Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH)
CUSIP: 05156V102
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common Shares, no par value
- Shares outstanding
- 132,929,348
- Total 13F shares
- 21,720,891
- Share change
- -2,138,984
- Total reported value
- $112,732,308
- Put/Call ratio
- 469%
- Price per share
- $5.19
- Number of holders
- 63
- Value change
- -$10,024,771
- Number of buys
- 27
- Number of sells
- 28
Quarterly Holders Quick Answers
What is CUSIP 05156V102?
CUSIP 05156V102 identifies AUPH - Aurinia Pharmaceuticals Inc. - Common Shares, no par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 05156V102:
Top shareholders of AUPH - Aurinia Pharmaceuticals Inc. - Common Shares, no par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NEA Management Company, LLC |
13F
|
Company |
3.6%
|
4,808,483
|
$21,782,000 | — | 31 Dec 2017 | |
| FMR LLC |
13F
|
Company |
3.6%
|
4,804,481
|
$21,764,000 | — | 31 Dec 2017 | |
| Polar Capital LLP |
13F
|
Company |
1.7%
|
2,300,000
|
$10,419,000 | — | 31 Dec 2017 | |
| ORBIMED ADVISORS LLC |
13F
|
Company |
1.4%
|
1,797,400
|
$8,142,000 | — | 31 Dec 2017 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
1.3%
|
1,664,400
|
$7,540,000 | — | 31 Dec 2017 | |
| Vivo Capital, LLC |
13F
|
Company |
0.91%
|
1,213,290
|
$5,496,000 | — | 31 Dec 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.9%
|
1,194,550
|
$5,411,000 | — | 31 Dec 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.54%
|
719,713
|
$3,261,000 | — | 31 Dec 2017 | |
| Alyeska Investment Group, L.P. |
13F
|
Company |
0.44%
|
581,517
|
$2,634,000 | — | 31 Dec 2017 | |
| Point72 Asset Management, L.P. |
13F
|
Company |
0.4%
|
537,000
|
$2,433,000 | — | 31 Dec 2017 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
0.38%
|
500,000
|
$2,265,000 | — | 31 Dec 2017 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
0.34%
|
450,000
|
$2,039,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.28%
|
368,189
|
$1,668,000 | — | 31 Dec 2017 | |
| AWM Investment Company, Inc. |
13F
|
Company |
0.27%
|
354,520
|
$1,606,000 | — | 31 Dec 2017 | |
| Abingworth LLP |
13F
|
Company |
0.19%
|
252,129
|
$1,142,000 | — | 31 Dec 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.18%
|
237,353
|
$1,075,000 | — | 31 Dec 2017 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.17%
|
227,265
|
$1,030,000 | — | 31 Dec 2017 | |
| IRONWOOD INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.14%
|
185,865
|
$842,000 | — | 31 Dec 2017 | |
| Kazazian Asset Management, LLC |
13F
|
Company |
0.12%
|
156,126
|
$707,000 | — | 31 Dec 2017 | |
| Creative Planning |
13F
|
Company |
0.11%
|
150,200
|
$683,000 | — | 31 Dec 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.11%
|
140,360
|
$636,000 | — | 31 Dec 2017 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.1%
|
127,289
|
$577,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
118,835
|
$538,000 | — | 31 Dec 2017 | |
| S.c.a. Candriam |
13F
|
Individual |
0.09%
|
118,000
|
$535,000 | — | 31 Dec 2017 | |
| Swiss National Bank |
13F
|
Company |
0.07%
|
92,400
|
$421,000 | — | 31 Dec 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.07%
|
92,460
|
$419,000 | — | 31 Dec 2017 | |
| A.R.T. Advisors, LLC |
13F
|
Company |
0.05%
|
66,365
|
$300,000 | — | 31 Dec 2017 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.04%
|
53,001
|
$242,000 | — | 31 Dec 2017 | |
| Cutler Capital Management, LLC |
13F
|
Company |
0.04%
|
50,000
|
$226,000 | — | 31 Dec 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.04%
|
48,400
|
$219,000 | — | 31 Dec 2017 | |
| Spark Investment Management LLC |
13F
|
Company |
0.03%
|
33,700
|
$153,000 | — | 31 Dec 2017 | |
| ProShare Advisors LLC |
13F
|
Company |
0.02%
|
28,783
|
$130,000 | — | 31 Dec 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.02%
|
26,500
|
$120,000 | — | 31 Dec 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
24,941
|
$112,000 | — | 31 Dec 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.02%
|
24,303
|
$110,000 | — | 31 Dec 2017 | |
| STATE OF MICHIGAN RETIREMENT SYSTEM |
13F
|
Company |
0.02%
|
22,500
|
$102,000 | — | 31 Dec 2017 | |
| Dynamic Technology Lab Private Ltd |
13F
|
Company |
0.02%
|
21,093
|
$96,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
19,595
|
$89,000 | — | 31 Dec 2017 | |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC |
13F
|
Company |
0.01%
|
19,303
|
$87,000 | — | 31 Dec 2017 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.01%
|
19,279
|
$87,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
17,107
|
$77,000 | — | 31 Dec 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.01%
|
14,771
|
$67,000 | — | 31 Dec 2017 | |
| Noven Financial Group, Inc. |
13F
|
Company |
0.01%
|
14,650
|
$66,000 | — | 31 Dec 2017 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
11,100
|
$57,000 | — | 31 Dec 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.01%
|
11,657
|
$52,000 | — | 31 Dec 2017 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
0.01%
|
11,000
|
$50,000 | — | 31 Dec 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.01%
|
10,946
|
$49,000 | — | 31 Dec 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.01%
|
10,578
|
$48,000 | — | 31 Dec 2017 | |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
|
Company |
0.01%
|
10,000
|
$45,000 | — | 31 Dec 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
9,478
|
$42,000 | — | 31 Dec 2017 |
Institutional Holders of Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH) as of Q1 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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