Security key
029899101
AMERICAN STATES WATER CO - Common Stock (AWR)
CUSIP: 029899101
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 39,100,095
- Total 13F shares
- 26,287,603
- Share change
- -343,294
- Total reported value
- $2,148,778,057
- Put/Call ratio
- 54%
- Price per share
- $81.74
- Number of holders
- 315
- Value change
- -$30,673,861
- Number of buys
- 126
- Number of sells
- 162
Report period
Q1 2020
Institutions
315
Top holders
10
AWR full security history
Newer quarter: Q2 2020
Previous quarter: Q4 2019
AMERICAN STATES WATER CO SEC filings
AMERICAN STATES WATER CO company facts
Broader feeds
Reporting periods
Holder history for CUSIP 029899101
Recent filing periods:
Top shareholders of AWR - AMERICAN STATES WATER CO - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
15%
|
5,844,905
|
$506,403,000 | — | 31 Dec 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
11%
|
4,372,445
|
$378,829,000 | — | 31 Dec 2019 | |
| STATE STREET CORP |
13F
|
Company |
6.3%
|
2,466,199
|
$213,671,000 | — | 31 Dec 2019 | |
| PICTET ASSET MANAGEMENT LTD |
13F
|
Company |
2.8%
|
1,083,530
|
$93,877,000 | — | 31 Dec 2019 | |
| Invesco Ltd. |
13F
|
Company |
2.5%
|
970,250
|
$84,063,000 | — | 31 Dec 2019 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
2.2%
|
853,132
|
$73,916,000 | — | 31 Dec 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.7%
|
669,917
|
$58,042,000 | — | 31 Dec 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
1.4%
|
528,112
|
$45,755,000 | — | 31 Dec 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.3%
|
493,341
|
$42,743,000 | — | 31 Dec 2019 | |
| Copeland Capital Management, LLC |
13F
|
Company |
1.1%
|
424,585
|
$36,786,000 | — | 31 Dec 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
1.1%
|
424,255
|
$36,758,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.98%
|
382,961
|
$33,180,000 | — | 31 Dec 2019 | |
| KBC Group NV |
13F
|
Company |
0.97%
|
379,951
|
$32,919,000 | — | 31 Dec 2019 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.9%
|
350,235
|
$30,344,000 | — | 31 Dec 2019 | |
| Granite Investment Partners, LLC |
13F
|
Company |
0.78%
|
306,265
|
$26,535,000 | — | 31 Dec 2019 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.71%
|
279,385
|
$24,206,000 | — | 31 Dec 2019 | |
| Legal & General Group Plc |
13F
|
Company |
0.71%
|
279,097
|
$24,181,000 | — | 31 Dec 2019 | |
| NORGES BANK |
13F
|
Company |
0.68%
|
265,050
|
$22,964,000 | — | 31 Dec 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.63%
|
245,873
|
$21,302,000 | — | 31 Dec 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.57%
|
224,466
|
$19,448,000 | — | 31 Dec 2019 | |
| PUBLIC SECTOR PENSION INVESTMENT BOARD |
13F
|
Company |
0.43%
|
166,453
|
$14,421,000 | — | 31 Dec 2019 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.42%
|
165,024
|
$14,298,000 | — | 31 Dec 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.39%
|
154,258
|
$13,365,000 | — | 31 Dec 2019 | |
| ProShare Advisors LLC |
13F
|
Company |
0.39%
|
154,083
|
$13,350,000 | — | 31 Dec 2019 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.38%
|
149,794
|
$12,979,000 | — | 31 Dec 2019 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.38%
|
148,034
|
$12,826,000 | — | 31 Dec 2019 | |
| WINTON GROUP Ltd |
13F
|
Company |
0.36%
|
141,579
|
$12,266,000 | — | 31 Dec 2019 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.33%
|
128,076
|
$11,097,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.3%
|
118,797
|
$10,293,000 | — | 31 Dec 2019 | |
| MARTINGALE ASSET MANAGEMENT L P |
13F
|
Company |
0.28%
|
108,408
|
$9,393,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
0.26%
|
102,869
|
$8,913,000 | — | 31 Dec 2019 | |
| York State Teachers Retirement System New |
13F
|
Individual |
0.25%
|
98,796
|
$8,560,000 | — | 31 Dec 2019 | |
| ZACKS INVESTMENT MANAGEMENT |
13F
|
Company |
0.25%
|
96,080
|
$8,324,000 | — | 31 Dec 2019 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.24%
|
94,867
|
$8,219,000 | — | 31 Dec 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.24%
|
92,356
|
$8,007,000 | — | 31 Dec 2019 | |
| BNP Paribas Asset Management Holding S.A. |
13F
|
Company |
0.24%
|
92,308
|
$7,998,000 | — | 31 Dec 2019 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.23%
|
90,218
|
$7,815,000 | — | 31 Dec 2019 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
0.21%
|
84,038
|
$7,281,000 | — | 31 Dec 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.21%
|
83,737
|
$7,255,000 | — | 31 Dec 2019 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.21%
|
82,818
|
$7,175,000 | — | 31 Dec 2019 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
0.21%
|
82,217
|
$7,122,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.21%
|
81,253
|
$7,039,000 | — | 31 Dec 2019 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.2%
|
77,480
|
$6,713,000 | — | 31 Dec 2019 | |
| Walthausen & Co., LLC |
13F
|
Company |
0.19%
|
74,866
|
$6,486,000 | — | 31 Dec 2019 | |
| BARCLAYS PLC |
13F
|
Company |
0.19%
|
72,894
|
$6,316,000 | — | 31 Dec 2019 | |
| Swiss National Bank |
13F
|
Company |
0.18%
|
70,500
|
$6,108,000 | — | 31 Dec 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.17%
|
66,827
|
$5,790,000 | — | 31 Dec 2019 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
0.16%
|
64,018
|
$5,546,519 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.16%
|
62,421
|
$5,407,000 | — | 31 Dec 2019 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
0.16%
|
62,345
|
$5,360,000 | — | 31 Dec 2019 |
Institutional Holders of AMERICAN STATES WATER CO - Common Stock (AWR) as of Q1 2020
As of 31 Mar 2020,
AMERICAN STATES WATER CO - Common Stock (AWR) was held by
315 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
26,287,603 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, PICTET ASSET MANAGEMENT LTD, Invesco Ltd., DIMENSIONAL FUND ADVISORS LP, NORTHERN TRUST CORP, GEODE CAPITAL MANAGEMENT, LLC, Bank of New York Mellon Corp, and JPMORGAN CHASE & CO.
This page lists
315
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
315
Q1 2020 holders
315
Holder diff
0
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.