Angel Oak Financial Strategies Income Term Trust - Common (FINS)
CUSIP: 03464A100
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common
- Shares outstanding
- 33,426,938
- Total 13F shares
- 10,687,896
- Share change
- -325,461
- Total reported value
- $127,322,391
- Price per share
- $11.91
- Number of holders
- 40
- Value change
- -$4,055,113
- Number of buys
- 25
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 03464A100?
CUSIP 03464A100 identifies FINS - Angel Oak Financial Strategies Income Term Trust - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 03464A100:
Top shareholders of FINS - Angel Oak Financial Strategies Income Term Trust - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. |
13F
|
Company |
11%
|
3,574,532
|
$43,037,365 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
6.8%
|
2,271,120
|
$27,344,285 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
2.5%
|
837,815
|
$10,087,293 | — | 30 Sep 2023 | |
| Atlas Wealth LLC |
13F
|
Company |
2.4%
|
815,921
|
$9,823,689 | — | 30 Sep 2023 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
2%
|
662,548
|
$7,977,000 | — | 30 Sep 2023 | |
| Saba Capital Management, L.P. |
13F
|
Company |
1.4%
|
469,649
|
$5,654,574 | — | 30 Sep 2023 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
1.2%
|
415,601
|
$5,003,836 | — | 30 Sep 2023 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
0.94%
|
313,279
|
$3,771,879 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.65%
|
215,950
|
$2,600,000 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.64%
|
213,768
|
$2,573,767 | — | 30 Sep 2023 | |
| EQUITEC PROPRIETARY MARKETS, LLC |
13F
|
Company |
0.63%
|
210,039
|
$2,528,870 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.45%
|
150,972
|
$1,817,699 | — | 30 Sep 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.35%
|
118,058
|
$1,421,410 | — | 30 Sep 2023 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0.34%
|
112,313
|
$1,323,045 | — | 30 Sep 2023 | |
| Twelve Points Wealth Management LLC |
13F
|
Company |
0.32%
|
108,229
|
$1,303,077 | — | 30 Sep 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.32%
|
106,872
|
$1,286,739 | — | 30 Sep 2023 | |
| Matisse Capital |
13F
|
Company |
0.24%
|
80,000
|
$963,200 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.18%
|
60,955
|
$733,898 | — | 30 Sep 2023 | |
| Dakota Wealth Management |
13F
|
Company |
0.14%
|
46,925
|
$564,977 | — | 30 Sep 2023 | |
| SFI Advisors, LLC |
13F
|
Company |
0.12%
|
41,010
|
$493,760 | — | 30 Sep 2023 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.11%
|
35,676
|
$430,000 | — | 30 Sep 2023 | |
| Ignite Planners, LLC |
13F
|
Company |
0.09%
|
29,268
|
$349,459 | — | 30 Sep 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.07%
|
24,293
|
$294,000 | — | 30 Sep 2023 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.07%
|
23,094
|
$278,051 | — | 30 Sep 2023 | |
| COMERICA BANK |
13F
|
Company |
0.05%
|
17,111
|
$206,017 | — | 30 Sep 2023 | |
| Claybrook Capital, LLC |
13F
|
Company |
0.04%
|
13,455
|
$161,998 | — | 30 Sep 2023 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.04%
|
13,141
|
$158,223 | — | 30 Sep 2023 | |
| Live Oak Private Wealth LLC |
13F
|
Company |
0.03%
|
10,630
|
$127,985 | — | 30 Sep 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.03%
|
10,559
|
$127,130 | — | 30 Sep 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.03%
|
10,021
|
$120,653 | — | 30 Sep 2023 | |
| Navid Abghari |
3/4/5
|
Portfolio Manager |
—
class O/S missing
|
4,024
|
$47,564 | — | 19 Oct 2021 | |
| John R. Hsu |
3/4/5
|
Secretary |
—
class O/S missing
|
2,667
|
$31,524 | — | 14 Oct 2021 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
541
|
$7,000 | — | 30 Sep 2023 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0%
|
500
|
$6,000 | — | 30 Sep 2023 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
186
|
$2,239 | — | 30 Sep 2023 | |
| Sun Life Assurance Co of Canada |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
57,500,000
mixed-class rows
|
— | — | 08 Jul 2021 | |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
48,600,000
mixed-class rows
|
— | — | 08 Jul 2021 |
Institutional Holders of Angel Oak Financial Strategies Income Term Trust - Common (FINS) as of Q4 2023
As of 31 Dec 2023,
Angel Oak Financial Strategies Income Term Trust - Common (FINS) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,687,896 shares.
The largest 10 holders included
Karpus Management, Inc., MORGAN STANLEY, UBS Group AG, SIT INVESTMENT ASSOCIATES INC, NATIONS FINANCIAL GROUP INC, /IA/ /ADV, WOLVERINE TRADING, LLC, ROYAL BANK OF CANADA, STIFEL FINANCIAL CORP, WELLS FARGO & COMPANY/MN, and EQUITEC PROPRIETARY MARKETS, LLC.
This page lists
40
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
33
Q4 2023 holders
40
Holder diff
7
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.