Aptose Biosciences Inc. - Common Shares (APTO)
CUSIP: 03835T309
Q2 2023 13F Holders as of 30 Jun 2023
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 2,587,950
- Total 13F shares
- 951,649
- Share change
- +951,649
- Total reported value
- $4,416,382
- Price per share
- $4.64
- Number of holders
- 22
- Value change
- +$4,416,382
- Number of buys
- 22
Quarterly Holders Quick Answers
What is CUSIP 03835T309?
CUSIP 03835T309 identifies APTO - Aptose Biosciences Inc. - Common Shares in SEC institutional holdings data.
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- Newer quarter: Q3 2023
Recent filing periods for CUSIP 03835T309:
Top shareholders of APTO - Aptose Biosciences Inc. - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Donald R. Wilson Jr. |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
8,892,437
|
$12,885,141 | — | 03 Aug 2021 | |
| DRW Securities, LLC |
13F
|
Company |
348%
|
8,892,437
|
$5,691,000 | — | 31 Mar 2023 | |
| Nantahala Capital Management, LLC |
13F
|
Company |
195%
|
4,978,975
|
$3,186,544 | — | 31 Mar 2023 | |
| Carlson Capital, L.P. |
13F
|
Company |
65%
|
1,650,000
|
$1,056,000 | — | 31 Mar 2023 | |
| Sigma Planning Corp |
13F
|
Company |
57%
|
1,444,550
|
$924,512 | — | 31 Mar 2023 | |
| Annandale Capital, LLC |
13F
|
Company |
31%
|
800,000
|
$513,000 | — | 31 Mar 2023 | |
| MORGAN STANLEY |
13F
|
Company |
28%
|
703,292
|
$450,107 | — | 31 Mar 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
26%
|
663,007
|
$424,324 | — | 31 Mar 2023 | |
| Voss Capital, LP |
13F
|
Company |
22%
|
550,000
|
$352,000 | — | 31 Mar 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
13%
|
320,794
|
$205,000 | — | 31 Mar 2023 | |
| TD Waterhouse Canada Inc. |
13F
|
Company |
4.3%
|
110,195
|
$90,360 | — | 31 Mar 2023 | |
| Formidable Asset Management, LLC |
13F
|
Company |
3.5%
|
90,000
|
$58,000 | — | 31 Mar 2023 | |
| Cetera Advisors LLC |
13F
|
Company |
3.4%
|
86,827
|
$55,821 | — | 31 Mar 2023 | |
| GAGNON SECURITIES LLC |
13F
|
Company |
3%
|
76,409
|
$48,901 | — | 31 Mar 2023 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
2.8%
|
70,450
|
$45,088 | — | 31 Mar 2023 | |
| Arrowroot Family Office, LLC |
13F
|
Company |
2.6%
|
67,190
|
$43,002 | — | 31 Mar 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
2.2%
|
57,166
|
$37,000 | — | 31 Mar 2023 | |
| TORONTO DOMINION BANK |
13F
|
Company |
1.9%
|
48,400
|
$31,000 | — | 31 Mar 2023 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
1.7%
|
43,107
|
$27,588 | — | 31 Mar 2023 | |
| Evanson Asset Management, LLC |
13F
|
Company |
1.5%
|
39,498
|
$25,279 | — | 31 Mar 2023 | |
| J Arnold Wealth Management Co |
13F
|
Company |
1.5%
|
39,400
|
$25,216 | — | 31 Mar 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.5%
|
37,087
|
$23,736 | — | 31 Mar 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.4%
|
35,700
|
$22,848 | — | 31 Mar 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.3%
|
32,455
|
$20,771 | — | 31 Mar 2023 | |
| US BANCORP \DE\ |
13F
|
Company |
1.2%
|
30,300
|
$19,392 | — | 31 Mar 2023 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
0.94%
|
24,000
|
$15,360 | — | 31 Mar 2023 | |
| Sequoia Financial Advisors, LLC |
13F
|
Company |
0.78%
|
20,000
|
$12,800 | — | 31 Mar 2023 | |
| Newman Dignan & Sheerar, Inc. |
13F
|
Company |
0.74%
|
18,915
|
$12,106 | — | 31 Mar 2023 | |
| Gleason Group, Inc. |
13F
|
Company |
0.71%
|
18,250
|
$11,680 | — | 31 Mar 2023 | |
| WealthTrust Axiom LLC |
13F
|
Company |
0.59%
|
15,000
|
$9,600 | — | 31 Mar 2023 | |
| Newbridge Financial Services Group, Inc. |
13F
|
Company |
0.57%
|
14,500
|
$9,280 | — | 31 Mar 2023 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.47%
|
11,926
|
$7,633 | — | 31 Mar 2023 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.46%
|
11,700
|
$7,488 | — | 31 Mar 2023 | |
| Warberg Asset Management LLC |
13F
|
Company |
0.45%
|
11,500
|
$7,360 | — | 31 Mar 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.47%
|
11,892
|
$7,000 | — | 31 Mar 2023 | |
| PDS Planning, Inc |
13F
|
Company |
0.39%
|
10,000
|
$6,400 | — | 31 Mar 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.36%
|
9,251
|
$5,921 | — | 31 Mar 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.25%
|
6,321
|
$4,045 | — | 31 Mar 2023 | |
| HighMark Wealth Management LLC |
13F
|
Company |
0.18%
|
4,515
|
$2,890 | — | 31 Mar 2023 | |
| UBS Group AG |
13F
|
Company |
0.16%
|
4,129
|
$2,642 | — | 31 Mar 2023 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.15%
|
3,836
|
$2,455 | — | 31 Mar 2023 | |
| Beaird Harris Wealth Management, LLC |
13F
|
Company |
0.15%
|
3,760
|
$2,407 | — | 31 Mar 2023 | |
| Johnson Midwest Financial, LLC |
13F
|
Company |
0.09%
|
2,275
|
$1,456 | — | 31 Mar 2023 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.08%
|
2,000
|
$1,280 | — | 31 Mar 2023 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.06%
|
1,558
|
$921 | — | 31 Mar 2023 | |
| NATIONAL BANK OF CANADA /FI/ |
13F
|
Company |
0%
|
36
|
$21 | — | 31 Mar 2023 | |
| Jotin Marango |
3/4/5
|
Senior VP, CFO, and CBO |
—
class O/S missing
|
600,000
|
— | — | 18 Jan 2022 | |
| Caroline M. Loewy |
3/4/5
|
Former Director |
—
class O/S missing
|
50,000
|
— | — | 31 May 2022 |
Institutional Holders of Aptose Biosciences Inc. - Common Shares (APTO) as of Q2 2023
As of 30 Jun 2023,
Aptose Biosciences Inc. - Common Shares (APTO) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
951,649 shares.
The largest 10 holders included
DRW Securities, LLC, Nantahala Capital Management, LLC, CARLSON CAPITAL L P, MORGAN STANLEY, GOLDMAN SACHS GROUP INC, Voss Capital, LLC, US BANCORP \DE\, WELLS FARGO & COMPANY/MN, Gleason Group, Inc., and Royal Bank of Canada.
This page lists
22
institutional shareholders reporting positions in this security
for the Q2 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2023 vs Q4 2024 Across Filers
Q4 2024 holders
20
Q2 2023 holders
22
Holder diff
2
| Investor | Q4 2024 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q4 2024 Value $ | Q2 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.