Security key
03823U102
APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI)
CUSIP: 03823U102
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common Stock, par value $0.001
- Shares outstanding
- 80,112,357
- Total 13F shares
- 8,757,877
- Share change
- -689,859
- Total reported value
- $140,999,508
- Price per share
- $16.10
- Number of holders
- 85
- Value change
- -$17,131,757
- Number of buys
- 48
- Number of sells
- 45
Report period
Q3 2014
Institutions
85
Top holders
10
AAOI full security history
Newer quarter: Q4 2014
Previous quarter: Q2 2014
APPLIED OPTOELECTRONICS, INC. SEC filings
APPLIED OPTOELECTRONICS, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03823U102
Recent filing periods:
Top shareholders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GILDER GAGNON HOWE & CO LLC |
13F
|
Company |
1.1%
|
893,385
|
$20,727,000 | — | 30 Jun 2014 | |
| GROW Partners, LLC |
13F
|
Company |
0.61%
|
488,000
|
$11,322,000 | — | 30 Jun 2014 | |
| COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT |
13F
|
Company |
0.59%
|
474,137
|
$10,999,000 | — | 30 Jun 2014 | |
| ARDSLEY ADVISORY PARTNERS LP |
13F
|
Company |
0.54%
|
435,500
|
$10,104,000 | — | 30 Jun 2014 | |
| WALL STREET ASSOCIATES |
13F
|
Company |
0.49%
|
394,200
|
$9,145,000 | — | 30 Jun 2014 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.45%
|
362,703
|
$8,415,000 | — | 30 Jun 2014 | |
| KINGDON CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.44%
|
354,900
|
$8,230,000 | — | 30 Jun 2014 | |
| Park West Asset Management LLC |
13F
|
Company |
0.4%
|
323,869
|
$7,514,000 | — | 30 Jun 2014 | |
| EMERALD MUTUAL FUND ADVISERS TRUST |
13F
|
Company |
0.4%
|
322,268
|
$7,477,000 | — | 30 Jun 2014 | |
| Hood River Capital Management LLC |
13F
|
Company |
0.39%
|
312,480
|
$7,250,000 | — | 30 Jun 2014 | |
| GRUBER & MCBAINE CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.37%
|
296,200
|
$6,872,000 | — | 30 Jun 2014 | |
| EMERALD ADVISERS, LLC |
13F
|
Company |
0.35%
|
282,588
|
$6,556,000 | — | 30 Jun 2014 | |
| FRED ALGER MANAGEMENT, LLC |
13F
|
Company |
0.34%
|
275,070
|
$6,382,000 | — | 30 Jun 2014 | |
| Portolan Capital Management, LLC |
13F
|
Company |
0.34%
|
273,730
|
$6,351,000 | — | 30 Jun 2014 | |
| TURNER INVESTMENTS LLC |
13F
|
Company |
0.33%
|
263,120
|
$6,104,000 | — | 30 Jun 2014 | |
| Shannon River Fund Management LLC |
13F
|
Company |
0.31%
|
245,800
|
$5,703,000 | — | 30 Jun 2014 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.3%
|
243,709
|
$5,654,000 | — | 30 Jun 2014 | |
| Nicholas Investment Partners, LP |
13F
|
Company |
0.23%
|
187,722
|
$4,355,000 | — | 30 Jun 2014 | |
| STATE STREET CORP |
13F
|
Company |
0.19%
|
153,742
|
$3,565,000 | — | 30 Jun 2014 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.19%
|
151,736
|
$3,520,000 | — | 30 Jun 2014 | |
| Informed Momentum Co LLC |
13F
|
Company |
0.18%
|
144,363
|
$3,349,000 | — | 30 Jun 2014 | |
| Pier Capital, LLC |
13F
|
Company |
0.17%
|
135,705
|
$3,148,000 | — | 30 Jun 2014 | |
| G2 Investment Partners Management LLC |
13F
|
Company |
0.16%
|
131,687
|
$3,055,000 | — | 30 Jun 2014 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.14%
|
112,006
|
$2,599,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.13%
|
