | — | 30 Sep 2018 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.09%
|
115,489
|
$767,000 | — | 30 Sep 2018 | |
| Swiss National Bank |
13F
|
Company |
0.07%
|
92,400
|
$608,000 | — | 30 Sep 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.07%
|
88,995
|
$591,000 | — | 30 Sep 2018 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.06%
|
77,913
|
$517,000 | — | 30 Sep 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
64,985
|
$431,000 | — | 30 Sep 2018 | |
| Man Group plc |
13F
|
Company |
0.04%
|
57,700
|
$383,000 | — | 30 Sep 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
50,302
|
$334,000 | — | 30 Sep 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.03%
|
45,196
|
$300,000 | — | 30 Sep 2018 | |
| Cutler Capital Management, LLC |
13F
|
Company |
0.04%
|
55,000
|
$254,000 | — | 30 Sep 2018 | |
| ProShare Advisors LLC |
13F
|
Company |
0.03%
|
34,338
|
$228,000 | — | 30 Sep 2018 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.02%
|
27,358
|
$182,000 | — | 30 Sep 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
25,117
|
$167,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
20,378
|
$135,000 | — | 30 Sep 2018 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.02%
|
20,000
|
$133,000 | — | 30 Sep 2018 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.01%
|
19,027
|
$127,000 | — | 30 Sep 2018 | |
| Spark Investment Management LLC |
13F
|
Company |
0.01%
|
18,000
|
$118,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
17,224
|
$114,000 | — | 30 Sep 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.01%
|
14,771
|
$98,000 | — | 30 Sep 2018 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.01%
|
14,057
|
$93,000 | — | 30 Sep 2018 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
13,820
|
$92,000 | — | 30 Sep 2018 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
0.01%
|
11,000
|
$73,000 | — | 30 Sep 2018 | |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
|
Company |
0.01%
|
10,000
|
$66,000 | — | 30 Sep 2018 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
0.01%
|
6,730
|
$43,000 | — | 30 Sep 2018 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0%
|
6,500
|
$43,000 | — | 30 Sep 2018 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0%
|
5,300
|
$35,000 | — | 30 Sep 2018 | |
| SHELL ASSET MANAGEMENT CO |
13F
|
Company |
0%
|
5,200
|
$34,000 | — | 30 Sep 2018 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0%
|
5,259
|
$33,400 | — | 30 Sep 2018 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0%
|
4,590
|
$30,000 | — | 30 Sep 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
3,000
|
$20,000 | — | 30 Sep 2018 | |
| Zurcher Kantonalbank (Zurich Cantonalbank) |
13F
|
Company |
0%
|
2,276
|
$15,000 | — | 30 Sep 2018 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
2,000
|
$13,000 | — | 30 Sep 2018 |
Institutional Holders of Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH) as of Q4 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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