Security key
032797300
- Type / Class
- Equity / COM NEW
- Total 13F shares
- 11,767,055
- Share change
- +4,389,441
- Total reported value
- $39,650,063
- Put/Call ratio
- 401%
- Price per share
- $3.37
- Number of holders
- 55
- Value change
- +$14,871,644
- Number of buys
- 31
- Number of sells
- 21
Report period
Q2 2019
Institutions
55
Top holders
10
AVXL full security history
Newer quarter: Q3 2019
Previous quarter: Q1 2019
ANAVEX LIFE SCIENCES CORP. SEC filings
ANAVEX LIFE SCIENCES CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 032797300
Recent filing periods:
Top shareholders of AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Park West Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
3,495,615
|
$10,661,000 | — | 31 Mar 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
811,843
|
$2,476,000 | — | 31 Mar 2019 | |
| Knoll Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
724,205
|
$2,209,000 | — | 31 Mar 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
337,525
|
$1,029,000 | — | 31 Mar 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
328,848
|
$1,002,000 | — | 31 Mar 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
225,786
|
$689,000 | — | 31 Mar 2019 | |
| Hikari Power Ltd |
13F
|
Company |
—
class O/S missing
|
174,080
|
$531,000 | — | 31 Mar 2019 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
117,500
|
$358,000 | — | 31 Mar 2019 | |
| BRC Group Holdings, Inc. |
13F
|
Company |
—
class O/S missing
|
115,000
|
$351,000 | — | 31 Mar 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
111,263
|
$339,000 | — | 31 Mar 2019 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
—
class O/S missing
|
90,892
|
$277,000 | — | 31 Mar 2019 | |
| Tibra Equities Europe Ltd |
13F
|
Company |
—
class O/S missing
|
84,445
|
$258,000 | — | 31 Mar 2019 | |
| SNS Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
70,000
|
$214,000 | — | 31 Mar 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
59,567
|
$181,000 | — | 31 Mar 2019 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
52,661
|
$161,000 | — | 31 Mar 2019 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
49,580
|
$152,000 | — | 31 Mar 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
49,592
|
$151,000 | — | 31 Mar 2019 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
32,390
|
$99,000 | — | 31 Mar 2019 | |
| Edge Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
30,000
|
$91,000 | — | 31 Mar 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
29,017
|
$89,000 | — | 31 Mar 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
29,005
|
$88,000 | — | 31 Mar 2019 | |
| Brightworth |
13F
|
Company |
—
class O/S missing
|
28,625
|
$87,000 | — | 31 Mar 2019 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
27,469
|
$84,000 | — | 31 Mar 2019 | |
| PHH Investments, Ltd. |
13F
|
Company |
—
class O/S missing
|
27,071
|
$83,000 | — | 31 Mar 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
26,100
|
$80,000 | — | 31 Mar 2019 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
21,900
|
$67,000 | — | 31 Mar 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
20,513
|
$62,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
19,538
|
$59,000 | — | 31 Mar 2019 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
18,597
|
$57,000 | — | 31 Mar 2019 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
16,434
|
$50,000 | — | 31 Mar 2019 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
—
class O/S missing
|
16,200
|
$49,000 | — | 31 Mar 2019 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
15,874
|
$49,000 | — | 31 Mar 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
15,250
|
$47,000 | — | 31 Mar 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
14,164
|
$43,000 | — | 31 Mar 2019 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
14,000
|
$43,000 | — | 31 Mar 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
14,000
|
$42,000 | — | 31 Mar 2019 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
—
class O/S missing
|
13,481
|
$41,000 | — | 31 Mar 2019 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
12,676
|
$39,000 | — | 31 Mar 2019 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
10,469
|
$32,000 | — | 31 Mar 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
5,000
|
$15,000 | — | 31 Mar 2019 | |
| Kessler Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
4,000
|
$12,000 | — | 31 Mar 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
3,330
|
$10,000 | — | 31 Mar 2019 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
3,000
|
$9,000 | — | 31 Mar 2019 | |
| MEEDER ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
2,600
|
$8,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
2,500
|
$8,000 | — | 31 Mar 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
2,250
|
$7,000 | — | 31 Mar 2019 | |
| CWM, LLC |
13F
|
Company |
—
class O/S missing
|
200
|
$5,000 | — | 31 Mar 2019 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
1,404
|
$4,282 | — | 31 Mar 2019 | |
| Bedel Financial Consulting, Inc. |
13F
|
Company |
—
class O/S missing
|
1,210
|
$4,000 | — | 31 Mar 2019 | |
| Larson Financial Group LLC |
13F
|
Company |
—
class O/S missing
|
550
|
$2,000 | — | 31 Mar 2019 |
Institutional Holders of ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) as of Q2 2019
As of 30 Jun 2019,
ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) was held by
55 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,767,055 shares.
The largest 10 holders included
Park West Asset Management LLC, BlackRock Inc., VANGUARD GROUP INC, Knoll Capital Management, LP, STATE STREET CORP, GEODE CAPITAL MANAGEMENT, LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, Hikari Power Ltd, NORTHERN TRUST CORP, and JANE STREET GROUP, LLC.
This page lists
55
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
51
Q2 2019 holders
55
Holder diff
4
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.