Security key
03823U102
APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI)
CUSIP: 03823U102
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common Stock, par value $0.001
- Shares outstanding
- 80,112,357
- Total 13F shares
- 12,081,099
- Share change
- -3,061,745
- Total reported value
- $456,716,083
- Put/Call ratio
- 186%
- Price per share
- $37.82
- Number of holders
- 165
- Value change
- -$186,099,469
- Number of buys
- 94
- Number of sells
- 109
Report period
Q4 2017
Institutions
165
Top holders
10
AAOI full security history
Newer quarter: Q1 2018
Previous quarter: Q3 2017
APPLIED OPTOELECTRONICS, INC. SEC filings
APPLIED OPTOELECTRONICS, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03823U102
Recent filing periods:
Top shareholders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
2.9%
|
2,296,437
|
$148,508,000 | — | 30 Sep 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.3%
|
1,028,312
|
$66,500,000 | — | 30 Sep 2017 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
1%
|
825,300
|
$53,372,000 | — | 30 Sep 2017 | |
| State of Tennessee, Department of Treasury |
13F
|
Company |
1%
|
815,552
|
$52,742,000 | — | 30 Sep 2017 | |
| FMR LLC |
13F
|
Company |
0.99%
|
796,138
|
$51,486,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.87%
|
697,618
|
$45,115,000 | — | 30 Sep 2017 | |
| STATE STREET CORP |
13F
|
Company |
0.57%
|
454,966
|
$29,420,000 | — | 30 Sep 2017 | |
| Trafelet Capital Management, L.P. |
13F
|
Company |
0.47%
|
375,455
|
$24,281,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.41%
|
330,824
|
$21,394,000 | — | 30 Sep 2017 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.39%
|
316,344
|
$20,458,000 | — | 30 Sep 2017 | |
| International Tt |
13F
|
Individual |
0.37%
|
295,177
|
$19,089,000 | — | 30 Sep 2017 | |
| GILDER GAGNON HOWE & CO LLC |
13F
|
Company |
0.33%
|
263,232
|
$17,023,000 | — | 30 Sep 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.31%
|
250,305
|
$16,187,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.3%
|
241,865
|
$15,641,000 | — | 30 Sep 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.29%
|
231,308
|
$14,959,000 | — | 30 Sep 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.27%
|
217,811
|
$14,087,000 | — | 30 Sep 2017 | |
| Newtyn Management, LLC |
13F
|
Company |
0.25%
|
200,000
|
$12,934,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.23%
|
180,301
|
$11,660,000 | — | 30 Sep 2017 | |
| Marble Arch Investments, LP |
13F
|
Company |
0.22%
|
175,800
|
$11,369,000 | — | 30 Sep 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.2%
|
162,483
|
$10,507,000 | — | 30 Sep 2017 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.2%
|
160,471
|
$10,378,000 | — | 30 Sep 2017 | |
| Robeco Institutional Asset Management B.V. |
13F
|
Company |
0.2%
|
160,366
|
$10,371,000 | — | 30 Sep 2017 | |
| BLOOM TREE PARTNERS, LLC |
13F
|
Company |
0.18%
|
146,048
|
$9,445,000 | — | 30 Sep 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.18%
|
143,218
|
$9,262,000 | — | 30 Sep 2017 | |
| HANCOCK WHITNEY CORP |
13F
|
Company |
0.16%
|
126,860
|
$8,204,000 | — | 30 Sep 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.15%
|
123,425
|
$7,925,000 | — | 30 Sep 2017 | |
| Sculptor Capital LP |
13F
|
Company |
0.15%
|
122,000
|
$7,890,000 | — | 30 Sep 2017 | |
| Hound Partners, LLC |
13F
|
Company |
0.15%
|
121,446
|
$7,854,000 | — | 30 Sep 2017 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.15%
|
116,953
|
$7,563,000 | — | 30 Sep 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.14%
|
109,335
|
$7,071,000 | — | 30 Sep 2017 | |
| GOLDMAN CAPITAL MANAGEMENT INC |
13F
|
Company |
0.13%
|
104,700
|
$6,771,000 | — | 30 Sep 2017 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.13%
|
103,226
|
$6,676,000 | — | 30 Sep 2017 | |
| LORD, ABBETT & CO. LLC |
13F
|
Company |
0.13%
|
101,638
|
$6,573,000 | — | 30 Sep 2017 | |
| EMERALD ADVISERS, LLC |
13F
|
Company |
0.13%
|
101,276
|
$6,550,000 | — | 30 Sep 2017 | |
| Jefferies Group LLC |
13F
|
Company |
0.12%
|
100,001
|
$6,467,000 | — | 30 Sep 2017 | |
| Zweig-DiMenna Associates LLC |
13F
|
Company |
0.11%
|
86,682
|
$5,606,000 | — | 30 Sep 2017 | |
| FULLER & THALER ASSET MANAGEMENT, INC. |
13F
|
Company |
0.11%
|
86,625
|
$5,602,000 | — | 30 Sep 2017 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.11%
|
84,863
|
$5,488,000 | — | 30 Sep 2017 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
0.1%
|
79,500
|
$5,141,000 | — | 30 Sep 2017 | |
| EMERALD MUTUAL FUND ADVISERS TRUST |
13F
|
Company |
0.09%
|
73,886
|
$4,778,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.09%
|
71,484
|
$4,622,000 | — | 30 Sep 2017 | |
| BARCLAYS PLC |
13F
|
Company |
0.09%
|
69,413
|
$4,489,000 | — | 30 Sep 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.08%
|
67,146
|
$4,342,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.08%
|
66,581
|
$4,306,000 | — | 30 Sep 2017 | |
| LOGAN CAPITAL MANAGEMENT INC |
13F
|
Company |
0.08%
|
62,263
|
$4,027,000 | — | 30 Sep 2017 | |
| Malaga Cove Capital, LLC |
13F
|
Company |
0.07%
|
58,356
|
$3,738,000 | — | 30 Sep 2017 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.07%
|
58,032
|
$3,753,000 | — | 30 Sep 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.07%
|
52,636
|
$3,404,000 | — | 30 Sep 2017 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.06%
|
50,807
|
$3,286,000 | — | 30 Sep 2017 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.06%
|
48,750
|
$3,153,000 | — | 30 Sep 2017 |
Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI) as of Q4 2017
As of 31 Dec 2017,
APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI) was held by
165 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,081,099 shares.
The largest 10 holders included
BlackRock Inc., Vanguard Group Inc, State of Tennessee, Treasury Department, STATE STREET CORP, TT INTERNATIONAL, MORGAN STANLEY, Marble Arch Investments, LP, DIMENSIONAL FUND ADVISORS LP, Bank of New York Mellon Corp, and GILDER GAGNON HOWE & CO LLC.
This page lists
165
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
198
Q4 2017 holders
165
Holder diff
-33
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.