Angel Oak Financial Strategies Income Term Trust - Common (FINS)
CUSIP: 03464A100
Q1 2026 13F Holders as of 31 Mar 2026
- Type / Class
- Equity / Common
- Shares outstanding
- 33,426,938
- Total 13F shares
- 2,393,183
- Share change
- -51,574
- Total reported value
- $30,510,877
- Price per share
- $12.75
- Number of holders
- 20
- Value change
- -$659,388
- Number of buys
- 10
- Number of sells
- 4
Quarterly Holders Quick Answers
What is CUSIP 03464A100?
CUSIP 03464A100 identifies FINS - Angel Oak Financial Strategies Income Term Trust - Common in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
- Previous quarter: Q4 2025
Recent filing periods for CUSIP 03464A100:
Top shareholders of FINS - Angel Oak Financial Strategies Income Term Trust - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
13D/G
|
Company |
29%
from 13D/G
|
10,285,734
|
$135,875,000 | — | 31 Dec 2025 | |
| Karpus Management, Inc. |
13F
13D/G
|
Company |
15%
from 13D/G
|
5,151,041
|
$68,045,249 | — | 31 Dec 2025 | |
| WELLS FARGO & COMPANY/MN |
13D/G
13F
|
Wells Fargo & Company · Company |
4.1%
|
1,373,540
|
$17,649,989 | +$279,256 | 30 Jun 2025 | |
| MORGAN STANLEY |
13D/G
13F
|
Company |
3.5%
|
877,414
|
$11,564,317 | $0 | 07 Jan 2025 | |
| UBS Group AG |
13F
|
Company |
2.2%
|
720,275
|
$9,514,833 | — | 31 Dec 2025 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
1.4%
|
484,445
|
$6,399,518 | — | 31 Dec 2025 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
1.3%
|
418,161
|
$5,523,909 | — | 31 Dec 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.2%
|
409,551
|
$5,410,000 | — | 31 Dec 2025 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.1%
|
364,071
|
$4,809,378 | — | 31 Dec 2025 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
1.1%
|
363,954
|
$4,807,832 | — | 31 Dec 2025 | |
| Noble Wealth Management PBC |
13F
|
Company |
0.71%
|
235,820
|
$3,115,182 | — | 31 Dec 2025 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.65%
|
216,513
|
$2,860,137 | — | 31 Dec 2025 | |
| RIVERBRIDGE PARTNERS LLC |
13F
|
Company |
0.64%
|
215,510
|
$2,846,888 | — | 31 Dec 2025 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.56%
|
187,327
|
$2,474,589 | — | 31 Dec 2025 | |
| LPL Financial LLC |
13F
|
Company |
0.55%
|
183,115
|
$2,418,954 | — | 31 Dec 2025 | |
| Sreeniwas Prabhu |
3/4/5
|
INVESTMENT ADVISER PRINCIPAL |
0.52%
|
175,180
|
$2,256,318 | +$118,535 | 20 Nov 2025 | |
| Michael Fierman |
3/4/5
|
INVESTMENT ADVISER PRINCIPAL |
0.38%
|
125,420
|
$1,641,747 | +$217,078 | 06 Nov 2025 | |
| Closed-End Fund Advisors, Inc. |
13F
|
Company |
0.36%
|
121,264
|
$1,601,897 | — | 31 Dec 2025 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.31%
|
105,239
|
$1,390,208 | — | 31 Dec 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
0.24%
|
80,082
|
$1,057,884 | — | 31 Dec 2025 | |
| Dakota Wealth Management |
13F
|
Company |
0.23%
|
77,835
|
$1,028,201 | — | 31 Dec 2025 | |
| Twelve Points Wealth Management LLC |
13F
|
Company |
0.21%
|
71,524
|
$942,973 | — | 31 Dec 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.21%
|
71,184
|
$940,343 | — | 31 Dec 2025 | |
| Focus Partners Wealth |
13F
|
Company |
0.21%
|
70,779
|
$934,991 | — | 31 Dec 2025 | |
| Johannes Palsson |
3/4/5
|
Portfolio Manager |
—
class O/S missing
|
68,789
|
$910,073 | — | 14 May 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
