Angel Oak Financial Strategies Income Term Trust - Common (FINS)

CUSIP: 03464A100

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class
Equity / Common
Shares outstanding
33,412,845
Total 13F shares
1,371,313
Share change
+185,511
Total reported value
$28,373,000
Price per share
$20.69
Number of holders
15
Value change
+$3,836,869
Number of buys
13
Number of sells
1

Security key

03464A100

Report period

Q4 2019

Institutions

15

Top holders

10

Ownership snapshot

Top shareholders of FINS - Angel Oak Financial Strategies Income Term Trust - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
UBS Group AG
13D/G signal
Evidence rows
9
Latest as of
30 Sep 2019
13F Lead comparable stake: 1.1% Showing first 8 of 9 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
UBS Group AG
13F
Company
13F
1.1%
$7,740,000
383,772 shares
30 Sep 2019
Vivaldi Capital Management LP
13F
Company
13F
0.97%
$6,555,000
325,000 shares
30 Sep 2019
ROYAL BANK OF CANADA
13F
Company
13F
0.47%
$3,168,000
157,070 shares
30 Sep 2019
WELLS FARGO & COMPANY/MN
13F
Company
13F
0.24%
$1,621,000
80,346 shares
30 Sep 2019
LPL Financial LLC
13F
Company
13F
0.21%
$1,440,000
71,391 shares
30 Sep 2019
RAYMOND JAMES & ASSOCIATES
13F
Company
13F
0.2%
$1,349,000
66,902 shares
30 Sep 2019
D.A. DAVIDSON & CO.
13F
Company
13F
0.12%
$817,000
40,519 shares
30 Sep 2019
MORGAN STANLEY
13F
Company
13F
0.08%
$571,000
28,302 shares
30 Sep 2019
Show 1 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
WEDBUSH SECURITIES INC
13F
Company
13F
0.07%
$494,000
24,500 shares
30 Sep 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
15
Shares
1,371,313
Rows loaded
15
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders
9
Q4 2019 holders
15
Holder diff
6
Investor Q3 2019 Shares Q4 2019 Shares Share Diff Share Chg % Q3 2019 value Q4 2019 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .