Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH)
CUSIP: 05156V102
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / Common Shares, no par value
- Shares outstanding
- 132,929,348
- Total 13F shares
- 21,282,120
- Share change
- -436,271
- Total reported value
- $121,759,408
- Put/Call ratio
- 420%
- Price per share
- $5.63
- Number of holders
- 65
- Value change
- -$2,409,149
- Number of buys
- 27
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 05156V102?
CUSIP 05156V102 identifies AUPH - Aurinia Pharmaceuticals Inc. - Common Shares, no par value in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 05156V102:
Top shareholders of AUPH - Aurinia Pharmaceuticals Inc. - Common Shares, no par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NEA Management Company, LLC |
13F
|
Company |
3.6%
|
4,808,483
|
$24,956,000 | — | 31 Mar 2018 | |
| FMR LLC |
13F
|
Company |
3.5%
|
4,593,481
|
$23,840,000 | — | 31 Mar 2018 | |
| Polar Capital LLP |
13F
|
Company |
1.9%
|
2,500,000
|
$12,975,000 | — | 31 Mar 2018 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
1.3%
|
1,664,400
|
$8,638,000 | — | 31 Mar 2018 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.93%
|
1,241,995
|
$6,446,000 | — | 31 Mar 2018 | |
| Vivo Capital, LLC |
13F
|
Company |
0.91%
|
1,213,290
|
$6,297,000 | — | 31 Mar 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.79%
|
1,045,121
|
$5,424,000 | — | 31 Mar 2018 | |
| ORBIMED ADVISORS LLC |
13F
|
Company |
0.47%
|
626,275
|
$3,250,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.46%
|
607,361
|
$3,151,000 | — | 31 Mar 2018 | |
| Alyeska Investment Group, L.P. |
13F
|
Company |
0.43%
|
576,324
|
$2,991,000 | — | 31 Mar 2018 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
0.23%
|
300,000
|
$1,557,000 | — | 31 Mar 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.2%
|
259,854
|
$1,349,000 | — | 31 Mar 2018 | |
| Abingworth LLP |
13F
|
Company |
0.19%
|
252,129
|
$1,309,000 | — | 31 Mar 2018 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.18%
|
232,633
|
$1,207,000 | — | 31 Mar 2018 | |
| IRONWOOD INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.14%
|
185,289
|
$962,000 | — | 31 Mar 2018 | |
| Creative Planning |
13F
|
Company |
0.12%
|
158,200
|
$821,000 | — | 31 Mar 2018 | |
| Kazazian Asset Management, LLC |
13F
|
Company |
0.12%
|
156,126
|
$810,000 | — | 31 Mar 2018 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.11%
|
146,851
|
$762,000 | — | 31 Mar 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.1%
|
131,030
|
$680,000 | — | 31 Mar 2018 | |
| S.c.a. Candriam |
13F
|
Individual |
0.09%
|
118,000
|
$612,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
115,435
|
$599,000 | — | 31 Mar 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.07%
|
95,028
|
$493,000 | — | 31 Mar 2018 | |
| Swiss National Bank |
13F
|
Company |
0.07%
|
92,400
|
$486,000 | — | 31 Mar 2018 | |
| Cutler Capital Management, LLC |
13F
|
Company |
0.04%
|
55,000
|
$285,000 | — | 31 Mar 2018 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.04%
|
50,922
|
$264,000 | — | 31 Mar 2018 | |
| ProShare Advisors LLC |
13F
|
Company |
0.03%
|
38,861
|
$202,000 | — | 31 Mar 2018 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.03%
|
37,900
|
$197,000 | — | 31 Mar 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.03%
|
37,879
|
$196,000 | — | 31 Mar 2018 | |
| Man Group plc |
13F
|
Company |
0.02%
|
32,800
|
$170,000 | — | 31 Mar 2018 | |
| DRW Securities, LLC |
13F
|
Company |
0.02%
|
31,300
|
$162,000 | — | 31 Mar 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.02%
|
28,750
|
$149,000 | — | 31 Mar 2018 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.02%
|
28,300
|
$147,000 | — | 31 Mar 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
24,941
|
$129,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
24,217
|
$126,000 | — | 31 Mar 2018 | |
| STATE OF MICHIGAN RETIREMENT SYSTEM |
13F
|
Company |
0.02%
|
22,500
|
$117,000 | — | 31 Mar 2018 | |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC |
13F
|
Company |
0.02%
|
22,003
|
$114,000 | — | 31 Mar 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.02%
|
21,718
|
$113,000 | — | 31 Mar 2018 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.01%
|
16,606
|
$86,000 | — | 31 Mar 2018 | |
| Bayesian Capital Management, LP |
13F
|
Company |
0.01%
|
16,300
|
$85,000 | — | 31 Mar 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
16,168
|
$84,000 | — | 31 Mar 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.01%
|
14,771
|
$77,000 | — | 31 Mar 2018 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
12,200
|
$62,000 | — | 31 Mar 2018 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
0.01%
|
11,000
|
$57,000 | — | 31 Mar 2018 | |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
|
Company |
0.01%
|
10,000
|
$52,000 | — | 31 Mar 2018 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
0.01%
|
6,730
|
$35,000 | — | 31 Mar 2018 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0%
|
6,500
|
$34,000 | — | 31 Mar 2018 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0%
|
5,259
|
$27,308 | — | 31 Mar 2018 | |
| SHELL ASSET MANAGEMENT CO |
13F
|
Company |
0%
|
5,200
|
$27,000 | — | 31 Mar 2018 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
3,366
|
$18,000 | — | 31 Mar 2018 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
3,273
|
$18,000 | — | 31 Mar 2018 |
Institutional Holders of Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH) as of Q2 2018
As of 30 Jun 2018,
Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH) was held by
65 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
21,282,120 shares.
The largest 10 holders included
NEA Management Company, LLC, FMR LLC, Polar Capital LLP, GOLDMAN SACHS GROUP INC, FRANKLIN RESOURCES INC, Vivo Capital, LLC, BlackRock Inc., Abingworth LLP, AMERIPRISE FINANCIAL INC, and Hudson Bay Capital Management LP.
This page lists
65
institutional shareholders reporting positions in this security
for the Q2 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
63
Q2 2018 holders
65
Holder diff
2
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.