What does CUSIP 03837J101 represent in this 13F holders report?

CUSIP 03837J101 is the security identifier for AQMS - Aqua Metals, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held AQMS - Aqua Metals, Inc. - Common Stock in Q1 2023?

58 institutional investors reported AQMS - Aqua Metals, Inc. - Common Stock for Q1 2023. Use the holders table for investor-level position and value details.

Aqua Metals, Inc. - Common Stock (AQMS)

CUSIP: 03837J101

Q1 2023 13F Holders as of 31 Mar 2023

Security type / class: Equity / Common Stock
Total 13F shares: 15,095,900
Total 13F value: $15,131,302
Share change: +1,181,580
Put/Call ratio: 4.5%
SEC-reported price per share: $1.00
Number of holders: 58
Value change: +$1,127,137
Number of buys: 19
Number of sells: 17
Shares outstanding: 7,128,479

Security key

03837J101

Report period

Q1 2023

Institutions

Top holders

AQMS full security history Ownership snapshot Full 13F holder table Aqua Metals, Inc. SEC filings Aqua Metals, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of AQMS - Aqua Metals, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Baird Financial Group, Inc.

Disclosed value leader

Baird Financial Group, Inc.

Comparable rows

0/15

Latest evidence

31 Dec 2022

13F Highest disclosed value: $5,749,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Baird Financial Group, Inc. has the largest disclosed position value at $5.75M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Baird Financial Group, Inc.'s linked filing trail.

Disclosed position value Top 5

Baird Financial Group, Inc. $5.75M

VANGUARD GROUP INC $3.18M

IEQ CAPITAL, LLC $2.76M

BlackRock Finance, Inc. $1.5M

GEODE CAPITAL MANAGEMENT, LLC $848K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Baird Financial Group, Inc.	13F Company 13F	— denominator unverified	$5,749,000 4,598,878 shares	—	31 Dec 2022
VANGUARD GROUP INC	13F Company 13F	— denominator unverified	$3,178,606 2,542,885 shares	—	31 Dec 2022
IEQ CAPITAL, LLC	13F Company 13F	— denominator unverified	$2,763,636 2,210,909 shares	—	31 Dec 2022
BlackRock Finance, Inc.	13F Company 13F	— denominator unverified	$1,497,223 1,197,778 shares	—	31 Dec 2022
GEODE CAPITAL MANAGEMENT, LLC	13F Company 13F	— denominator unverified	$848,000 678,546 shares	—	31 Dec 2022
Kanen Wealth Management LLC	13F Company 13F	— denominator unverified	$585,531 468,425 shares	—	31 Dec 2022

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

15,095,900

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2023 vs Q1 2023 Across Filers

Q1 2023 holders

Holder diff

Investor	Q1 2023 Shares	Q1 2023 Shares	Share Diff	Share Chg %	Q1 2023 value	Q1 2023 value	Value change	Value Chg %