What does CUSIP 03823U102 represent in this 13F holders report?

CUSIP 03823U102 is the security identifier for AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock used to aggregate holder disclosures.

How many institutions held AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock in Q2 2014?

89 institutional investors reported AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock for Q2 2014. Use the holders table for investor-level position and value details.

APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI)

CUSIP: 03823U102

Q2 2014 13F Holders as of 30 Jun 2014

Type / Class: Equity / Common Stock
Shares outstanding: 77,306,358
Total 13F shares: 9,321,788
Share change: +2,115,577
Total reported value: $216,259,202
Price per share: $23.20
Number of holders: 89
Value change: +$48,259,164
Number of buys: 70
Number of sells: 31

Quarterly Holders Quick Answers

What is CUSIP 03823U102?
CUSIP 03823U102 identifies AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock in SEC institutional holdings data.

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Newer quarter: Q3 2014
Previous quarter: Q1 2014

Recent filing periods for CUSIP 03823U102:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
GILDER GAGNON HOWE & CO LLC	13F	Company	0.95%	736,584	$18,172,000	—	31 Mar 2014	13F
GROW Partners, LLC	13F	Company	0.67%	515,600	$12,720,000	—	31 Mar 2014	13F
COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT	13F	Company	0.6%	466,045	$11,497,000	—	31 Mar 2014	13F
G2 Investment Partners Management LLC	13F	Company	0.56%	436,417	$10,766,000	—	31 Mar 2014	13F
WALL STREET ASSOCIATES	13F	Company	0.51%	395,000	$9,745,000	—	31 Mar 2014	13F
EMERALD MUTUAL FUND ADVISERS TRUST	13F	Company	0.4%	310,448	$7,659,000	—	31 Mar 2014	13F
EMERALD ADVISERS, LLC	13F	Company	0.36%	275,588	$6,799,000	—	31 Mar 2014	13F
Shannon River Fund Management LLC	13F	Company	0.31%	239,800	$5,916,000	—	31 Mar 2014	13F
Hood River Capital Management LLC	13F	Company	0.31%	238,740	$5,890,000	—	31 Mar 2014	13F
FRED ALGER MANAGEMENT, LLC	13F	Company	0.31%	237,254	$5,853,000	—	31 Mar 2014	13F
ARDSLEY ADVISORY PARTNERS LP	13F	Company	0.26%	202,000	$4,983,000	—	31 Mar 2014	13F
Park West Asset Management LLC	13F	Company	0.26%	200,075	$4,936,000	—	31 Mar 2014	13F
Informed Momentum Co LLC	13F	Company	0.22%	168,782	$4,164,000	—	31 Mar 2014	13F
Pier Capital, LLC	13F	Company	0.2%	151,213	$3,730,000	—	31 Mar 2014	13F
Zweig-DiMenna Associates LLC	13F	Company	0.19%	150,000	$3,701,000	—	31 Mar 2014	13F
Nicholas Investment Partners, LP	13F	Company	0.18%	137,130	$3,382,000	—	31 Mar 2014	13F
TURNER INVESTMENTS LLC	13F	Company	0.18%	137,070	$3,382,000	—	31 Mar 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.17%	132,225	$3,262,000	—	31 Mar 2014	13F
BlackRock Fund Advisors	13F	Company	0.16%	120,826	$2,981,000	—	31 Mar 2014	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	0.15%	118,567	$2,925,000	—	31 Mar 2014	13F
VANGUARD GROUP INC	13F	Company	0.15%	117,584	$2,900,000	—	31 Mar 2014	13F
KINGDON CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.15%	115,400	$2,843,000	—	31 Mar 2014	13F
PUTNAM INVESTMENTS LLC	13F	Company	0.14%	109,420	$2,699,000	—	31 Mar 2014	13F
