Angel Oak Financial Strategies Income Term Trust - Common (FINS)
CUSIP: 03464A100
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common
- Shares outstanding
- 33,426,938
- Total 13F shares
- 11,014,031
- Share change
- +378,433
- Total reported value
- $132,579,118
- Price per share
- $12.04
- Number of holders
- 33
- Value change
- +$4,572,364
- Number of buys
- 22
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 03464A100?
CUSIP 03464A100 identifies FINS - Angel Oak Financial Strategies Income Term Trust - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 03464A100:
Top shareholders of FINS - Angel Oak Financial Strategies Income Term Trust - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. |
13F
|
Company |
9.9%
|
3,320,472
|
$39,214,774 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
6.8%
|
2,261,091
|
$26,703,485 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
2.5%
|
820,121
|
$9,685,629 | — | 30 Jun 2023 | |
| Atlas Wealth LLC |
13F
|
Company |
2.3%
|
761,525
|
$9,024,071 | — | 30 Jun 2023 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.6%
|
546,099
|
$6,449,000 | — | 30 Jun 2023 | |
| Saba Capital Management, L.P. |
13F
|
Company |
1.3%
|
445,005
|
$5,255,509 | — | 30 Jun 2023 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
1.2%
|
415,601
|
$4,920,716 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.93%
|
311,985
|
$3,684,539 | — | 30 Jun 2023 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
0.79%
|
262,515
|
$3,100,302 | — | 30 Jun 2023 | |
| EQUITEC PROPRIETARY MARKETS, LLC |
13F
|
Company |
0.63%
|
210,039
|
$2,480,561 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.62%
|
206,361
|
$2,437,000 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.49%
|
163,660
|
$1,932,819 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.34%
|
114,639
|
$1,353,887 | — | 30 Jun 2023 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0.34%
|
112,160
|
$1,317,876 | — | 30 Jun 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.33%
|
109,733
|
$1,295,951 | — | 30 Jun 2023 | |
| Twelve Points Wealth Management LLC |
13F
|
Company |
0.33%
|
109,098
|
$1,288,447 | — | 30 Jun 2023 | |
| Matisse Capital |
13F
|
Company |
0.24%
|
80,000
|
$944,800 | — | 30 Jun 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.21%
|
69,302
|
$818,457 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.18%
|
60,358
|
$714,609 | — | 30 Jun 2023 | |
| Dakota Wealth Management |
13F
|
Company |
0.13%
|
42,400
|
$500,744 | — | 30 Jun 2023 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.11%
|
35,631
|
$421,000 | — | 30 Jun 2023 | |
| SFI Advisors, LLC |
13F
|
Company |
0.09%
|
29,569
|
$349,210 | — | 30 Jun 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.08%
|
25,115
|
$296,608 | — | 30 Jun 2023 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.07%
|
22,741
|
$268,571 | — | 30 Jun 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.06%
|
19,951
|
$235,621 | — | 30 Jun 2023 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.05%
|
15,341
|
$181,177 | — | 30 Jun 2023 | |
| Claybrook Capital, LLC |
13F
|
Company |
0.04%
|
13,455
|
$158,904 | — | 30 Jun 2023 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.04%
|
13,334
|
$157,475 | — | 30 Jun 2023 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.04%
|
13,133
|
$155,102 | — | 30 Jun 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
11,000
|
$131,000 | — | 30 Jun 2023 | |
| Live Oak Private Wealth LLC |
13F
|
Company |
0.03%
|
10,630
|
$125,540 | — | 30 Jun 2023 | |
| Navid Abghari |
3/4/5
|
Portfolio Manager |
—
class O/S missing
|
4,024
|
$47,564 | — | 19 Oct 2021 | |
| John R. Hsu |
3/4/5
|
Secretary |
—
class O/S missing
|
2,667
|
$31,524 | — | 14 Oct 2021 | |
| Towne Trust Company, N.A |
13F
|
Company |
0.01%
|
2,000
|
$23,620 | — | 30 Jun 2023 | |
| CWM, LLC |
13F
|
Company |
0%
|
1,100
|
$13,000 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
248
|
$2,929 | — | 30 Jun 2023 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
186
|
$2,197 | — | 30 Jun 2023 | |
| Sun Life Assurance Co of Canada |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
57,500,000
mixed-class rows
|
— | — | 08 Jul 2021 | |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
48,600,000
mixed-class rows
|
— | — | 08 Jul 2021 |
Institutional Holders of Angel Oak Financial Strategies Income Term Trust - Common (FINS) as of Q3 2023
As of 30 Sep 2023,
Angel Oak Financial Strategies Income Term Trust - Common (FINS) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,014,031 shares.
The largest 10 holders included
Karpus Management, Inc., MORGAN STANLEY, UBS Group AG, Atlas Wealth LLC, SIT INVESTMENT ASSOCIATES INC, Saba Capital Management, L.P., WOLVERINE TRADING, LLC, NATIONS FINANCIAL GROUP INC, /IA/ /ADV, Royal Bank of Canada, and WELLS FARGO & COMPANY/MN.
This page lists
33
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
35
Q3 2023 holders
33
Holder diff
-2
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.