APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI)
CUSIP: 03823U102
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 77,306,358
- Total 13F shares
- 14,813,009
- Share change
- -1,020,958
- Total reported value
- $957,751,107
- Put/Call ratio
- 175%
- Price per share
- $64.67
- Number of holders
- 198
- Value change
- -$60,504,093
- Number of buys
- 122
- Number of sells
- 110
Quarterly Holders Quick Answers
What is CUSIP 03823U102?
CUSIP 03823U102 identifies AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
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Recent filing periods for CUSIP 03823U102:
Top shareholders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
2.7%
|
2,093,297
|
$129,346,000 | — | 30 Jun 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.2%
|
953,505
|
$58,917,000 | — | 30 Jun 2017 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
1.2%
|
897,679
|
$55,468,000 | — | 30 Jun 2017 | |
| FMR LLC |
13F
|
Company |
0.94%
|
729,898
|
$45,101,000 | — | 30 Jun 2017 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
0.94%
|
725,000
|
$44,798,000 | — | 30 Jun 2017 | |
| 1832 Asset Management L.P. |
13F
|
Company |
0.93%
|
720,100
|
$44,548,000 | — | 30 Jun 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.74%
|
572,859
|
$35,397,000 | — | 30 Jun 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.66%
|
507,058
|
$31,331,000 | — | 30 Jun 2017 | |
| STATE STREET CORP |
13F
|
Company |
0.58%
|
444,624
|
$27,474,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.49%
|
382,144
|
$23,612,000 | — | 30 Jun 2017 | |
| State of Tennessee, Department of Treasury |
13F
|
Company |
0.49%
|
381,345
|
$23,563,000 | — | 30 Jun 2017 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.42%
|
325,951
|
$20,141,000 | — | 30 Jun 2017 | |
| GILDER GAGNON HOWE & CO LLC |
13F
|
Company |
0.35%
|
269,185
|
$16,633,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.34%
|
266,136
|
$16,444,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.34%
|
264,575
|
$16,348,000 | — | 30 Jun 2017 | |
| OBERWEIS ASSET MANAGEMENT INC/ |
13F
|
Company |
0.32%
|
245,860
|
$15,192,000 | — | 30 Jun 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.31%
|
239,483
|
$14,798,000 | — | 30 Jun 2017 | |
| LORD, ABBETT & CO. LLC |
13F
|
Company |
0.28%
|
213,020
|
$13,163,000 | — | 30 Jun 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.26%
|
199,824
|
$12,346,000 | — | 30 Jun 2017 | |
| EMERALD ADVISERS, LLC |
13F
|
Company |
0.25%
|
196,851
|
$12,163,000 | — | 30 Jun 2017 | |
| BLOOM TREE PARTNERS, LLC |
13F
|
Company |
0.25%
|
190,230
|
$11,754,000 | — | 30 Jun 2017 | |
| GOLDMAN CAPITAL MANAGEMENT INC |
13F
|
Company |
0.25%
|
189,600
|
$11,715,000 | — | 30 Jun 2017 | |
| EMERALD MUTUAL FUND ADVISERS TRUST |
13F
|
Company |
0.22%
|
172,818
|
$10,678,000 | — | 30 Jun 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.22%
|
171,144
|
$10,575,000 | — | 30 Jun 2017 | |
| Robeco Institutional Asset Management B.V. |
13F
|
Company |
0.21%
|
160,366
|
$9,910,000 | — | 30 Jun 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.2%
|
151,297
|
$9,348,000 | — | 30 Jun 2017 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.19%
|
145,327
|
$8,980,000 | — | 30 Jun 2017 | |
| FRIESS ASSOCIATES LLC |
13F
|
Company |
0.18%
|
141,876
|
$8,767,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.18%
|
139,160
|
$8,599,000 | — | 30 Jun 2017 | |
| Trafelet Capital Management, L.P. |
13F
|
Company |
0.17%
|
132,066
|
$8,160,000 | — | 30 Jun 2017 | |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO |
13F
|
Company |
0.16%
|
123,224
|
$7,614,000 | — | 30 Jun 2017 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.16%
|
120,154
|
$7,424,000 | — | 30 Jun 2017 | |
| FULLER & THALER ASSET MANAGEMENT, INC. |
13F
|
Company |
0.15%
|
114,100
|
$7,050,000 | — | 30 Jun 2017 | |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
112,681
|
$6,963,000 | — | 30 Jun 2017 | |
| MAPLELANE CAPITAL, LLC |
13F
|
Company |
0.14%
|
107,986
|
$6,672,000 | — | 30 Jun 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.14%
|
107,527
|
$6,644,000 | — | 30 Jun 2017 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.13%
|
100,474
|
$6,208,000 | — | 30 Jun 2017 | |
| BARCLAYS PLC |
13F
|
Company |
0.12%
|
95,870
|
$5,924,000 | — | 30 Jun 2017 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.11%
|
85,693
|
$5,295,000 | — | 30 Jun 2017 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
0.11%
|
82,200
|
$5,079,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.1%
|
73,682
|
$4,552,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.09%
|
69,993
|
$4,325,000 | — | 30 Jun 2017 | |
| CHICAGO EQUITY PARTNERS LLC |
13F
|
Company |
0.08%
|
62,720
|
$3,875,000 | — | 30 Jun 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.08%
|
62,353
|
$3,852,000 | — | 30 Jun 2017 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.08%
|
59,987
|
$3,707,000 | — | 30 Jun 2017 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.08%
|
58,065
|
$3,588,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0.07%
|
54,730
|
$3,382,000 | — | 30 Jun 2017 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.07%
|
52,698
|
$3,256,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.07%
|
51,965
|
$3,212,000 | — | 30 Jun 2017 | |
| MIZUHO SECURITIES USA LLC |
13F
|
Company |
0.07%
|
51,000
|
$3,151,000 | — | 30 Jun 2017 |
Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) as of Q3 2017
As of 30 Sep 2017,
APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) was held by
198 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,813,009 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, Balyasny Asset Management LLC, State of Tennessee, Treasury Department, FMR LLC, MORGAN STANLEY, STATE STREET CORP, TRAFELET BROKAW CAPITAL MANAGEMENT, L.P., RAYMOND JAMES & ASSOCIATES, and DIMENSIONAL FUND ADVISORS LP.
This page lists
198
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
206
Q3 2017 holders
198
Holder diff
-8
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.