Athira Pharma, Inc. - Common Stock, $0.0001 Par Value (ATHA)
CUSIP: 04746L104
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock, $0.0001 Par Value
- Shares outstanding
- 9,614,000
- Total 13F shares
- 24,890,216
- Share change
- +175,745
- Total reported value
- $233,607,844
- Put/Call ratio
- 172%
- Price per share
- $9.38
- Number of holders
- 91
- Value change
- +$136,180
- Number of buys
- 46
- Number of sells
- 37
Quarterly Holders Quick Answers
What is CUSIP 04746L104?
CUSIP 04746L104 identifies ATHA - Athira Pharma, Inc. - Common Stock, $0.0001 Par Value in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 04746L104:
Top shareholders of ATHA - Athira Pharma, Inc. - Common Stock, $0.0001 Par Value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
36%
|
3,425,916
|
$35,081,000 | — | 30 Jun 2021 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
22%
|
2,080,050
|
$21,300,000 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
21%
|
1,993,048
|
$20,409,000 | — | 30 Jun 2021 | |
| RTW INVESTMENTS, LP |
13F
|
Company |
20%
|
1,906,557
|
$19,523,000 | — | 30 Jun 2021 | |
| VR Adviser, LLC |
13F
|
Company |
15%
|
1,485,005
|
$15,206,000 | — | 30 Jun 2021 | |
| Logos Global Management LP |
13F
|
Company |
15%
|
1,410,812
|
$14,447,000 | — | 30 Jun 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
14%
|
1,367,599
|
$14,004,000 | — | 30 Jun 2021 | |
| WASATCH ADVISORS LP |
13F
|
Company |
13%
|
1,222,784
|
$12,521,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
12%
|
1,196,706
|
$12,254,000 | — | 30 Jun 2021 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
8.4%
|
806,367
|
$8,257,000 | — | 30 Jun 2021 | |
| Bristlecone Advisors, LLC |
13F
|
Company |
7.9%
|
761,563
|
$7,798,000 | — | 30 Jun 2021 | |
| Rock Springs Capital Management LP |
13F
|
Company |
7.8%
|
748,202
|
$7,662,000 | — | 30 Jun 2021 | |
| PFM Health Sciences, LP |
13F
|
Company |
7.1%
|
678,247
|
$6,945,000 | — | 30 Jun 2021 | |
| PATHSTONE FAMILY OFFICE, LLC |
13F
|
Company |
6.9%
|
661,612
|
$6,775,000 | — | 30 Jun 2021 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
4.6%
|
445,655
|
$4,564,000 | — | 30 Jun 2021 | |
| STATE STREET CORP |
13F
|
Company |
4.5%
|
433,318
|
$4,437,000 | — | 30 Jun 2021 | |
| ACUTA CAPITAL PARTNERS, LLC |
13F
|
Company |
4.4%
|
427,060
|
$4,373,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
4.3%
|
410,290
|
$4,201,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
2.9%
|
276,538
|
$2,831,000 | — | 30 Jun 2021 | |
| Point72 Asset Management, L.P. |
13F
|
Company |
2.1%
|
199,000
|
$2,038,000 | — | 30 Jun 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
1.7%
|
163,965
|
$1,679,000 | — | 30 Jun 2021 | |
| DAFNA Capital Management LLC |
13F
|
Company |
1.7%
|
160,983
|
$1,648,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.6%
|
154,730
|
$1,585,000 | — | 30 Jun 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
1.6%
|
151,986
|
$1,557,000 | — | 30 Jun 2021 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
1.6%
|
150,000
|
$1,536,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
1.4%
|
130,994
|
$1,341,000 | — | 30 Jun 2021 | |
| Pentwater Capital Management LP |
13F
|
Company |
1.2%
|
120,000
|
$1,229,000 | — | 30 Jun 2021 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
1.2%
|
119,930
|
$1,228,000 | — | 30 Jun 2021 | |
| SILVERARC CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.2%
|
117,980
|
$1,208,000 | — | 30 Jun 2021 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
1.2%
|
114,135
|
$1,169,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1%
|
100,785
|
$1,032,000 | — | 30 Jun 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.87%
|
83,270
|
$853,000 | — | 30 Jun 2021 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.82%
|
78,800
|
$807,000 | — | 30 Jun 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.68%
|
65,763
|
$673,000 | — | 30 Jun 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.61%
|
58,574
|
$600,000 | — | 30 Jun 2021 | |
| Maven Securities LTD |
13F
|
Company |
0.59%
|
56,272
|
$585,000 | — | 30 Jun 2021 | |
| Parian Global Management LP |
13F
|
Company |
0.57%
|
55,000
|
$563,000 | — | 30 Jun 2021 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.57%
|
54,800
|
$561,000 | — | 30 Jun 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.54%
|
51,843
|
$531,000 | — | 30 Jun 2021 | |
| IEQ CAPITAL, LLC |
13F
|
Company |
0.52%
|
49,922
|
$511,000 | — | 30 Jun 2021 | |
| Walleye Capital LLC |
13F
|
Company |
0.48%
|
46,421
|
$475,000 | — | 30 Jun 2021 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.46%
|
44,492
|
$456,000 | — | 30 Jun 2021 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.42%
|
40,260
|
$412,000 | — | 30 Jun 2021 | |
| Lindbrook Capital, LLC |
13F
|
Company |
0.42%
|
40,139
|
$411,000 | — | 30 Jun 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.37%
|
35,500
|
$364,000 | — | 30 Jun 2021 | |
| Clarius Group, LLC |
13F
|
Company |
0.34%
|
32,825
|
$336,000 | — | 30 Jun 2021 | |
| Virtu Financial LLC |
13F
|
Company |
0.34%
|
32,662
|
$334,000 | — | 30 Jun 2021 | |
| SNOW CAPITAL MANAGEMENT LP |
13F
|
Company |
0.31%
|
30,000
|
$307,000 | — | 30 Jun 2021 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.3%
|
29,174
|
$298,000 | — | 30 Jun 2021 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.29%
|
27,714
|
$284,000 | — | 30 Jun 2021 |
Institutional Holders of Athira Pharma, Inc. - Common Stock, $0.0001 Par Value (ATHA) as of Q3 2021
As of 30 Sep 2021,
Athira Pharma, Inc. - Common Stock, $0.0001 Par Value (ATHA) was held by
91 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
24,890,216 shares.
The largest 10 holders included
PERCEPTIVE ADVISORS LLC, FRANKLIN RESOURCES INC, BlackRock Inc., RTW INVESTMENTS, LP, Logos Global Management LP, VANGUARD GROUP INC, VR Adviser, LLC, PATHSTONE FAMILY OFFICE, LLC, CITADEL ADVISORS LLC, and WASATCH ADVISORS INC.
This page lists
91
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
86
Q3 2021 holders
91
Holder diff
5
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.