Security key
03837J101
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 8,509,404
- Total 13F value
- $11,913,000
- Share change
- -2,130,725
- SEC-reported price per share
- $1.40
- Number of holders
- 43
- Value change
- -$2,916,290
- Number of buys
- 18
- Number of sells
- 15
- Shares outstanding
- 7,128,479
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q2 2020
Institutions
43
Top holders
10
AQMS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2020
Previous quarter: Q1 2020
Aqua Metals, Inc. SEC filings
Aqua Metals, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03837J101
Recent filing periods:
Ownership snapshot
Top reported holders of AQMS - Aqua Metals, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
AWM Investment Company, Inc.
Disclosed value leader
AWM Investment Company, Inc.
Comparable rows
15/15
Latest evidence
31 Mar 2020
13F
Lead comparable stake: 47%
Showing 1-6 of 15 holder rows.
Quick read
AWM Investment Company, Inc. leads the comparable SEC ownership view at 47%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens AWM Investment Company, Inc.'s linked filing trail.
Comparable ownership
Top 5
AWM Investment Company, Inc.
47%
VANGUARD GROUP INC
32%
ICM ASSET MANAGEMENT INC/WA
25%
BlackRock Finance, Inc.
12%
IEQ CAPITAL, LLC
8.9%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| AWM Investment Company, Inc. |
13F
Company
|
47%
|
$1,520,000
3,376,647 shares
|
— | 31 Mar 2020 |
| VANGUARD GROUP INC |
13F
Company
|
32%
|
$1,036,000
2,302,409 shares
|
— | 31 Mar 2020 |
| ICM ASSET MANAGEMENT INC/WA |
13F
Company
|
25%
|
$793,000
1,761,859 shares
|
— | 31 Mar 2020 |
| BlackRock Finance, Inc. |
13F
Company
|
12%
|
$375,000
835,437 shares
|
— | 31 Mar 2020 |
| IEQ CAPITAL, LLC |
13F
Company
|
8.9%
|
$286,000
635,061 shares
|
— | 31 Mar 2020 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
5.2%
|
$167,000
372,630 shares
|
— | 31 Mar 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
43
Shares
8,509,404
Rows available
43
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
38
Q2 2020 holders
43
Holder diff
5
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 value | Q2 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend