Aptose Biosciences Inc. - Common Shares (APTO)
CUSIP: 03835T309
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 2,587,950
- Total 13F shares
- 1,075,178
- Share change
- +123,529
- Total reported value
- $3,010,563
- Price per share
- $2.80
- Number of holders
- 24
- Value change
- +$253,698
- Number of buys
- 6
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP 03835T309?
CUSIP 03835T309 identifies APTO - Aptose Biosciences Inc. - Common Shares in SEC institutional holdings data.
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Recent filing periods for CUSIP 03835T309:
Top shareholders of APTO - Aptose Biosciences Inc. - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Donald R. Wilson Jr. |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
8,892,437
|
$12,885,141 | — | 03 Aug 2021 | |
| DRW Securities, LLC |
13F
|
Company |
23%
|
592,829
|
$2,751,000 | — | 30 Jun 2023 | |
| Nantahala Capital Management, LLC |
13F
|
Company |
5.7%
|
146,232
|
$678,516 | — | 30 Jun 2023 | |
| Carlson Capital, L.P. |
13F
|
Company |
4.1%
|
106,666
|
$494,930 | — | 30 Jun 2023 | |
| Annandale Capital, LLC |
13F
|
Company |
2.1%
|
53,332
|
$247,000 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
1.8%
|
47,082
|
$218,461 | — | 30 Jun 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
1.4%
|
35,472
|
$164,590 | — | 30 Jun 2023 | |
| Voss Capital, LP |
13F
|
Company |
0.57%
|
14,634
|
$67,902 | — | 30 Jun 2023 | |
| TD Waterhouse Canada Inc. |
13F
|
Company |
0.28%
|
7,345
|
$44,364 | — | 30 Jun 2023 | |
| US BANCORP \DE\ |
13F
|
Company |
0.08%
|
2,020
|
$9,373 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.06%
|
1,526
|
$8,000 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.07%
|
1,712
|
$7,943 | — | 30 Jun 2023 | |
| Gleason Group, Inc. |
13F
|
Company |
0.05%
|
1,216
|
$5,642 | — | 30 Jun 2023 | |
| Newbridge Financial Services Group, Inc. |
13F
|
Company |
0.04%
|
965
|
$4,478 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.02%
|
420
|
$1,949 | — | 30 Jun 2023 | |
| HighMark Wealth Management LLC |
13F
|
Company |
0.01%
|
300
|
$1,392 | — | 30 Jun 2023 | |
| Beaird Harris Wealth Management, LLC |
13F
|
Company |
0.01%
|
250
|
$1,160 | — | 30 Jun 2023 | |
| Johnson Midwest Financial, LLC |
13F
|
Company |
0.01%
|
151
|
$701 | — | 30 Jun 2023 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
133
|
$617 | — | 30 Jun 2023 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
115
|
$534 | — | 30 Jun 2023 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0%
|
102
|
$465 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
100
|
$464 | — | 30 Jun 2023 | |
| CALDWELL SUTTER CAPITAL, INC. |
13F
|
Company |
0%
|
92
|
$427 | — | 30 Jun 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
29
|
$135 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0%
|
27
|
$125 | — | 30 Jun 2023 | |
| NATIONAL BANK OF CANADA /FI/ |
13F
|
Company |
0%
|
1
|
$5 | — | 30 Jun 2023 | |
| Jotin Marango |
3/4/5
|
Senior VP, CFO, and CBO |
—
class O/S missing
|
600,000
|
— | — | 18 Jan 2022 | |
| Caroline M. Loewy |
3/4/5
|
Former Director |
—
class O/S missing
|
50,000
|
— | — | 31 May 2022 |
Institutional Holders of Aptose Biosciences Inc. - Common Shares (APTO) as of Q3 2023
As of 30 Sep 2023,
Aptose Biosciences Inc. - Common Shares (APTO) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,075,178 shares.
The largest 10 holders included
DRW Securities, LLC, Sigma Planning Corp, Nantahala Capital Management, LLC, CARLSON CAPITAL L P, MORGAN STANLEY, CITADEL ADVISORS LLC, Cetera Advisors LLC, TORONTO DOMINION BANK, US BANCORP \DE\, and WELLS FARGO & COMPANY/MN.
This page lists
24
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
22
Q3 2023 holders
24
Holder diff
2
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.