Ascent Solar Technologies, Inc. - Common Stock (ASTI)

CUSIP: 043635804

Q1 2026 13F Holders as of 31 Mar 2026

Type / Class
Equity / Common Stock
Shares outstanding
7,688,776
Total 13F shares
205,354
Share change
+168,130
Total reported value
$800,955
Price per share
$3.94
Number of holders
6
Value change
+$656,614
Number of buys
3
Number of sells
1

Quarterly Holders Quick Answers

What is CUSIP 043635804?
CUSIP 043635804 identifies ASTI - Ascent Solar Technologies, Inc. - Common Stock in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of ASTI - Ascent Solar Technologies, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
BD1 Investment Holding, LLC
3/4/5
10%+ Owner
class O/S missing
7,933,334
$6,743,334 06 Apr 2023
Crowdex Investment, LLC
3/4/5
10%+ Owner
class O/S missing
5,545,042
$4,713,286 01 Feb 2022
ARION AGROPHOTOVOLTAIC PRIVATE LTD
3/4/5
10%+ Owner
class O/S missing
5,000,000
$4,250,000 06 Apr 2023
TubeSolar AG
3/4/5
10%+ Owner
class O/S missing
4,958,927
$4,215,088 31 May 2022
Ryan Barwick Taylor
13D/G
Ryan Taylor
9.8%
753,500
$3,948,340 $0 11 Feb 2026
Lucro Investments VCC - ESG Opportunities Fund
3/4/5
10%+ Owner
class O/S missing
3,679,255
$3,127,367 14 Mar 2023
Jeffrey Max
3/4/5
Chief Executive Office
class O/S missing
3,534,591
$3,004,402 21 Sep 2022
Ayrton Capital LLC
13D/G
10%
494,979
$2,534,292 $0 31 Dec 2025
INTRACOASTAL CAPITAL, LLC
13D/G
Mitchell P. Kopin
10%
475,116
$2,432,594 +$700,744 31 Dec 2025
ARMISTICE CAPITAL, LLC
13D/G
10%
386,142
$2,023,384 $0 31 Dec 2025
HRT FINANCIAL LP
13F
Company
0.66%
50,694
$208,000 31 Dec 2025
13F
MYDA Advisors LLC
13F
Company
0.65%
50,000
$205,500 31 Dec 2025
13F
CITIGROUP INC
13F
Company
0.59%
45,143
$185,538 31 Dec 2025
13F
JANE STREET GROUP, LLC
13F
Company
0.37%
28,291
$116,276 31 Dec 2025
13F
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
0.35%
26,938
$110,715 31 Dec 2025
13F
VANGUARD GROUP INC
13F
Company
0.34%
25,858
$106,276 31 Dec 2025
13F
UBS Group AG
13F
Company
0.33%
25,000
$102,750 31 Dec 2025
13F
Cetera Investment Advisers
13F
Company
0.28%
21,750
$89,393 31 Dec 2025
13F
FOUNDERS FINANCIAL SECURITIES LLC
13F
Company
0.16%
12,222
$50,232 31 Dec 2025
13F
NORTHERN TRUST CORP
13F
Company
0.14%
10,498
$43,147 31 Dec 2025
13F
Paul P. Warley
3/4/5
Chief Executive Officer, Director
mixed-class rows
351,593
mixed-class rows
$30,595 02 Jun 2025
Jin H. Jo
3/4/5
Chief Financial Officer
mixed-class rows
85,122
mixed-class rows
$14,823 02 Jun 2025
David Theodore Peterson Jr.
3/4/5
Director
mixed-class rows
140,187
mixed-class rows
$10,123 02 Jun 2025
Tower Research Capital LLC (TRC)
13F
Company
0.03%
2,401
$9,868 31 Dec 2025
13F
Forrest T. Reynolds
3/4/5
Director
mixed-class rows
30,373
mixed-class rows
$1,441 -$199,648 30 Dec 2025
Bobby Gulati
3/4/5
Chief Operating Officer
mixed-class rows
47,833
mixed-class rows
$1,017 02 Jun 2025
ROYAL BANK OF CANADA
13F
Company
0%
269
$1,000 31 Dec 2025
13F
BANK OF AMERICA CORP /DE/
13F
Company
0%
27
$111 31 Dec 2025
13F
Smartleaf Asset Management LLC
13F
Company
0%
3
$14 31 Dec 2025
13F
Steward Partners Investment Advisory, LLC
13F
Company
0%
2
$8 31 Dec 2025
13F
CoreCap Advisors, LLC
13F
Company
0%
1
$4 31 Dec 2025
13F
FIFTH THIRD BANCORP
13F
Company
0%
1
$4 31 Dec 2025
13F
Gregory C. Thompson
3/4/5
Director
mixed-class rows
30,035
mixed-class rows
02 Jun 2025
Louis C. Berezovsky
3/4/5
Director
mixed-class rows
30,025
mixed-class rows
02 Jun 2025

Institutional Holders of Ascent Solar Technologies, Inc. - Common Stock (ASTI) as of Q1 2026

As of 31 Mar 2026, Ascent Solar Technologies, Inc. - Common Stock (ASTI) was held by 6 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 205,354 shares. The largest 6 holders included UBS Group AG, United Advisor Group, LLC, B. Riley Wealth Advisors, Inc., FOUNDERS FINANCIAL SECURITIES LLC, CoreCap Advisors, LLC, and FIFTH THIRD BANCORP. This page lists 6 institutional shareholders reporting positions in this security for the Q1 2026 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2026 vs Q4 2025 Across Filers

Q4 2025 holders
17
Q1 2026 holders
6
Holder diff
-11
Investor Q4 2025 Shares Q1 2026 Shares Share Diff Share Chg % Q4 2025 Value $ Q1 2026 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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