Security key
029899101
AMERICAN STATES WATER CO - Common Stock (AWR)
CUSIP: 029899101
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 39,100,095
- Total 13F shares
- 26,646,422
- Share change
- -616,672
- Total reported value
- $2,308,719,572
- Put/Call ratio
- 143%
- Price per share
- $86.64
- Number of holders
- 315
- Value change
- -$54,707,065
- Number of buys
- 126
- Number of sells
- 142
Report period
Q4 2019
Institutions
315
Top holders
10
AWR full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
AMERICAN STATES WATER CO SEC filings
AMERICAN STATES WATER CO company facts
Broader feeds
Reporting periods
Holder history for CUSIP 029899101
Recent filing periods:
Top shareholders of AWR - AMERICAN STATES WATER CO - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
15%
|
5,741,118
|
$515,897,000 | — | 30 Sep 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
11%
|
4,343,606
|
$390,316,000 | — | 30 Sep 2019 | |
| STATE STREET CORP |
13F
|
Company |
7%
|
2,748,683
|
$246,997,000 | — | 30 Sep 2019 | |
| PICTET ASSET MANAGEMENT LTD |
13F
|
Company |
2.7%
|
1,060,466
|
$95,293,000 | — | 30 Sep 2019 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
2.6%
|
1,005,646
|
$90,368,000 | — | 30 Sep 2019 | |
| Invesco Ltd. |
13F
|
Company |
2.2%
|
852,070
|
$76,567,000 | — | 30 Sep 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.8%
|
690,414
|
$62,040,000 | — | 30 Sep 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
1.4%
|
544,148
|
$48,897,000 | — | 30 Sep 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.2%
|
478,684
|
$43,014,000 | — | 30 Sep 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
1.1%
|
419,371
|
$37,684,000 | — | 30 Sep 2019 | |
| Copeland Capital Management, LLC |
13F
|
Company |
1%
|
398,376
|
$35,798,000 | — | 30 Sep 2019 | |
| WINTON GROUP Ltd |
13F
|
Company |
0.94%
|
366,836
|
$32,964,000 | — | 30 Sep 2019 | |
| KBC Group NV |
13F
|
Company |
0.92%
|
359,630
|
$32,316,000 | — | 30 Sep 2019 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.91%
|
356,806
|
$32,063,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.83%
|
322,990
|
$29,023,000 | — | 30 Sep 2019 | |
| Granite Investment Partners, LLC |
13F
|
Company |
0.77%
|
300,521
|
$27,005,000 | — | 30 Sep 2019 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.71%
|
276,319
|
$24,831,000 | — | 30 Sep 2019 | |
| NORGES BANK |
13F
|
Company |
0.68%
|
265,050
|
$23,818,000 | — | 30 Sep 2019 | |
| Legal & General Group Plc |
13F
|
Company |
0.66%
|
258,512
|
$23,230,000 | — | 30 Sep 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.58%
|
228,011
|
$20,489,000 | — | 30 Sep 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.52%
|
201,852
|
$18,138,000 | — | 30 Sep 2019 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.44%
|
172,106
|
$15,466,000 | — | 30 Sep 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.42%
|
164,516
|
$14,783,000 | — | 30 Sep 2019 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.42%
|
164,091
|
$14,745,000 | — | 30 Sep 2019 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.39%
|
152,322
|
$13,688,000 | — | 30 Sep 2019 | |
| FIL Ltd |
13F
|
Company |
0.38%
|
150,077
|
$13,486,000 | — | 30 Sep 2019 | |
| Man Group plc |
13F
|
Company |
0.38%
|
148,943
|
$13,384,000 | — | 30 Sep 2019 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.35%
|
136,126
|
$12,233,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.35%
|
135,932
|
$12,215,000 | — | 30 Sep 2019 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.35%
|
135,340
|
$12,162,000 | — | 30 Sep 2019 | |
| ProShare Advisors LLC |
13F
|
Company |
0.32%
|
125,494
|
$11,277,000 | — | 30 Sep 2019 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.31%
|
119,408
|
$10,730,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.29%
|
115,239
|
$10,356,000 | — | 30 Sep 2019 | |
| MARTINGALE ASSET MANAGEMENT L P |
13F
|
Company |
0.28%
|
108,608
|
$9,760,000 | — | 30 Sep 2019 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.27%
|
107,156
|
$9,626,000 | — | 30 Sep 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.27%
|
105,463
|
$9,477,000 | — | 30 Sep 2019 | |
| York State Teachers Retirement System New |
13F
|
Individual |
0.25%
|
99,570
|
$8,947,000 | — | 30 Sep 2019 | |
| ZACKS INVESTMENT MANAGEMENT |
13F
|
Company |
0.25%
|
97,033
|
$8,719,000 | — | 30 Sep 2019 | |
| BNP Paribas Asset Management Holding S.A. |
13F
|
Company |
0.24%
|
93,962
|
$8,443,000 | — | 30 Sep 2019 | |
| PUBLIC SECTOR PENSION INVESTMENT BOARD |
13F
|
Company |
0.24%
|
93,493
|
$8,401,000 | — | 30 Sep 2019 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.22%
|
87,610
|
$7,873,000 | — | 30 Sep 2019 | |
| TD ASSET MANAGEMENT INC |
13F
|
Company |
0.22%
|
86,926
|
$7,811,000 | — | 30 Sep 2019 | |
| Walthausen & Co., LLC |
13F
|
Company |
0.22%
|
85,580
|
$7,690,000 | — | 30 Sep 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.21%
|
83,612
|
$7,513,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0.21%
|
82,599
|
$7,422,000 | — | 30 Sep 2019 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.2%
|
78,161
|
$7,024,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.18%
|
69,442
|
$6,240,000 | — | 30 Sep 2019 | |
| Swiss National Bank |
13F
|
Company |
0.18%
|
69,200
|
$6,218,000 | — | 30 Sep 2019 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.17%
|
65,418
|
$5,878,000 | — | 30 Sep 2019 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.16%
|
62,400
|
$5,607,000 | — | 30 Sep 2019 |
Institutional Holders of AMERICAN STATES WATER CO - Common Stock (AWR) as of Q4 2019
As of 31 Dec 2019,
AMERICAN STATES WATER CO - Common Stock (AWR) was held by
315 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
26,646,422 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, PICTET ASSET MANAGEMENT LTD, Invesco Ltd., DIMENSIONAL FUND ADVISORS LP, NORTHERN TRUST CORP, Bank of New York Mellon Corp, GEODE CAPITAL MANAGEMENT, LLC, and Copeland Capital Management, LLC.
This page lists
315
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
315
Q4 2019 holders
315
Holder diff
0
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.