105,779
|
$2,454,000 | — | 30 Jun 2014 | |
| ALPINE WOODS CAPITAL INVESTORS, LLC |
13F
|
Company |
0.13%
|
103,505
|
$2,401,000 | — | 30 Jun 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.11%
|
90,678
|
$2,104,000 | — | 30 Jun 2014 | |
| AFTON CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.11%
|
90,300
|
$2,095,000 | — | 30 Jun 2014 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.11%
|
89,216
|
$2,070,000 | — | 30 Jun 2014 | |
| RS INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.11%
|
89,000
|
$2,065,000 | — | 30 Jun 2014 | |
| SPROTT INC. |
13F
|
Company |
0.1%
|
80,000
|
$1,856,000 | — | 30 Jun 2014 | |
| RUSSELL FRANK CO/ |
13F
|
Company |
0.1%
|
78,412
|
$1,414,000 | — | 30 Jun 2014 | |
| WOODMONT INVESTMENT COUNSEL LLC |
13F
|
Company |
0.09%
|
72,849
|
$1,690,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.09%
|
69,550
|
$1,613,000 | — | 30 Jun 2014 | |
| DRIEHAUS CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.08%
|
66,966
|
$1,554,000 | — | 30 Jun 2014 | |
| Robert W. Baird & Co. Inc |
13F
|
Company |
0.08%
|
66,516
|
$1,543,000 | — | 30 Jun 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.08%
|
62,089
|
$1,440,000 | — | 30 Jun 2014 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.07%
|
58,910
|
$1,367,000 | — | 30 Jun 2014 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.07%
|
55,687
|
$1,292,000 | — | 30 Jun 2014 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.07%
|
55,138
|
$1,279,000 | — | 30 Jun 2014 | |
| PERKINS CAPITAL MANAGEMENT INC |
13F
|
Company |
0.07%
|
53,700
|
$1,246,000 | — | 30 Jun 2014 | |
| PALISADE CAPITAL MANAGEMENT, LP |
13F
|
Company |
0.06%
|
50,000
|
$1,160,000 | — | 30 Jun 2014 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.06%
|
48,678
|
$1,129,000 | — | 30 Jun 2014 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.06%
|
45,866
|
$1,064,000 | — | 30 Jun 2014 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.05%
|
42,349
|
$982,000 | — | 30 Jun 2014 | |
| CARDINAL CAPITAL MANAGEMENT LLC /CT |
13F
|
Company |
0.05%
|
40,300
|
$935,000 | — | 30 Jun 2014 | |
| Independence Capital Asset Partners, LLC |
13F
|
Company |
0.05%
|
36,264
|
$841,000 | — | 30 Jun 2014 | |
| DIALECTIC CAPITAL MANAGEMENT, LP |
13F
|
Company |
0.04%
|
35,920
|
$834,000 | — | 30 Jun 2014 | |
| FORTALEZA ASSET MANAGEMENT INC/ |
13F
|
Company |
0.04%
|
32,720
|
$759,000 | — | 30 Jun 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.04%
|
32,477
|
$753,000 | — | 30 Jun 2014 |
Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI) as of Q3 2014
As of 30 Sep 2014,
APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI) was held by
85 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,757,877 shares.
The largest 10 holders included
GILDER GAGNON HOWE & CO LLC, COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT, ARDSLEY ADVISORY PARTNERS, GRUBER & MCBAINE CAPITAL MANAGEMENT LLC, BlackRock Fund Advisors, EMERALD MUTUAL FUND ADVISERS TRUST, EMERALD ADVISERS INC/PA, NEWLAND CAPITAL MANAGEMENT, LLC, VANGUARD GROUP INC, and Portolan Capital Management, LLC.
This page lists
85
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
89
Q3 2014 holders
85
Holder diff
-4
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.