What does CUSIP 03837J101 represent in this 13F holders report?

CUSIP 03837J101 is the security identifier for AQMS - Aqua Metals, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held AQMS - Aqua Metals, Inc. - Common Stock in Q2 2022?

49 institutional investors reported AQMS - Aqua Metals, Inc. - Common Stock for Q2 2022. Use the holders table for investor-level position and value details.

Aqua Metals, Inc. - Common Stock (AQMS)

CUSIP: 03837J101

Q2 2022 13F Holders as of 30 Jun 2022

Security type / class: Equity / Common Stock
Total 13F shares: 12,014,835
Total 13F value: $9,724,400
Share change: -188,443
Put/Call ratio: 0%
SEC-reported price per share: $0.81
Number of holders: 49
Value change: -$309,697
Number of buys: 10
Number of sells: 22
Shares outstanding: 7,128,479

Security key

03837J101

Report period

Q2 2022

Institutions

Top holders

AQMS full security history Ownership snapshot Full 13F holder table Aqua Metals, Inc. SEC filings Aqua Metals, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of AQMS - Aqua Metals, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Baird Financial Group, Inc.

Disclosed value leader

Baird Financial Group, Inc.

Comparable rows

15/15

Latest evidence

31 Mar 2022

13F Lead comparable stake: 53% Showing 1-6 of 15 holder rows.

Quick read

Baird Financial Group, Inc. leads the comparable SEC ownership view at 53%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Baird Financial Group, Inc.'s linked filing trail.

Comparable ownership Top 5

Baird Financial Group, Inc. 53%

VANGUARD GROUP INC 33%

IEQ CAPITAL, LLC 26%

BlackRock Finance, Inc. 17%

GEODE CAPITAL MANAGEMENT, LLC 9.1%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Baird Financial Group, Inc.	13F Company 13F	53%	$5,715,000 3,784,878 shares	—	31 Mar 2022
VANGUARD GROUP INC	13F Company 13F	33%	$3,525,000 2,334,562 shares	—	31 Mar 2022
IEQ CAPITAL, LLC	13F Company 13F	26%	$2,751,000 1,822,044 shares	—	31 Mar 2022
BlackRock Finance, Inc.	13F Company 13F	17%	$1,810,000 1,198,749 shares	—	31 Mar 2022
GEODE CAPITAL MANAGEMENT, LLC	13F Company 13F	9.1%	$976,000 646,753 shares	—	31 Mar 2022
Cambridge Investment Research Advisors, Inc.	13F Company 13F	6.6%	$710,000 470,015 shares	—	31 Mar 2022

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

12,014,835

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q2 2022 vs Q1 2022 Across Filers

Q1 2022 holders

Q2 2022 holders

Holder diff

-7

Investor	Q1 2022 Shares	Q2 2022 Shares	Share Diff	Share Chg %	Q1 2022 value	Q2 2022 value	Value change	Value Chg %