Security key
03837J101
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 12,250,228
- Total 13F value
- $9,253,172
- Share change
- +234,593
- SEC-reported price per share
- $0.76
- Number of holders
- 48
- Value change
- +$174,856
- Number of buys
- 10
- Number of sells
- 13
- Shares outstanding
- 7,128,479
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2022
Institutions
48
Top holders
10
AQMS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2022
Previous quarter: Q2 2022
Aqua Metals, Inc. SEC filings
Aqua Metals, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03837J101
Recent filing periods:
Ownership snapshot
Top reported holders of AQMS - Aqua Metals, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Baird Financial Group, Inc.
Disclosed value leader
Baird Financial Group, Inc.
Comparable rows
15/15
Latest evidence
30 Jun 2022
13F
Lead comparable stake: 50%
Showing 1-6 of 15 holder rows.
Quick read
Baird Financial Group, Inc. leads the comparable SEC ownership view at 50%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Baird Financial Group, Inc.'s linked filing trail.
Comparable ownership
Top 5
Baird Financial Group, Inc.
50%
VANGUARD GROUP INC
36%
IEQ CAPITAL, LLC
26%
BlackRock Finance, Inc.
17%
GEODE CAPITAL MANAGEMENT, LLC
9.7%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Baird Financial Group, Inc. |
13F
Company
|
50%
|
$2,905,000
3,588,327 shares
|
— | 30 Jun 2022 |
| VANGUARD GROUP INC |
13F
Company
|
36%
|
$2,107,000
2,601,569 shares
|
— | 30 Jun 2022 |
| IEQ CAPITAL, LLC |
13F
Company
|
26%
|
$1,475,000
1,822,044 shares
|
— | 30 Jun 2022 |
| BlackRock Finance, Inc. |
13F
Company
|
17%
|
$972,000
1,201,065 shares
|
— | 30 Jun 2022 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
9.7%
|
$560,000
692,809 shares
|
— | 30 Jun 2022 |
| Cambridge Investment Research Advisors, Inc. |
13F
Company
|
7%
|
$402,000
496,165 shares
|
— | 30 Jun 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2022
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
48
Shares
12,250,228
Rows available
48
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
49
Q3 2022 holders
48
Holder diff
-1
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 value | Q3 2022 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend