Security key
03837J101
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 11,190,381
- Total 13F value
- $10,194,555
- Share change
- +2,676,827
- SEC-reported price per share
- $0.91
- Number of holders
- 39
- Value change
- +$2,396,527
- Number of buys
- 12
- Number of sells
- 12
- Shares outstanding
- 7,128,479
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2020
Institutions
39
Top holders
10
AQMS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2020
Previous quarter: Q2 2020
Aqua Metals, Inc. SEC filings
Aqua Metals, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03837J101
Recent filing periods:
Ownership snapshot
Top reported holders of AQMS - Aqua Metals, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
VANGUARD GROUP INC
Disclosed value leader
VANGUARD GROUP INC
Comparable rows
15/15
Latest evidence
30 Jun 2020
13F
Lead comparable stake: 32%
Showing 1-6 of 15 holder rows.
Quick read
VANGUARD GROUP INC leads the comparable SEC ownership view at 32%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens VANGUARD GROUP INC's linked filing trail.
Comparable ownership
Top 5
VANGUARD GROUP INC
32%
AWM Investment Company, Inc.
26%
CANNELL CAPITAL LLC
10%
IEQ CAPITAL, LLC
10%
BlackRock Finance, Inc.
9.8%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| VANGUARD GROUP INC |
13F
Company
|
32%
|
$3,224,000
2,302,409 shares
|
— | 30 Jun 2020 |
| AWM Investment Company, Inc. |
13F
Company
|
26%
|
$2,616,000
1,868,907 shares
|
— | 30 Jun 2020 |
| CANNELL CAPITAL LLC |
13F
Company
|
10%
|
$1,030,000
735,381 shares
|
— | 30 Jun 2020 |
| IEQ CAPITAL, LLC |
13F
Company
|
10%
|
$1,026,000
732,783 shares
|
— | 30 Jun 2020 |
| BlackRock Finance, Inc. |
13F
Company
|
9.8%
|
$975,000
695,835 shares
|
— | 30 Jun 2020 |
| ICM ASSET MANAGEMENT INC/WA |
13F
Company
|
6%
|
$595,000
425,111 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
39
Shares
11,190,381
Rows available
39
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
43
Q3 2020 holders
39
Holder diff
-4
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend