Angel Oak Financial Strategies Income Term Trust - Common (FINS)
CUSIP: 03464A100
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common
- Shares outstanding
- 33,426,938
- Total 13F shares
- 1,371,313
- Share change
- +185,511
- Total reported value
- $28,373,000
- Price per share
- $20.69
- Number of holders
- 15
- Value change
- +$3,836,869
- Number of buys
- 13
- Number of sells
- 1
Quarterly Holders Quick Answers
What is CUSIP 03464A100?
CUSIP 03464A100 identifies FINS - Angel Oak Financial Strategies Income Term Trust - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 03464A100:
Top shareholders of FINS - Angel Oak Financial Strategies Income Term Trust - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
1.1%
|
383,772
|
$7,740,000 | — | 30 Sep 2019 | |
| Vivaldi Capital Management LP |
13F
|
Company |
0.97%
|
325,000
|
$6,555,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.47%
|
157,070
|
$3,168,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.24%
|
80,346
|
$1,621,000 | — | 30 Sep 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.21%
|
71,391
|
$1,440,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.2%
|
66,902
|
$1,349,000 | — | 30 Sep 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.12%
|
40,519
|
$817,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.08%
|
28,302
|
$571,000 | — | 30 Sep 2019 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.07%
|
24,500
|
$494,000 | — | 30 Sep 2019 |
Institutional Holders of Angel Oak Financial Strategies Income Term Trust - Common (FINS) as of Q4 2019
As of 31 Dec 2019,
Angel Oak Financial Strategies Income Term Trust - Common (FINS) was held by
15 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,371,313 shares.
The largest 10 holders included
UBS Group AG, ROYAL BANK OF CANADA, Vivaldi Capital Management, LLC, LPL Financial LLC, WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, D.A. DAVIDSON & CO., MORGAN STANLEY, WEDBUSH SECURITIES INC, and TRUIST FINANCIAL CORP.
This page lists
15
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
9
Q4 2019 holders
15
Holder diff
6
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.