Security key
040334104
Aridis Pharmaceuticals, Inc. - Common Stock (ARDS)
CUSIP: 040334104
Q3 2023 13F Holders as of 30 Sep 2023
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 14,077
- Total 13F value
- $1,437
- Share change
- -1,769,506
- SEC-reported price per share
- $0.10
- Number of holders
- 1
- Value change
- -$389,218
- Number of sells
- 16
- Shares outstanding
- 44,586,623
Holder snapshot
5 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2023
Institutions
1
Top holders
1
ARDS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2023
Previous quarter: Q2 2023
Aridis Pharmaceuticals, Inc. SEC filings
Aridis Pharmaceuticals, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 040334104
Recent filing periods:
Ownership snapshot
Top reported holders of ARDS - Aridis Pharmaceuticals, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
COMMONWEALTH EQUITY SERVI...
Disclosed value leader
COMMONWEALTH EQUITY SERVI...
Comparable rows
15/15
Latest evidence
30 Jun 2023
13F
Lead comparable stake: 1.4%
Showing 1-6 of 15 holder rows.
Quick read
COMMONWEALTH EQUITY SERVICES, LLC leads the comparable SEC ownership view at 1.4%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens COMMONWEALTH EQUITY SERVICES, LLC's linked filing trail.
Comparable ownership
Top 5
COMMONWEALTH EQUITY SERVICES, LLC
1.4%
Roumell Asset Management, LLC
1%
STATE STREET CORP
0.45%
GEODE CAPITAL MANAGEMENT, LLC
0.32%
VANGUARD GROUP INC
0.31%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
Company
|
1.4%
|
$142,000
646,000 shares
|
— | 30 Jun 2023 |
| Roumell Asset Management, LLC |
13F
Company
|
1%
|
$98,205
446,588 shares
|
— | 30 Jun 2023 |
| STATE STREET CORP |
13F
Company
|
0.45%
|
$44,474
202,247 shares
|
— | 30 Jun 2023 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
0.32%
|
$31,453
143,034 shares
|
— | 30 Jun 2023 |
| VANGUARD GROUP INC |
13F
Company
|
0.31%
|
$29,950
136,197 shares
|
— | 30 Jun 2023 |
| HRT FINANCIAL LP |
13F
Company
|
0.17%
|
$16,000
73,723 shares
|
— | 30 Jun 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
1
Shares
14,077
Rows available
1
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
17
Q3 2023 holders
1
Holder diff
-16
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 value | Q3 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend