What does CUSIP 03837J101 represent in this 13F holders report?

CUSIP 03837J101 is the security identifier for AQMS - Aqua Metals, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held AQMS - Aqua Metals, Inc. - Common Stock in Q1 2020?

38 institutional investors reported AQMS - Aqua Metals, Inc. - Common Stock for Q1 2020. Use the holders table for investor-level position and value details.

Aqua Metals, Inc. - Common Stock (AQMS)

CUSIP: 03837J101

Q1 2020 13F Holders as of 31 Mar 2020

Security type / class: Equity / Common Stock
Total 13F shares: 10,608,380
Total 13F value: $4,774,251
Share change: -2,087,312
SEC-reported price per share: $0.45
Number of holders: 38
Value change: -$1,128,530
Number of buys: 10
Number of sells: 19
Shares outstanding: 7,128,479

Security key

03837J101

Report period

Q1 2020

Institutions

Top holders

AQMS full security history Ownership snapshot Full 13F holder table Aqua Metals, Inc. SEC filings Aqua Metals, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of AQMS - Aqua Metals, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

AWM Investment Company, Inc.

Disclosed value leader

AWM Investment Company, Inc.

Comparable rows

15/15

Latest evidence

31 Dec 2019

13F Lead comparable stake: 78% Showing 1-6 of 15 holder rows.

Quick read

AWM Investment Company, Inc. leads the comparable SEC ownership view at 78%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens AWM Investment Company, Inc.'s linked filing trail.

Comparable ownership Top 5

AWM Investment Company, Inc. 78%

VANGUARD GROUP INC 32%

ICM ASSET MANAGEMENT INC/WA 25%

BlackRock Finance, Inc. 12%

GEODE CAPITAL MANAGEMENT, LLC 5.2%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
AWM Investment Company, Inc.	13F Company 13F	78%	$4,198,000 5,557,906 shares	—	31 Dec 2019
VANGUARD GROUP INC	13F Company 13F	32%	$1,739,000 2,302,726 shares	—	31 Dec 2019
ICM ASSET MANAGEMENT INC/WA	13F Company 13F	25%	$1,331,000 1,761,859 shares	—	31 Dec 2019
BlackRock Finance, Inc.	13F Company 13F	12%	$638,000 844,179 shares	—	31 Dec 2019
GEODE CAPITAL MANAGEMENT, LLC	13F Company 13F	5.2%	$281,000 372,630 shares	—	31 Dec 2019
FRONTIER CAPITAL MANAGEMENT CO LLC	13F Company 13F	3.9%	$208,000 275,119 shares	—	31 Dec 2019

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

10,608,380

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2020 vs Q1 2020 Across Filers

Q1 2020 holders

Holder diff

Investor	Q1 2020 Shares	Q1 2020 Shares	Share Diff	Share Chg %	Q1 2020 value	Q1 2020 value	Value change	Value Chg %