SEC ownership of Aridis Pharmaceuticals, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001614067.

Comparable stake leader

ARMISTICE CAPITAL, LLC

Disclosed value leader

Vu L. Truong

Comparable rows

1/10

Latest evidence

30 Jun 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
1 of 10
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
ARMISTICE CAPITAL, LLC
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
30 Jun 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001614067
Issuer location
Los Gatos, CA

Ownership snapshot

Top shareholders of Aridis Pharmaceuticals, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
ARMISTICE CAPITAL, LLC
Disclosed value leader
Vu L. Truong
Comparable rows
1/10
Latest evidence
30 Jun 2026
13D/G 3/4/5 Lead comparable stake: 11% 9 rows are not safely comparable across share classes. 13D/G row: ARMISTICE CAPITAL, LLC Showing 1-8 of 10 holder rows.

Quick read

ARMISTICE CAPITAL, LLC leads the comparable SEC ownership view at 11%.

1 of 10 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens ARMISTICE CAPITAL, LLC's linked filing trail.
Comparable ownership Top 1
ARMISTICE CAPITAL, LLC 11%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 10 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
ARMISTICE CAPITAL, LLC
13D/G
11%
5,096,251 shares
$0 30 Jun 2026
Cystic Fibrosis Foundation
3/4/5
10%+ Owner
class O/S missing
5,168,732 shares
08 Dec 2022
Vu L. Truong
3/4/5
CEO, Director
mixed-class rows
$96,505
2,196,389 shares
mixed-class rows
24 Jun 2024
Eric Patzer
3/4/5
Director
mixed-class rows
$61,922
1,046,462 shares
mixed-class rows
24 Jun 2024
Hasan Jafri
3/4/5
Chief Medical Officer
class O/S missing
382,495 shares
27 Jun 2024
John F. Hamilton
3/4/5
Director
class O/S missing
269,040 shares
27 Jun 2024
Richards Windham Bannister
3/4/5
Director
class O/S missing
261,000 shares
27 Jun 2024
Fred Kurland
3/4/5
CFO
mixed-class rows
92,575 shares
mixed-class rows
04 May 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 20 Aug 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-9 of 9 reporting-owner rows connected to Aridis Pharmaceuticals, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
9
Largest Forms 3/4/5 holder
Vu L. Truong
Net 12M change
$0
Latest report
27 Jun 2024
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Vu L. Truong CEO, Director $96,505 Filing P/S 24 Jun 2024
Eric Patzer Director $61,922 Filing P/S 24 Jun 2024
Fred Kurland Cfo Mixed 04 May 2023
Richards Windham Bannister Director Mixed 27 Jun 2024
Robert R. Ruffolo Director Mixed 05 Dec 2022
Craig S. Gibbs Director Mixed 05 Dec 2022
Cystic Fibrosis Foundation 10%+ Owner Mixed 08 Dec 2022
Hasan Jafri Chief Medical Officer Mixed 27 Jun 2024
John F. Hamilton Director Mixed 27 Jun 2024

Recent insider transactions for Aridis Pharmaceuticals, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
No insider transactions were found in the last 12 months for this issuer.
* marks a reported price that did not pass the local price check.
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