Security key
03823U102
APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI)
CUSIP: 03823U102
Q1 2020 13F Holders as of 31 Mar 2020
- Security type / class
- Equity / Common Stock, par value $0.001
- Total 13F shares
- 11,966,616
- Total 13F value
- $90,849,256
- Share change
- -126,076
- Put/Call ratio
- 209%
- SEC-reported price per share
- $7.59
- Number of holders
- 95
- Value change
- -$5,634,099
- Number of buys
- 43
- Number of sells
- 53
- Shares outstanding
- 80,112,357
Holder snapshot
7 signals
Show 1 more signal
Security identity
1 source field
Report period
Q1 2020
Institutions
95
Top holders
10
AAOI full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2020
Previous quarter: Q4 2019
APPLIED OPTOELECTRONICS, INC. SEC filings
APPLIED OPTOELECTRONICS, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03823U102
Recent filing periods:
Ownership snapshot
Top reported holders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BlackRock Finance, Inc.
Disclosed value leader
BlackRock Finance, Inc.
Comparable rows
15/15
Latest evidence
31 Dec 2019
13F
Lead comparable stake: 3.7%
Showing 1-6 of 15 holder rows.
Quick read
BlackRock Finance, Inc. leads the comparable SEC ownership view at 3.7%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Comparable ownership
Top 5
BlackRock Finance, Inc.
3.7%
VANGUARD GROUP INC
1.7%
MORGAN STANLEY
1%
SUSQUEHANNA INTERNATIONAL GROUP, LLP
0.67%
STATE STREET CORP
0.67%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
Company
|
3.7%
|
$35,654,000
3,001,214 shares
|
— | 31 Dec 2019 |
| VANGUARD GROUP INC |
13F
Company
|
1.7%
|
$15,911,000
1,339,337 shares
|
— | 31 Dec 2019 |
| MORGAN STANLEY |
13F
Company
|
1%
|
$9,800,000
824,930 shares
|
— | 31 Dec 2019 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
Company
|
0.67%
|
$6,373,000
536,493 shares
|
— | 31 Dec 2019 |
| STATE STREET CORP |
13F
Company
|
0.67%
|
$6,352,000
534,668 shares
|
— | 31 Dec 2019 |
| INVESTMENT COUNSELORS OF MARYLAND LLC |
13F
Company
|
0.59%
|
$5,653,000
475,861 shares
|
— | 31 Dec 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
95
Shares
11,966,616
Rows available
95
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
108
Q1 2020 holders
95
Holder diff
-13
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 value | Q1 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend