Security key
03837J101
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 13,906,374
- Total 13F value
- $17,382,543
- Share change
- +1,630,233
- Put/Call ratio
- 4.2%
- SEC-reported price per share
- $1.25
- Number of holders
- 55
- Value change
- +$2,077,952
- Number of buys
- 20
- Number of sells
- 16
- Shares outstanding
- 7,128,479
Holder snapshot
7 signals
Open additional details 1 more signal available
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2022
Institutions
55
Top holders
10
AQMS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2023
Previous quarter: Q3 2022
Aqua Metals, Inc. SEC filings
Aqua Metals, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03837J101
Recent filing periods:
Ownership snapshot
Top reported holders of AQMS - Aqua Metals, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Baird Financial Group, Inc.
Disclosed value leader
Baird Financial Group, Inc.
Comparable rows
15/15
Latest evidence
30 Sep 2022
13F
Lead comparable stake: 55%
Showing 1-6 of 15 holder rows.
Quick read
Baird Financial Group, Inc. leads the comparable SEC ownership view at 55%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Baird Financial Group, Inc.'s linked filing trail.
Comparable ownership
Top 5
Baird Financial Group, Inc.
55%
VANGUARD GROUP INC
36%
IEQ CAPITAL, LLC
27%
BlackRock Finance, Inc.
17%
GEODE CAPITAL MANAGEMENT, LLC
10%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Baird Financial Group, Inc. |
13F
Company
|
55%
|
$2,934,000
3,885,207 shares
|
— | 30 Sep 2022 |
| VANGUARD GROUP INC |
13F
Company
|
36%
|
$1,919,000
2,541,902 shares
|
— | 30 Sep 2022 |
| IEQ CAPITAL, LLC |
13F
Company
|
27%
|
$1,459,000
1,931,439 shares
|
— | 30 Sep 2022 |
| BlackRock Finance, Inc. |
13F
Company
|
17%
|
$897,000
1,187,342 shares
|
— | 30 Sep 2022 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
10%
|
$536,000
710,523 shares
|
— | 30 Sep 2022 |
| Cambridge Investment Research Advisors, Inc. |
13F
Company
|
6.2%
|
$332,000
439,631 shares
|
— | 30 Sep 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2022
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
55
Shares
13,906,374
Rows available
55
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
48
Q4 2022 holders
55
Holder diff
7
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 value | Q4 2022 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend