What does CUSIP 03837J101 represent in this 13F holders report?

CUSIP 03837J101 is the security identifier for AQMS - Aqua Metals, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held AQMS - Aqua Metals, Inc. - Common Stock in Q2 2020?

43 institutional investors reported AQMS - Aqua Metals, Inc. - Common Stock for Q2 2020. Use the holders table for investor-level position and value details.

Aqua Metals, Inc. - Common Stock (AQMS)

CUSIP: 03837J101

Q2 2020 13F Holders as of 30 Jun 2020

Security type / class: Equity / Common Stock
Total 13F shares: 8,509,404
Total 13F value: $11,913,000
Share change: -2,130,725
SEC-reported price per share: $1.40
Number of holders: 43
Value change: -$2,916,290
Number of buys: 18
Number of sells: 15
Shares outstanding: 7,128,479

Security key

03837J101

Report period

Q2 2020

Institutions

Top holders

AQMS full security history Ownership snapshot Full 13F holder table Aqua Metals, Inc. SEC filings Aqua Metals, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of AQMS - Aqua Metals, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

AWM Investment Company, Inc.

Disclosed value leader

AWM Investment Company, Inc.

Comparable rows

0/15

Latest evidence

31 Mar 2020

13F Highest disclosed value: $1,520,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

AWM Investment Company, Inc. has the largest disclosed position value at $1.52M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens AWM Investment Company, Inc.'s linked filing trail.

Disclosed position value Top 5

AWM Investment Company, Inc. $1.52M

VANGUARD GROUP INC $1.04M

ICM ASSET MANAGEMENT INC/WA $793K

BlackRock Finance, Inc. $375K

IEQ CAPITAL, LLC $286K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
AWM Investment Company, Inc.	13F Company 13F	— denominator unverified	$1,520,000 3,376,647 shares	—	31 Mar 2020
VANGUARD GROUP INC	13F Company 13F	— denominator unverified	$1,036,000 2,302,409 shares	—	31 Mar 2020
ICM ASSET MANAGEMENT INC/WA	13F Company 13F	— denominator unverified	$793,000 1,761,859 shares	—	31 Mar 2020
BlackRock Finance, Inc.	13F Company 13F	— denominator unverified	$375,000 835,437 shares	—	31 Mar 2020
IEQ CAPITAL, LLC	13F Company 13F	— denominator unverified	$286,000 635,061 shares	—	31 Mar 2020
GEODE CAPITAL MANAGEMENT, LLC	13F Company 13F	— denominator unverified	$167,000 372,630 shares	—	31 Mar 2020

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

8,509,404

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q2 2020 vs Q1 2020 Across Filers

Q1 2020 holders

Q2 2020 holders

Holder diff

Investor	Q1 2020 Shares	Q2 2020 Shares	Share Diff	Share Chg %	Q1 2020 value	Q2 2020 value	Value change	Value Chg %