0.17%
|
56,747
|
$749,636 | — | 31 Dec 2025 | |
| &PARTNERS |
13F
|
Company |
0.15%
|
51,181
|
$676,106 | — | 31 Dec 2025 | |
| Invesco Ltd. |
13F
|
Company |
0.12%
|
39,727
|
$524,794 | — | 31 Dec 2025 | |
| Corient Private Wealth LLC |
13F
|
Company |
0.09%
|
30,000
|
$396,300 | — | 31 Dec 2025 | |
| CHOREO, LLC |
13F
|
Company |
0.09%
|
28,746
|
$379,204 | — | 31 Dec 2025 | |
| Summit Asset Management, LLC |
13F
|
Company |
0.08%
|
26,000
|
$343,460 | — | 31 Dec 2025 | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC |
13F
|
Company |
0.07%
|
24,370
|
$322,415 | — | 31 Dec 2025 | |
| Live Oak Private Wealth LLC |
13F
|
Company |
0.06%
|
21,670
|
$286,261 | — | 31 Dec 2025 | |
| Alvin R. Albe Jr. |
3/4/5
|
Director |
—
class O/S missing
|
20,000
|
$262,492 | +$262,492 | 22 May 2025 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.05%
|
18,186
|
$240,241 | — | 31 Dec 2025 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.05%
|
17,980
|
$238,000 | — | 31 Dec 2025 | |
| StoneX Group Inc. |
13F
|
Company |
0.05%
|
15,349
|
$202,760 | — | 31 Dec 2025 | |
| Lido Advisors, LLC |
13F
|
Company |
0.04%
|
13,467
|
$176,552 | — | 31 Dec 2025 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.03%
|
11,428
|
$150,964 | — | 31 Dec 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.03%
|
10,189
|
$134,590 | — | 31 Dec 2025 | |
| PFG Investments, LLC |
13F
|
Company |
0.03%
|
10,080
|
$133,159 | — | 31 Dec 2025 | |
| Cheryl Pate |
3/4/5
|
Director, Portfolio Manager |
—
class O/S missing
|
8,554
|
$113,163 | — | 14 May 2025 | |
| Andrea Mullins |
3/4/5
|
Director |
—
class O/S missing
|
7,585
|
$99,756 | +$99,756 | 12 Aug 2025 | |
| Kevin Parks |
3/4/5
|
Portfolio Manager |
—
class O/S missing
|
5,667
|
$72,707 | +$12,830 | 02 Jun 2025 | |
| COMERICA BANK |
13F
|
Company |
0.01%
|
4,446
|
$58,732 | — | 31 Dec 2025 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.01%
|
4,000
|
$52,840 | — | 31 Dec 2025 | |
| Navid Abghari |
3/4/5
|
Portfolio Manager |
—
class O/S missing
|
4,024
|
$47,564 | — | 19 Oct 2021 | |
| Mountain Hill Investment Partners Corp. |
13F
|
Company |
0.01%
|
3,333
|
$44,029 | — | 31 Dec 2025 | |
| William Eldredge |
3/4/5
|
Chief Compliance Officer |
0.01%
|
2,940
|
$38,514 | +$25,152 | 05 Aug 2025 | |
| John R. Hsu |
3/4/5
|
Secretary |
—
class O/S missing
|
2,667
|
$31,524 | — | 14 Oct 2021 |
Institutional Holders of Angel Oak Financial Strategies Income Term Trust - Common (FINS) as of Q1 2026
As of 31 Mar 2026,
Angel Oak Financial Strategies Income Term Trust - Common (FINS) was held by
20 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,393,183 shares.
The largest 10 holders included
UBS Group AG, NATIONS FINANCIAL GROUP INC, /IA/ /ADV, ENVESTNET ASSET MANAGEMENT INC, Noble Wealth Management PBC, RIVERBRIDGE PARTNERS LLC, LPL Financial LLC, Dakota Wealth Management, Twelve Points Wealth Management LLC, WEALTH ENHANCEMENT ADVISORY SERVICES, LLC, and Live Oak Private Wealth LLC.
This page lists
20
institutional shareholders reporting positions in this security
for the Q1 2026 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2026 vs Q4 2025 Across Filers
Q4 2025 holders
43
Q1 2026 holders
20
Holder diff
-23
| Investor | Q4 2025 Shares | Q1 2026 Shares | Share Diff | Share Chg % | Q4 2025 Value $ | Q1 2026 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.