What does CUSIP 029899101 represent in this 13F holders report?

CUSIP 029899101 is the security identifier for AWR - AMERICAN STATES WATER CO - Common Stock used to aggregate holder disclosures.

How many institutions held AWR - AMERICAN STATES WATER CO - Common Stock in Q3 2019?

315 institutional investors reported AWR - AMERICAN STATES WATER CO - Common Stock for Q3 2019. Use the holders table for investor-level position and value details.

AMERICAN STATES WATER CO - Common Stock (AWR)

CUSIP: 029899101

Q3 2019 13F Holders as of 30 Sep 2019

Type / Class: Equity / Common Stock
Shares outstanding: 39,100,095
Total 13F shares: 27,142,021
Share change: +519,846
Total reported value: $2,439,212,868
Put/Call ratio: 75%
Price per share: $89.86
Number of holders: 315
Value change: +$50,782,549
Number of buys: 148
Number of sells: 125

Quarterly Holders Quick Answers

What is CUSIP 029899101?
CUSIP 029899101 identifies AWR - AMERICAN STATES WATER CO - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2019
Previous quarter: Q2 2019

Recent filing periods for CUSIP 029899101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of AWR - AMERICAN STATES WATER CO - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BlackRock Finance, Inc.	13F	Company	14%	5,640,290	$424,376,000	—	30 Jun 2019	13F
VANGUARD GROUP INC	13F	Company	11%	4,323,715	$325,317,000	—	30 Jun 2019	13F
STATE STREET CORP	13F	Company	7.4%	2,904,972	$218,570,000	—	30 Jun 2019	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	2.9%	1,116,890	$84,033,000	—	30 Jun 2019	13F
PICTET ASSET MANAGEMENT LTD	13F	Company	2.7%	1,061,307	$79,853,000	—	30 Jun 2019	13F
Invesco Ltd.	13F	Company	1.9%	750,449	$56,464,000	—	30 Jun 2019	13F
NORTHERN TRUST CORP	13F	Company	1.7%	673,153	$50,648,000	—	30 Jun 2019	13F
Bank of New York Mellon Corp	13F	Company	1.4%	555,879	$41,824,000	—	30 Jun 2019	13F
Copeland Capital Management, LLC	13F	Company	1.3%	496,874	$37,385,000	—	30 Jun 2019	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	1.2%	458,238	$34,477,000	—	30 Jun 2019	13F
MORGAN STANLEY	13F	Company	1%	398,737	$30,000,000	—	30 Jun 2019	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	0.89%	348,570	$26,226,000	—	30 Jun 2019	13F
KBC Group NV	13F	Company	0.88%	343,818	$25,869,000	—	30 Jun 2019	13F
Granite Investment Partners, LLC	13F	Company	0.76%	297,772	$22,404,000	—	30 Jun 2019	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	0.7%	275,118	$20,700,000	—	30 Jun 2019	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.7%	273,283	$20,562,000	—	30 Jun 2019	13F
NORGES BANK	13F	Company	0.68%	265,050	$19,942,000	—	30 Jun 2019	13F
JPMORGAN CHASE & CO	13F	Company	0.68%	266,903	$19,729,000	—	30 Jun 2019	13F
Legal & General Group Plc	13F	Company	0.67%	260,819	$19,624,000	—	30 Jun 2019	13F
WINTON GROUP Ltd	13F	Company	0.65%	255,213	$19,202,000	—	30 Jun 2019	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.65%	252,727	$19,014,000	—	30 Jun 2019	13F
DEUTSCHE BANK AG\	13F	Company	0.44%	173,363	$13,040,000	—	30 Jun 2019	13F
Russell Investments Group, Ltd.	13F	Company	0.44%	172,521	$12,976,000	—	30 Jun 2019	13F
Man Group plc	13F	Company	0.44%	172,120	$12,950,000	—	30 Jun 2019	13F
FIRST TRUST ADVISORS LP	13F	Company	0.43%	168,818	$12,702,000	—	30 Jun 2019	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.42%	163,440	$12,297,000	—	30 Jun 2019	13F
Nuveen Asset Management, LLC	13F	Company	0.39%	153,281	$11,533,000	—	30 Jun 2019	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.38%	148,458	$11,170,000	—	30 Jun 2019	13F
ROYAL BANK OF CANADA	13F	Company	0.31%	119,937	$9,024,000	—	30 Jun 2019	13F
RHUMBLINE ADVISERS	13F	Company	0.31%	119,863	$9,018,000	—	30 Jun 2019	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.27%	104,879	$7,892,000	—	30 Jun 2019	13F
MARTINGALE ASSET MANAGEMENT L P	13F	Company	0.26%	102,605	$7,721,000	—	30 Jun 2019	13F
York State Teachers Retirement System New	13F	Individual	0.26%	100,370	$7,552,000	—	30 Jun 2019	13F
ZACKS INVESTMENT MANAGEMENT	13F	Company	0.25%	99,630	$7,496,000	—	30 Jun 2019	13F
UBS Group AG	13F	Company	0.23%	90,096	$6,779,000	—	30 Jun 2019	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.23%	89,850	$6,759,000	—	30 Jun 2019	13F
Walthausen & Co., LLC	13F	Company	0.22%	85,880	$6,462,000	—	30 Jun 2019	13F
D.A. DAVIDSON & CO.	13F	Company	0.22%	85,803	$6,456,000	—	30 Jun 2019	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	0.21%	84,043	$6,323,000	—	30 Jun 2019	13F
PUBLIC SECTOR PENSION INVESTMENT BOARD	13F	Company	0.21%	81,133	$6,104,000	—	30 Jun 2019	13F
Swiss National Bank	13F	Company	0.17%	68,400	$5,146,000	—	30 Jun 2019	13F
SEGALL BRYANT & HAMILL, LLC	13F	Company	0.17%	67,484	$5,079,000	—	30 Jun 2019	13F
MACKAY SHIELDS LLC	13F	Company	0.17%	64,973	$4,889,000	—	30 Jun 2019	13F
CANADA LIFE ASSURANCE Co	13F	Company	0.16%	64,433	$4,844,000	—	30 Jun 2019	13F
Dai-ichi Life Insurance Company, Ltd	13F	Company	0.16%	63,374	$4,768,000	—	30 Jun 2019	13F
BESSEMER GROUP INC	13F	Company	0.16%	62,900	$4,733,000	—	30 Jun 2019	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.16%	60,693	$4,567,000	—	30 Jun 2019	13F
BNP Paribas Asset Management Holding S.A.	13F	Company	0.15%	59,349	$4,465,000	—	30 Jun 2019	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	0.15%	57,931	$4,359,000	—	30 Jun 2019	13F
Arizona State Retirement System	13F	Company	0.15%	57,077	$4,294,000	—	30 Jun 2019	13F

Institutional Holders of AMERICAN STATES WATER CO - Common Stock (AWR) as of Q3 2019

As of 30 Sep 2019, AMERICAN STATES WATER CO - Common Stock (AWR) was held by 315 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 27,142,021 shares. The largest 10 holders included BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, PICTET ASSET MANAGEMENT LTD, DIMENSIONAL FUND ADVISORS LP, Invesco Ltd., NORTHERN TRUST CORP, Bank of New York Mellon Corp, GEODE CAPITAL MANAGEMENT, LLC, and JPMORGAN CHASE & CO. This page lists 315 institutional shareholders reporting positions in this security for the Q3 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders

294

Q3 2019 holders

315

Holder diff

Investor	Q2 2019 Shares	Q3 2019 Shares	Share Diff	Share Chg %	Q2 2019 Value $	Q3 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.