Espalier Global Management LLC	13F	Company	0.13%	100,000	$2,467,000	—	31 Mar 2014	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.12%	95,758	$2,362,000	—	31 Mar 2014	13F
AFTON CAPITAL MANAGEMENT LLC	13F	Company	0.12%	90,000	$2,220,000	—	31 Mar 2014	13F
GRUBER & MCBAINE CAPITAL MANAGEMENT LLC	13F	Company	0.1%	80,000	$1,974,000	—	31 Mar 2014	13F
ALPINE WOODS CAPITAL INVESTORS, LLC	13F	Company	0.09%	72,156	$1,780,000	—	31 Mar 2014	13F
WOODMONT INVESTMENT COUNSEL LLC	13F	Company	0.08%	60,071	$1,482,000	—	31 Mar 2014	13F
Portolan Capital Management, LLC	13F	Company	0.07%	54,683	$1,349,000	—	31 Mar 2014	13F
NORTHERN TRUST CORP	13F	Company	0.07%	52,012	$1,283,000	—	31 Mar 2014	13F
Coe Capital Management, LLC	13F	Company	0.07%	51,234	$1,264,000	—	31 Mar 2014	13F
RS INVESTMENT MANAGEMENT CO LLC	13F	Company	0.06%	50,000	$1,234,000	—	31 Mar 2014	13F
Nuveen Asset Management, LLC	13F	Company	0.06%	47,464	$1,171,000	—	31 Mar 2014	13F
MORGAN STANLEY	13F	Company	0.06%	46,833	$1,155,000	—	31 Mar 2014	13F
Bank of New York Mellon Corp	13F	Company	0.06%	45,243	$1,116,000	—	31 Mar 2014	13F
PALISADE CAPITAL MANAGEMENT, LP	13F	Company	0.06%	44,500	$1,098,000	—	31 Mar 2014	13F
STATE STREET CORP	13F	Company	0.05%	42,370	$1,043,000	—	31 Mar 2014	13F
PICTON MAHONEY ASSET MANAGEMENT	13F	Company	0.05%	41,200	$1,016,000	—	31 Mar 2014	13F
RUSSELL FRANK CO/	13F	Company	0.05%	37,760	$878,000	—	31 Mar 2014	13F
Independence Capital Asset Partners, LLC	13F	Company	0.04%	33,000	$814,000	—	31 Mar 2014	13F
MUNDER CAPITAL MANAGEMENT	13F	Company	0.04%	33,000	$814,000	—	31 Mar 2014	13F
WASATCH ADVISORS LP	13F	Company	0.04%	32,000	$789,000	—	31 Mar 2014	13F
UBS AG	13F	Company	0.04%	28,164	$695,000	—	31 Mar 2014	13F
DIALECTIC CAPITAL MANAGEMENT, LP	13F	Company	0.04%	27,265	$672,000	—	31 Mar 2014	13F
FORTALEZA ASSET MANAGEMENT INC/	13F	Company	0.03%	25,995	$641,000	—	31 Mar 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.03%	25,925	$640,000	—	31 Mar 2014	13F
Spark Investment Management LLC	13F	Company	0.03%	22,400	$551,000	—	31 Mar 2014	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.03%	22,187	$547,000	—	31 Mar 2014	13F
DARUMA CAPITAL MANAGEMENT LLC	13F	Company	0.03%	21,104	$521,000	—	31 Mar 2014	13F

Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) as of Q2 2014

As of 30 Jun 2014, APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) was held by 89 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 9,321,788 shares. The largest 10 holders included GILDER GAGNON HOWE & CO LLC, GROW Partners, LLC, COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT, ARDSLEY ADVISORY PARTNERS, WALL STREET ASSOCIATES, BlackRock Fund Advisors, KINGDON CAPITAL MANAGEMENT, L.L.C., Park West Asset Management LLC, EMERALD MUTUAL FUND ADVISERS TRUST, and Hood River Capital Management LLC. This page lists 89 institutional shareholders reporting positions in this security for the Q2 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2014 vs Q1 2014 Across Filers

Q1 2014 holders

Q2 2014 holders

Holder diff

Investor	Q1 2014 Shares	Q2 2014 Shares	Share Diff	Share Chg %	Q1 2014 Value $	Q2 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.