Security key
03464A100
Angel Oak Financial Strategies Income Term Trust - Common (FINS)
CUSIP: 03464A100
Q3 2019 13F Holders as of 30 Sep 2019
- Security type / class
- Equity / Common
- Total 13F shares
- 1,177,802
- Total 13F value
- $23,755,000
- Share change
- +479,511
- SEC-reported price per share
- $20.17
- Number of holders
- 9
- Value change
- +$9,671,046
- Number of buys
- 8
- Shares outstanding
- 33,412,845
Holder snapshot
5 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2019
Institutions
9
Top holders
9
FINS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2019
Previous quarter: Q2 2019
Angel Oak Financial Strategies Income Term Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 03464A100
Recent filing periods:
Ownership snapshot
Top reported holders of FINS - Angel Oak Financial Strategies Income Term Trust - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Vivaldi Capital Managemen...
Disclosed value leader
Vivaldi Capital Managemen...
Comparable rows
6/6
Latest evidence
30 Jun 2019
13F
Lead comparable stake: 0.97%
Quick read
Vivaldi Capital Management LP leads the comparable SEC ownership view at 0.97%.
6 of 6 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Vivaldi Capital Management LP's linked filing trail.
Comparable ownership
Top 5
Vivaldi Capital Management LP
0.97%
UBS Group AG
0.65%
ROYAL BANK OF CANADA
0.27%
WELLS FARGO & COMPANY/MN
0.13%
WEDBUSH SECURITIES INC
0.06%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 6 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Vivaldi Capital Management LP |
13F
Company
|
0.97%
|
$6,533,000
325,000 shares
|
— | 30 Jun 2019 |
| UBS Group AG |
13F
Company
|
0.65%
|
$4,378,000
217,800 shares
|
— | 30 Jun 2019 |
| ROYAL BANK OF CANADA |
13F
Company
|
0.27%
|
$1,813,000
90,175 shares
|
— | 30 Jun 2019 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0.13%
|
$905,000
45,018 shares
|
— | 30 Jun 2019 |
| WEDBUSH SECURITIES INC |
13F
Company
|
0.06%
|
$372,000
18,500 shares
|
— | 30 Jun 2019 |
| MORGAN STANLEY |
13F
Company
|
0.01%
|
$36,000
1,798 shares
|
— | 30 Jun 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
9
Shares
1,177,802
Rows available
9
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
6
Q3 2019 holders
9
Holder diff
3
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 value | Q3 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend